The order Passeriformes was largely defined by 19th century anatomists on the basis of phenetic similarities. The purpose of this study was to determine whether the group is monophyletic in the strict contemporary sense. Similarities used by previous workers were reanalyzed to determine whether or not they could be shown to be derived character states corroborating the hypothesis of passeriform monophyly. Of 18 traditional taxonomic characters analyzed, none refuted the hypothesis of passeriform monophyly, 13 failed to corroborate the hypothesis, and 5 did corroborate it. These are the aegithognathous palate, the "passerine" tensor propatagialis brevis, the bundled spermatozoa with coiled head and large acrosome, the enlarged hallux, and the type VII deep plantar tendons.
To this analysis is added new information from the hind limb musculature. Previous knowledge of oscine musculature is augmented by new information from representative suboscines. The division of M. pubo-ischio-femoralis into Pars cranialis and Pars caudalis is confirmed for suboscines, distinguishing the entire order Passeriformes from nonpasserine birds. In the foot, the loss of a set of intrinsic muscles of the forward digits, previously known from oscines, is also confirmed for suboscines. These limb-muscle characters supplement the analysis of traditional characters in corroborating the hypothesis that the order Passeriformes is monophyletic.
A functional analysis of the passerine foot shows that it is a derived mechanism specialized for perching, but with a reduction in the subtlety and variety of certain other movements. Received 9 March 1981, accepted 3 August 1981.
Department of Biological Sciences, University of Pittsburgh,
Pittsburgh, Pennsylvania 5260 USA
I this paper I address the question of
whether or not the avian order Passeriformes
is monophyletic, using the concept of mono-
phyly in its strict contemporary sense. I would
define as monophyletic a group whose char-
acteristics support most strongly the hypothe-
sis that it consists of all the known descendents
of a single common ancestor, that is, a group
all of whose members share a more recent com-
mon ancestor with each other than with any
other taxa. In other words, the question is
whether the order Passeriformes is a clade.
There are four reasons why this question is
important in the context of my research. First,
passeriform monophyly has long been a tacit
assumption based on a century-old definition
of the assemblage as being "natural" or mono-
phyletic in an old and vague sense at best. It
is a phenetic cluster of groups traditionally
united by various "similarities" without con-
sideration of the nature of those similarities or
of the sorts of information that different kinds
of similarity can or cannot provide about phy-
logenetic relationships. In recent years our
concepts of monophyly and our methods of
character analysis have been sufficiently re-
fined that it is desirable now to reconsider the
nature of the largest order of living birds.
Eldredge and Cracraft (1980: 158) have noted
that a recurrent theme in the history of classi-
fication has been the elimination of nonmono-
phyletic taxa. The fact that such apparently
nonmonophyletic groups as "Pisces," "Reptil-
ia," and "Carduelinae" have long persisted in
classifications warns us not to assume that a
group is monophyletic just because it has tra-
ditionally been formally classified as a taxon.
In our previous studies of the appendicular
muscles, my students and I have questioned
the monophyly of various traditional groups
and have found that such hypotheses are sup-
ported to different degrees. The family Drep-
anididae is hardly definable as monophyletic
except by a geographic argument (Raikow
1977b, 1978). Monophyly of the ploceid/estril-
did complex remains uncertain, because no
synapomorphies were found in the limb mus-
cles to reinforce previous arguments (Bentz
1979). The shrikes (Laniidae) are only weakly
defined as monophyletic (Raikow et al. 1980).
Some support for monophyly of the Coracii-
formes was found (Maurer and Raikow 1981),
but it is not unequivocal. On the other hand,
monophyly of the Piciformes is strongly cor-
roborated (Swierczewski and Raikow 1981), as
is that of the New World nine-primaried oscine
assemblage when the Vireonidae are excluded
(Raikow 1978). The evidence is likewise strong
that the Atrichornithidae and Menuridae form
a clade (Raikow MS).
A second reason for reexamining passeri-
form monophyly is that Feduccia (1975, 1977)
recently proposed that the suboscines and os-
cines together do not form a clade, but that the
suboscines are instead part of a clade with sev-
eral coraciiform families, which he termed the
Alcediniformes. This conclusion followed from
a study of the stapes or middle ear ossicle. Fed-
uccia argued that oscines have a primitive
stapes, while suboscines and Alcediniformes
share a distinctive derived condition. Later
Feduccia (1979) recanted this heresy and decid-
ed that the suboscines and Alcediniformes do
not form the clade originally postulated, but
evolved their derived stapes independently.
Feduccia (1979) also provided evidence from
spermatozoan morphology that supports the
idea of passeriform monophyly. Nevertheless,
inasmuch as Feduccia did raise a serious ques-
tion about passerine monophyly, and because
his hypothesis and its subsequent retraction
were based on a limited range of data, the mat-
ter remains worthy of reconsideration.
Third, the long-term goal of my research is
to work out the phylogenetic relationships
among passerine birds, using a cladistic anal-
ysis mostly of the limb muscles as the method.
Before undertaking such an analysis, I consider
it prudent to determine with reasonable con-
fidence that the order is monophyletic, be-
cause, if it is not, then any hypothesis about
its genealogy will be wrong.
Fourth, there is a practical problem related
to the previous point. In analyzing cladistic
relationships among passerines, I expect to do
outgroup comparisons between passerines and
nonpasserines in order to cluster clades within
the Passeriformes. The logical validity of this
procedure requires that the monophyly of the
order be established before attempts are made
to determine the polarity of character transfor-
mations within the order (see below).
METHODS
In order to demonstrate passeriform monophyly it
is not enough just to list similarities, because not all
similarities will support such a hypothesis. Mono-
phyly can be shown by the possession of characters
that are best interpreted as being derived at the level
of the group in question. I looked for such synapo-
morphies in two places: (1) traditional taxonomic
characters from the literature and (2) new informa-
tion from my dissections of the limb muscles.
I reexamined the phenetic similarities used by pre-
vious workers as evidences for grouping. Such sim-
ilarities could be shared primitive characters (sym-
plesiomorphies), or they could be derived states
shared with nonpasserines and not demonstrable as
having evolved independently in passefines. Such
characters would not corroborate a hypothesis of
monophyly. Alternatively, traditional characters
found to be most reasonably interpreted as uniquely
or independently derived by the Passeriformes
would indicate monophyly. In addition, I searched
for new synapomorphies in the structure of the limb
muscles. Most of the literature on avian limb muscles
deals either with oscines or with nonpasserines, and
little work has previously been done on the muscles
of suboscines. To date I have completed only a lim-
ited survey of suboscine muscles, but it includes rep-
resentatives of all the suborders and major families,
and is adequate for the purposes of this paper. Fol-
lowing the classification of Wetmore (1960), the sub-
oscine species dissected include the following: Sub-
order EURYLAIMh Calyptomena viridis
(Eurylaimidae); Suborder TYRANNI: Dendrocolaptes
certhia (Dendrocolaptidae); Certhiaxis cinnamomea
(Fumariidae); Thamnophilus doliatus (Formicariidae);
Acropternis orthonyx (Rhinocryptidae); Procnias nu-
dicollis (Cotingidae); Pipra erythrocephala (Pipridae);
Tyrannus tyrannus, Pachyramphus rufus (Tyranni-
dae); Pitta guajana (Pittidae); Suborder MENURAE:
Menura novaehollandiae (Menuridae); Atrichornis
clamosus (Atrichomithidae).
Comparative data on oscines and nonpasserines
from our laboratory include numerous families as
reported in the following works: Raikow 1973, 1975,
1976, 1977a, 1977b, 1978; Bentz 1976, 1979; Maurer
1977; Swierczewski 1977; Raikow et al. 1979; Raikow
et al. 1980; Swierczewski and Raikow 1981; Berman
and Raikow 1981; Borecky 1977, 1978; Maurer and
Raikow 1981. Additional avian myological data were
taken from the summaries by Hudson (1937) and
George and Berger (1966).
OUTGROUP COMPARISON
The traditional taxon Passeriformes is a phenetic
cluster. In order to demonstrate that it is monophy-
letic, we must show that its members possess char-
acter states that are derived within the class of birds,
that is, conditions for which nonpasserine birds are
primitive. This requires a method for determining
the polarity (primitive-derived directionality) of the
characters in question. The most widely used meth-
od of character analysis is the outgroup comparison.
Often in papers in which this method is used, it is
cited without an adequate explanation of how it
works. Perhaps the most detailed explanations of the
method are given by Ross (1974: 152) who calls it
"ex-group comparison," Eldredge and Cracraft
(1980: 26, 63), and Watrous and Wheeler (1981).
As usually explained, outgroup comparison works
as follows. If a certain character shows variations
among the members of a group of organisms (which
will be called the ingroup), and if one of these vari-
ations also occurs in other organisms (the outgroup),
then the variant that occurs only within the ingroup
is considered a derived state in that group, the other
being primitive within the group. Here is an ex-
ample. Some Hawaiian honeycreepers (Drepanidi-
dae) have a particular type of tubular tongue (used
for nectar-feeding), while others have a simple non-
tubular tongue. Which is the derived condition in
the family? If we look at the other New World nine-
primaried oscines we see that such a tubular tongue
is never present. Therefore, we may conclude that in
the Drepanididae a nontubular tongue is primitive
and a tubular tongue is derived. We may further con-
clude that the species having the tubular tongue form
a monophyletic subgroup of the Drepanididae (Rai-
kow 1977b, 1978).
There is a potential problem with this analysis,
however. As given above, it contains the unstated
assumption that the Hawaiian honeycreepers them-
selves are a monophyletic group, being more closely
related to each other genealogically than to any of
the other New World nine-primaried oscines. This
assumption is necessary for the outgroup compari-
son to be logically valid, because character variations
arise through the process of evolutionary change in
an evolving lineage; there is a temporal polarity to
the process. If we say that some Hawaiian honey-
creepers have the primitive condition and others the
derived condition, we mean that the character
underwent a change in one lineage and that all of
the tubular-tongued species are descended from the
ancestral form that first had this changed character.
All of this requires the existence of a monophyletic
group of species within which this character trans-
formation took place in one lineage. If we do not
have reason to believe that the Hawaiian honey-
creepers form a monophyletic group, then we cannot
logically make a comparison between this group and
an outgroup, because we do not know that some
Hawaiian honeycreepers are not members of that
outgroup.
Explanations of the outgroup comparison do not
always mention this point. For example Ross (1974:
153) illustrates the procedure by describing two vari-
ations in the form of the male genitalia of the leaf-
hopper genus ExitJanus: triangular with setae or
circular without setae. In related genera the form is
triangular with setae. Ross concludes that the trian-
gular, setose condition is primitive. Here, the un-
stated assumption is that Exitianus is monophyletic,
that the ancestral species giving rise to the members
of this genus had the primitive state, and that the
circular nonsetose condition arose within a lineage
of this group. It is not uncommon for a writer to
assume that a familiar taxon is monophyletic, but
one of the points of this paper is that such assump-
tions should not be made.
MONOPHYLY OF AVES
In order to demonstrate passeriform mono-
phyly we require derived states that define the
order as a clade within some larger group, of
which the practical choice is the class Aves. As
discussed above, this requires that Aves be
considered monophyletic, so that the appro-
priate outgroup comparisons can be made. We
must therefore argue for the monophyly of
Aves, but to do this by an outgroup compari-
son would require the prior assumption that
some still larger group, e.g. the amniotes, is
monophyletic. That would also have to be
demonstrated, requiring yet another hypoth-
esis, such as the monophyly of the tetrapods.
This series of dilemmas is not infinite; even-
tually one comes to a hypothesis of the mono-
phyly of all life, and then there is no outgroup.
The solution to this problem is to use a method
other than outgroup comparison to demon-
strate the monophyly of some group so that the
study can begin. Gaffney (1979: 95) suggests
that "... in practice one usually assumes the
correctness of a higher-level (more inclusive or
more general) hypothesis and makes compar-
isons within it." In the present case, I believe
that one can do better than this and provide an
independent argument for the monophyly of
Aves. Then, it will be possible to do valid out-
group comparisons between Aves and non-
Aves in order to test the monophyly of the Pas-
seriformes within Aves, which is the real
purpose of this exercise.
Here is an argument, not based on an out-
group comparison, that the class Aves is
monophyletic. Feathers are considered to be
homologous with reptilian epidermal scales
based on their similar composition of keratin-
ized epidermal tissues and their similar devel-
opment through the interaction of the ecto-
derm with a dermal papilla. Epidermal scales
occur throughout the "reptilia," which predate
birds in the fossil record. Epidermal scales are
themselves regarded as a derived specializa-
tion of the stratum corneum, a universal tet-
rapod character first appearing in the "am-
phibia," which appear in the fossil record even
earlier. Not only are feathers clearly derived in
vertebrates, but they are no doubt uniquely
derived. The structural complexity of feathers,
and their several diverse but often intergrading
types, makes it appear highly unlikely that
they evolved more than once.
Similar arguments may be made regarding
other avian characters, such as the specializa-
tion of the forelimb as a wing. This involves
a complex of losses and fusions of elements,
which first appear separately in the embryo, to
produce the specialized structure of the wrist
and hand. Likewise derived is the avian fore-
limb musculature, with its enormously en-
larged wing depressor M. pectoralis and the
elevator M. supracoracoideus, situated ventral
to the wing but inserting dorsally via the pul-
ley provided by the foramen triosseum. The
evolution of this flight mechanism from the
reptilian condition via an intermediate stage
in Archaeopteryx has been described by Os-
from (1976a).
Again, the respiratory system, with its com-
plicated system of air sacs and its unique or-
ganization of air capillaries, is seen to be de-
rived in birds through its functional correlation
with flight and endothermy, which are also
derived in comparison with more ancient tet-
rapod groups.
The preceding argument for avian mono-
phyly is based on the temporal (stratigraphic)
sequence of fossil vertebrates correlated with
the distribution of characters associated with
the evolution of adaptive specializations, some
aspects also being corroborated by embryolog-
ical information. Any of these features alone
is convincing evidence of avian monophyly;
their co-occurrence in birds reinforces the ar-
gument.
ANALYSIS OF TRADITIONAL CHARACTERS
The characters on which the order Passeri-
formes is based are mostly anatomical features
discovered during the nineteenth century and
summarized by Beddard (1898) and Ridgway
(1901), though some were described more re-
cently. The number and diversity of these
characters suggests at first glance that the order
Passeriformes is firmly established by a thor-
ough technical diagnosis. As presented, how-
ever, these are phenetic characters, similarities
recorded without consideration of their nature.
The purpose of the following analysis is to see
which of these characters may be considered
to be derived at the level of the Passeriformes
and which will, therefore, corroborate the hy-
pothesis of passeriform monophyly.
The analysis was performed by asking a se-
ries of questions about each character, as out-
lined in Fig. 1. First, is the character valid or
invalid; that is, was the character described
correctly in the first place? If not valid, I re-
jected it as possible evidence for passeriform
monophyly. The validity of most characters
was not checked by reexamination of speci-
mens, so in general validity was assumed, and
the analysis began with the second question:
Is the character primitive or derived within Aves?
If primitive within Aves, a character cannot be
derived for passeriforms and was rejected. If
the question could not be answered, then the
character was also rejected, as it is preferable
to reject potentially corroborative evidence
than to chance accepting false evidence. If the
character is derived within Aves, the next
question is whether it is unique to Passeri-
formes. If it is, then it strongly corroborates the
hypothesis of monophyly. If it is derived with-
in Aves but is not unique to Passeriformes,
there are two possible explanations: it may or
may not have been independently evolved in
the Passeriformes. If it was not independently
evolved by the Passeriformes, then it is a de-
rived state shared by the passerines and some
other group(s), was presumably present in the
common ancestor of the passerines and those
other groups, and cannot be used to argue
monophyly of the Passeriformes. On the other
hand, if the state is derived within Aves, is not
unique to passerines, but is independently
evolved in Passeriformes from its origin in other
groups (convergence or parallelism), then it
does support passerine monophyly. Again, if
the question could not be decided, then the
character was rejected so as to avoid the chance
of error.
The most convincing argument for mono-
phyly would be given by characters that are
derived within Aves and unique to Passeri-
formes. Characters derived within Aves, not
unique to Passeriformes, but thought to have
been independently evolved by them are
somewhat less certain, because they require
one more decision in their analysis and hence
involve one more potential source of error.
In the following analysis the polarity of some
traditional characters will be tested by out-
CHARACTER
VA LID
DERIVED
IN AVES
UNIQUE IN
PASSERIFORMES
INVALID
PRIMITIVE IN AVES
NOT INDEPENDENTLY
NOT UNIQUE IN EVOLVED IN
PASSER FORMES
PASSERIFORMES
INDEPENDENTLY EVOLVED
IN PASSERIFORMES
Fig. 1. A scheme for determining whether traditional phenetic characters are derived within Aves at the
level of Passeriformes and whether they will therefore corroborate the hypothesis of passeriform monophyly.
Characters that are accepted do corroborate the hypothesis; those that are rejected do not. See text for dis-
cussion.
group comparisons with "reptiles" on the as-
sumption, discussed above, that the class Aves
is monophyletic. In the case of characters for
which such comparisons cannot be made be-
cause they occur only among birds, other
methods of analysis will be used where pos-
sible.
(1) Palate aegithognathous.--Huxley (1867)
defined several palatal types on the arrange-
ment of the bones. I examined the descriptions
and illustrations of the palate in archosaurs
given by Romer (1956, 1966). Often the palate
is poorly known, but it appears clear that ae-
githognathism is not present in the Thecodon-
tia, Crocodilia, Saurischia, Ornithischia, or
Pterosauria. Generally, the vomers, if known,
are paired and do not show the characteristic
form of aegithognathous birds. In addition, the
maxillopalatines are lacking, unless McDowell
(1978) is correct in his assumption that the
avian maxillopalatines are homologous with
the reptilian palatines, in which case they are
still dissimilar. I conclude that the aegithog-
nathous palate is a derived condition within
Aves.
It is not unique to passerines, however. Bock
and McEvey (1969: 205) point out that Huxley
(1867) used a complex of characters in defining
his palatal types but that more recent workers
often simplified the definitions, with a result-
ing loss of precision. On the basis of the full
set of characters, these authors determined that
the palate in the Pedionomidae and Turnicidae
is schizognathous and not aegithognathous, as
is sometimes stated (e.g. Beddard 1898: 321).
In the Capitonidae (Piciformes), the skull is
"aegithognathous with a desmognathous ten-
dency" (Beddard 1898: 195), meaning that the
maxillopalatines may blend with the nasal sep-
tum or with each other across the midline. The
vomer is truncated caudal to the line of the
palatines, instead of rostral to it as in passer-
ines (Beddard 1898: 196). There are other dif-
ferences. Collectively, these suggest that the
capitonid condition is not directly comparable
to the passerine condition. Also among Pici-
formes, Indicator is reported as being aegith-
ognathous (Beddard 1898: 197). Swierczewski
and Raikow (1981) studied the limb muscula-
ture of the Piciformes and found that the Cap-
itonidae are a fairly derived family within the
order and that the Indicatoridae are even more
highly derived. Synapomorphy of the ques-
tionable piciform aegithognathism with the
passerine condition would involve extensive
con, flicts with myological features that clearly
place both barbets and honeyguides in the
monophyletic order Piciformes.
The swifts (Apodidae) also have an aegith-
ognathous palate. Beddard (1898: 229) notes
that, while in passerines the vomer is truncat-
ed in front of a line joining the maxillopala-
tines, in swifts this truncation is at the level of
this line, though the significance of this dif-
ference is obscure. At the turn of the century
the close relationship of the swifts to the pas-
serine swallows (Hirundinidae) was hotly de-
bated, but their similarities have now been
dismissed as convergence associated with ae-
rial insect hawking. Beddard (1898: 224) points
out many differences between swifts and pas-
serines, including several in the limb muscu-
lature that seem highly significant to me, as
they depart greatly from the usual passerine
conditions. Sibley and Ahlquist (1972: 198) re-
view the problem thoroughly. Although a con-
nection to the Passeriformes is possible, the
question of the swifts' relationships to the Tro-
chilidae, Caprimulgiformes, Coliiformes, and
Trogonidae appears at least as important. I
agree with Sibley and Ahlquist (1972: 206) that
this problem is one of the most interesting in
nonpasserine systematics. Meanwhile, how-
ever, I see little evidence that the swifts are
particularly close to the passerines and think
it more likely that their palatal similarities are
due to convergence than to immediate com-
mon ancestry.
In general, then, the aegithognathous palate
appears to be a character of some structural
complexity that is probably independently de-
rived in the Passeriformes and therefore cor-
roborates the hypothesis that the order is
monophyletic.
(2) Atlas perforated.--The atlas and axis are
the first two cervical vertebrae. The atlas artic-
ulates within the odontoid process of the axis.
The opening in the atlas into which the odon-
toid process fits may be fully enclosed (perfo-
rated atlas), or it may be open dorsally
(notched atlas). It is perforated in the Passeri-
formes. I cannot determine the polarity of this
character, but it does not matter. If primitive,
it is of no value. If derived, it is far from unique
in the Passeriformes, being present in various
other groups, including many piciforms and
coraciiforms (Beddard 1898). There is no indi-
cation in the literature that the passerine con-
dition is in any way distinctive; hence, this
character will not corroborate the hypothesis
of passeriform monophyly.
(3) Only left carotid artery present.--Both
Beddard (1898) and Ridgway (1901) cite the
presence of only the left carotid artery as a pas-
serine character. More recently, Glenny (1955)
studied the patterns of avian carotid arteries in
some detail. He proposed that the primitive
condition in birds is the presence of both left
and right arteries and that various patterns of
reduction and loss could be recognized, which
he identified by a coding system. "All birds,
insofar as presently known, develop a com-
plete aortic arch system, and this system
undergoes a series of developmental (atrophic)
deletions and other modifications which result
in the adult arterial arrangement-patterns
..." (Glenny 1955: 609). In current terms,
Glenny proposes that loss patterns are derived
states, as indicated by a developmental crite-
rion. Passeriforms share a derived arterial con-
dition, termed B-4-s by Glenny, but this also
occurs in most piciforms, in trogons, in colies,
and in several other orders and families of
birds. Thus, the characteristic is derived in
passerines but is far from unique. There is no
apparent method to determine whether it is
autapomorphic for the Passeriformes or shared
with other groups. Therefore, this traditional
character cannot corroborate the hypothesis of
passeriform monophyly.
(4) Oil gland nude.--In some birds, the orifice
of the uropygial gland is surrounded by a circle
of feathers forming a tuft that acts like a wick;
this condition is called tufted. In others, in-
cluding passerines, the circlet is lacking, giv-
ing the nude condition. Both conditions are so
wide-spread among birds that the character
cannot be shown to be derived for the Passer-
iformes and therefore does not corroborate the
hypothesis of passerine monophyly.
(5) Wing eutaxic.--In many birds there is a
gap in the row of secondary remiges, the fifth
secondary appearing to be absent while its
covert remains in place. The condition in
which the gap occurs is called diastataxy, while
that in which the gap is absent is called eutaxy.
Passeriformes are eutaxic. I cannot determine
the polarity of this character by outgroup com-
parison, because "reptiles" lack feathers, so
both possibilities must be considered. If it is
primitive within Aves, then it is not derived
for the Passeriformes. If it is derived, however,
it is not unique to Passeriformes; on the con-
trary, there are many groups that show each
condition, and occasionally both conditions
occur in a single order or family. Because of
this widespread occurrence of both conditions,
I can see no basis for suggesting that the eu-
taxic condition in passerines, even if derived,
was derived independently from its origin in
any other eutaxic groups. Therefore, the con-
dition of eutaxic featbering cannot be used as
evidence for monophyly of the order Passeri-
formes.
(6) Intestinal ceca srnall.--Beddard (1898) and
Ridgway (1901) both report that the intestinal
ceca are small in passerines. This character ap-
pears to be of no value; "The caeca are among
the most variable organs of birds" (Beddard
1898: 30). Van Tyne and Berger (1976: 576) also
discuss this character. The ceca are often ves-
tigial as in the Passeriformes and may vary
considerably in closely related birds with dif-
ferent feeding habits. Small.ceca are not
unique to the Passeriformes, nor is there a ba-
sis for determining the polarity of this char-
acter; hence, it cannot be cited as evidence of
passeriform monophyly.
(7) Expansor secundariorurn lacking.--Both
Beddard (1898) and Ridgway (1901) state that
this small forelimb muscle is absent in passer-
ine birds. Berger (1956) reported it in 23 fam-
ilies of both oscine and suboscine passerines,
however, including the Eurylaimidae, Furna-
riidae, Formicariidae, Cotingidae, and Tyran-
nidae among the latter. Berger also refered to
earlier papers reporting its presence in passer-
ines. We have also found this muscle to be
present in passerine bids, including the Me-
nuridae and Atrichornithidae (Raikow MS).
Clearly, the early anatomists overlooked this
muscle in the passerines that they dissected,
probably because it is small and requires stain-
ing to be clearly visible. This character is there-
fore invalid and does not support the hypoth-
esis of passeriform monophyly.
(8) Biceps slip lacking.--Passeriform birds are
characterized by 'the absence of the biceps slip,
a muscular branch that arises from the belly of
the biceps brachii and passes through the pa-
tagium to join the tendon of the propatagialis
pars Ionga. This structure occurs in many
groups of birds. It is also absent in the Corac-
iiformes, however (neither Beddard 1898 nor
Maurer 1977 mentions it). It is also lacking in
at least some piciforms and in hummingbirds,
swifts, owls, parrots, cuckoos, turacos, and
some caprimulgiformes (Beddard 1898). It is
therefore unnecessary to worry about the po-
larity of this character; the absence of the bi-
ceps slip is so widespread that it cannot be
proposed as a uniquely derived state of the
Passeriformes.
(9) Tensor propatagialis brevis tendon "passer-
ine".--This muscle arises in the shoulder and
sends its tendon through the patagium to an
insertion on the surface of the extensor meta-
carpi radialis, a forearm muscle. The tendon
does not end there, however. After making its
attachment, it turns proximad and passes to an
insertion on the humerus. Garrod (1876) con-
sidered this to be a good character for defining
the passerine birds. The condition as described
does appear to be characteristic of passerines
generally, including suboscines, though Gar-
rod did note some minor variations, as I have
also. These seem insignificant, however, com-
pared to the great diversity that the muscle
shows in other groups. It is not possible to do
outgroup comparisons with "reptiles" in ana-
lyzing this character, as it is an avian special-
ization associated with the patagium of the
wing. Because this condition appears to be
unique to the Passeriformes, it is tempting to
suggest that, if the Passeriformes are shown to
be monophyletic by other characters, then by
correlation this character is also presumably
derived at the level of the order. Then to use
this as an evidence of passerine monophyly,
however, verges on circular reasoning. Because
the determination of its polarity is not inde-
pendent of other characters, I would hesitate
to argue passerine monophyly on this character
alone, were that possible.
(10) Iliofernoralis externus absent.--The ab-
sence of this hindlimb muscle (under the name
gluteus medius et minimus) was noted by
Hudson (1937) on the basis of limited dissec-
tions. It is also absent in various other groups,
including the Piciformes (Swierczewski 1977,
Hudson 1937) and Coraciiformes (Maurer and
Raikow 1981). The muscle tends to reappear as
a developmental anomaly in passerine birds
and is even thought to have become reestab-
lished in some groups (Raikow 1975; Raikow
et al. 1979, 1980). The arguments for the con-
cept that the muscle became reestablished in
some passerine groups indicate that its ab~
sence is a derived state within Aves. Because
it is also absent in groups generally considered
close to the passerines, however, one cannot
argue that its apparently primitive absence
within the Passeriformes is a unique, derived
condition within Aves; hence, this character
cannot support the concept of passeriform
monophyly.
(11) Ambiens lacking.--This is the most su-
perficial muscle on the medial surface of the
thigh. According to Lance Jones (1979), it is
homologous with the muscle of the same name
in "reptiles"; therefore, its absence in birds is
a derived state. It is absent in Passeriformes
but also in Piciformes, Coraciiformes, Trogon-
iformes, Apodiformes, and many other groups
(George and Berger 1966: 421). Because there
is no reason to suppose that it was lost in Pas-
seriformes independently of its loss in any oth-
er group, it cannot be used as an argument for
passeriform monophyly.
(12) Iliofemoralis lacking.--Also known as M.
piriformis pars iliofemoralis, this muscle
passes from the ilium to the femur. It is present
in many groups of birds and absent in many
others, including the Passeriformes (George
and Berger 1966: 407). Because its homology
with reptilian muscles is uncertain, its polarity
cannot be determined by outgroup compari-
sons. This muscle has been found as an occa-
sional developmental anomaly of an apparently
atavistic nature in passerine birds, including
a Fox Sparrow (Passerella iliaca, Raikow 1975)
and a White-breasted Wood-swallow (Artamus
leucorhynchus, Raikow et al. 1979). This indi-
cates that the absence of the muscle in passer-
ines is derived. As there is no reason to believe
that the muscle was lost in passerines sepa-
rately from its loss in other birds, however,
this character will not serve as an argument for
the monophyly of the Passeriformes.
(13) Spermatozoa bundled, with coiled head and
large acrosome.--McFarlane (1963) explored the
use of spermatozoan structure as a taxonomic
tool, reviewing earlier work and reporting new
observations. In nonpasserines, the sperm cells
are relatively simple in structure, being
straight and having a small acrosome. In con-
trast, the spermatozoa of passerines are coiled
in the head region and have a large acrosome.
The nonpasserine type is similar to the reptil-
ian condition and hence may be considered
primitive within Aves, the passerine form thus
being derived. This condition occurs both in
oscines and suboscines. Henley et al. (1978)
noted that oscine spermatozoa occur in bun-
dles and are nonmotile under certain experi-
mental conditions. Feduccia (1979) reported
that in two suboscine species the spermatozoa
are also bundled. The use of this character
complex at present is limited because of the
relatively small number of species yet exam-
ined and because proper outgroup compari-
sons will require the observation of a diversity
of oscine, suboscine, nonpasserine, and non-
avian spermatozoa under identical laboratory
conditions. The distinctions are sufficiently
great, however, and the range of taxa already
examined sufficiently broad, that it is a rea-
sonable conclusion that sperm morphology
does corroborate the hypothesis of passerine
monophyly.
(14) Foot anisodactyl.--There are various ar-
rangements of the toes among birds. In the
Passeriformes the condition is anisodactyl,
meaning that the first toe (hallux) is directed
backward, while the second through fourth
toes are directed forward. This condition oc-
curs in the majority of birds, including forms
with widely divergent locomotor habits, while
other toe arrangements are clearly associated
with one or another functional specialization.
For this reason, it appears probable that an-
isodactyly is primitive among birds. In addi-
tion, this arrangement occurs in Archaeopteryx
and in the theropod dinosaurs from which
birds are believed by some to have evolved
(Ostrom 1976b). Therefore, this character does
not constitute an argument for passeriform
monophyly.
(15) Phalangeal formula 2-3-4-5.--This refers
to the number of phalanges in digits I, II, III,
and IV of the hind limb. The same consider-
ations apply here as for anisodactyly; hence,
this character does not corroborate the hypoth-
esis that the order Passeriformes is monophy-
letic.
(16) Hallux incumbent.--This means that the
hallux in Passeriformes is at the same level as
the forward three toes, rather than being ele-
vated. The polarity of this character is uncer-
tain, but, because an incumbent hallux is a
common characteristic among birds, no argu-
ment for its being uniquely derived in passer-
ines is possible; hence, it does not corroborate
passerine monophyly.
(17) Hallux and its claw large.--Among pas-
serines, the hallux and its claw are relatively
large in relation to the other toes, as compared
to the condition in most other birds, including
the Piciformes and Coraciiformes. The large
size of the hallux and its claw may be func-
tionally related to the degree of independent
action permitted the hallux in passerines (ex-
cept Eurylaimidae) by the absence of a con-
nection between their major flexors. Ridgway
(1901) considered the hallux in the Eurylaimi-
dae to be relatively weak, but Olson (1971) dis-
counted this. The enlarged hallux appears to
be a derived component of the specialized pas-
serine perching foot, which will be discussed
in more detail below. Therefore, it apparently
does corroborate the idea of passeriform
monophyly.
(18) Type VII deep plantar tendons.--Birds
have two deep flexor muscles of the toes, the
flexor digitorum longus (FDL) and flexor hal-
lucis longus (FHL) (Fig. 2A). In most birds the
FDL tendon trifurcates and supplies digits II,
III, and IV, so that the muscle flexes these three
digits simultaneously. The hallux is flexed by
FHL. There are exceptions to this, however. In
addition, most bird groups have an intercon-
nection between the FHL and FDL tendons,
either by a tendinous slip (vinculum) passing
from the FHL tendon to the FDL tendon or
by complete fusion of the two tendons. These
variations in the deep plantar tendons have
long been used as taxonomic characters, es-
pecially following Garrod (1875) and Gadow
(1893-1896). Most passerines have the Type VII
arrangement of Gadow's system, with no con-
nection between the FDL and FHL tendons.
Garrod (1875) confirmed earlier observations
by Sundevall on this, and later (Garrod 1876)
included this character as part of his diagnosis
of the Passeriformes. Subsequently, Garrod
(1877) reported an exception to this condition,
namely the presence of a vinculum in the
broadbills, Eurylaimidae. He concluded that
either the character must be abandoned or that
the Eurylaimidae are not passerine and chose
the first alternative. Subsequent workers have
minimized the importance of this character
and have shown that the vinculum is occasion-
ally absent in broadbills (see Olson 1971 for a
review). The assumption has been that the
presence of a vinculum is a primitive state and
its absence derived.
It does appear probable that the lack of a
connection between the deep plantar tendons
is a derived state in birds. At least in some
EDL
,' FD L
FHL
': FPD2
" "'"" " ' '"A FPD4
Fig. 2. Diagrammatic representation of the ten-
dons of insertion of the extrinsic digital muscles of
passerine birds, the bellies of which, not shown
here, lie in the shank. A. extensor digitorum longus
(EDL); flexor digitorum longus (FDL); and flexor hal-
lucis longus (FHL). A vinculum (v) connects the FDL
and FHL tendons only in the Eurylaimidae (Broad-
bills). B. flexor perforatus digiti II (FPD2); flexor per-
forans et perforatus digiti II (FPPD2); flexor perforans
et perforatus digiti III (FPPD3); flexor perforatus dig-
iti III (FPD3); and flexor perforatus digiti IV (FPD4).
"reptiles" there is one deep flexor muscle that
supplies all five digits, and the FHL-FDL di-
vision may have arisen in birds or their direct
reptilian ancestors along with the movement
of the hallux into its opposing position. Also,
the character (except for the Eurylaimidae) oc-
curs in correlation with other derived states
shown by the Passeriformes. Finally, the sep-
aration of the two tendons appears to be cor-
related with the enlarged hallux as part of a
functional specialization of the passerine foot
(see below).
The problem of the Eurylaimidae would dis-
appear if the presence of the vinculum in that
group could be considered a derived (second-
arily primitive) condition. I do not know of any
previous suggestion of this hypothesis, but
there is good reason to consider it. The Eury-
laimidae possess a derived stapes morphology
(Feduccia 1975) that clusters them together
with most other suboscines as a subclade of
the Passeriformes. If the vinculum is primitive,
then the derived stapes of the Eurylaimidae
must have evolved independently of that in
other suboscines. Compared to the stapes, the
vinculum is a relatively simple structure. Vari-
ations in the plantar tendons of birds are nu-
merous and diverse; members of a single order
often show considerable diversity. It appears
more likely that the vinculum of broadbills
evolved within that group than that the stapes
is convergent. The feeble vinculum of the Eu-
rylaimidae, in my opinion, is not strong
enough to exclude the Type VII deep plantar
tendon arrangement from being considered a
probable synapomorphy of the Passeriformes.
For each character analyzed there are three
possible outcomes: it may corroborate the hy-
pothesis of passeriform monophyly, it may fail
to corroborate the hypothesis, or it may refute
the hypothesis. In order to refute the hypoth-
esis a character would have to be shown to be
derived once in a group containing some pas-
serines plus some nonpasserines, but primi-
tive in other passerines. The alcediniform
stapes was originally argued by Feduccia (1975,
1977) to be a character of this type. None of the
18 traditional characters analyzed above was
found to refute the hypothesis. Five of these
characters (numbers 1, 9, 13, 17, and 18) cor-
roborate the hypothesis, while the remaining
13 simply fail to do so. On this basis two
conclusions may be made. First, passeriform
monophyly is corroborated by some traditional
characters with sufficient force that it appears
to be a reasonably viable hypothesis, certainly
one worthy of further investigation. Second,
the large number of traditional characters that
fail to support the hypothesis underscores the
importance of not assuming that long recog-
nized taxa are monophyletic in the contem-
pora W sense, merely because they share some
similarities.
THE HIND LIMB MUSCLES
My preliminary study of some of the hind
limb muscles of representative suboscines has
yielded results that contribute to the analysis
of passeriform monophyly. As already noted,
previous to this study our knowledge of pas-
serine limb muscles was mostly limited to the
oscines, so that it was difficult to generalize
about the order Passeriformes as a whole. The
species of suboscines dissected, and references
to previous studies pertinent to the following
discussion, are listed above under Methods.
M. pubo-ischio-femoralis.--This large muscle
of the thigh passes from the postacetabular pel-
vis to the femur. In most birds it has two sep-
arate bellies, although sometimes these are
partly or completely fused. In nonpasserines
the bellies are arranged so that one lies more
or less completely superficially to the other, the
superficial belly being called Pars lateralis and
the deep belly Pars medialis. In passerine
birds, however, one belly lies mostly cranially
to the other, with only slight overlap. Here,
they are termed Pars cranialis and Pars caudalis
(Baumel et al. 1979). For illustrations of this
point compare Figs. IX 52, IX 53, and IX 54 in
George and Berger (1966), where this muscle
is labeled with its old name M. adductor lon-
gus et brevis. It is probable, based on details
of their attachments, that the passerine Pars
cranialis is the homologue of the nonpasserine
Pars lateralis, while Pars caudalis corresponds
to Pars medialis. In any case, the difference
between passerines and nonpasserines is dis-
tinctive.
The polarity of this difference must be de-
termined by comparisons within Aves, be-
cause I lack information to do outgroup com-
parisons with "reptiles." If we accept the
above discussion of the characters as evidence
that the order Passeriformes is monophyletic,
then this character must also be derived by cor-
relation with its common occurrence with
those characters.
In all of the suboscines dissected, this muscle
had the distinctive passerine conditions rather
than the nonpasserine form. This confirms the
description given by Hudson (1937) for Corvus
and Tyrannus. Thus, the form of M. pubo-is-
chio-femoralis appears to corroborate the hy-
pothesis of passeriform monophyly, although
I would give it greater weight if its polarity had
been determined by a more independent
method than correlation with other characters.
Intrinsic foot muscles.--Birds in general have
a set of intrinsic foot muscles that arise from
the tarsometatarsus and insert on the base of
one or another of the digits. A list of these
muscles and the digits on which they insert is
TABLE 1. Avian digital muscles. The distributions shown here are those found in the Passeriformes and
various other groups.
Intrinsic muscles Extrinsic muscles a
Digit I flexor hallucis brevis
extensor hallucis longus
Digit II adductor digiti IIb
abductor digiti IIb
Digit III
Digit IV
extensor proprius digiti III b
extensor brevis digiti III
extensor brevis digiti IV 1/2
adductor digiti IV
abductor digiti IV
flexor hallucis longus
flexor perforatus digiti II
flexor perforans et perforatus digiti II
[flexor digitorum longus]
[extensor digitorum longus]
flexor perforatus digiti III
flexor perforans et perforatus digiti III
[flexor digitorum longus]
[extensor digitorum longus]
flexor perforatus digiti IV
[flexor digitorum longus]
[extensor digitorum longus]
Bracketed muscles have multiple insertions on different digits in different groups of birds.
Absent in passefine birds.
Absent (occasionally vestigial) in passefine birds.
given in Table 1, and the function of each is
given by its name. The number of these mus-
cles varies in different groups of birds, but
nonpasserines generally have fairly complete
sets. George and Berger (1966) and Hudson
(1937) record the occurrence of these muscles
and give illustrations of them. It was previ-
ously known that oscines lack most of these
muscles (summary in George and Berger 1966),
and our dissections of oscines have confirmed
this, but little was previously known about
suboscines. My dissections of the representa-
tive suboscines listed above confirm the simi-
lar absence of these muscles.
The intrinsic muscles of the hallux are gen-
erally present in passerines. Except for the oc-
casional presence of extensor brevis digiti IV
in a very reduced (essentially vestigial) state,
however, all of the intrinsic foot muscles of
digits II, III, and IV are lacking in the Passer-
iformes, including both oscines and subos-
cines. This set of muscles as a group is ho-
mologous to the intrinsic foot muscles of other
tetrapods. Because the class Aves is monophy-
letic and because these muscles occur both in
nonpasserine birds and in nonavian tetrapods,
outgroup comparison clearly indicates that this
absence is a derived state and thereby corrob-
orates the hypothesis of passeriform mono-
phyly.
It must be noted, however, that the loss of
all of these muscles may not have occurred at
one time or at the level of the passeriform
clade. In the Coraciiformes and Piciformes,
which are widely regarded as being closely re-
lated to the Passeriformes, there are also trends
toward the loss of intrinsic foot muscles. In
each of these nonpasserine orders, however,
some families retain at least one of the muscles
for each toe, and no families lack the entire set.
Furthermore, the three orders show the evo-
lution of quite different foot adaptations for
perching: zygodactyly in Piciformes, anisodac-
tyly leading to syndactyly in Coraciiformes,
and a specialized form of anisodactyly in Pas-
seriformes (discussed below). The greatest
losses of intrinsic foot muscles in the Corac-
iiformes and Piciformes occur in the most de-
rived groups (data from Maurer 1977 and
Swierczewski 1977). I conclude, therefore, that
most of the losses of intrinsic foot muscles in
the Passeriformes occurred independently of
their loss in the other two groups.
ADAPTIVE SIGNIFICANCE OF THE
PASSERINE FOOT
In this section I will accept the conclusion
that the order Passeriformes is monophyletic
and will speculate briefly on the functional and
adaptive significance of the passerine foot. The
hypothesis of monophyly does not depend
upon the validity of these speculations, but
they may help to give some insight into the
biological significance of certain passeriform
characteristics.
As a functional mechanism, the passerine
foot is distinctively specialized and is probably
a factor in the success of the order in radiating
into a variety of niches. Basically the foot is
adapted for perching but in such a way that
the development of terrestrial habits has not
been precluded. Perching adaptations have
arisen in a number of ways among birds (see
Bock and Miller 1959 for a general discussion).
The primitive anisodactyl foot has been mod-
ified by rearranging the digits into zygodactyl
or heterodactyl configurations, or by joining
some of the forward toes at their bases in syn-
dactyly. In different ways these modifications
enhance the use of the foot as a grasping mech-
anism. Among passerines, one modification of
the retained primitive anisodactyl foot is the
enlargement of the hallux, which presumably
provides a more evenly balanced distribution
of strength between the numerically unequal
opposing sets of toes and permits the hallux to
encircle the perch effectively in opposition to
the other toes.
The most striking aspect of the evolution of
the passerine foot is the loss of the intrinsic
muscles of the forward toes as described
above. The pattern of losses and their func-
tional consequences may be understood by
considering the general structure of the limb.
Extrinsic muscles.--There are a number of
muscles activating the toes, the bellies of
which lie in the shank and that may therefore
be termed extrinsic foot muscles. The three for-
ward toes have a common extensor, M. exten-
sor digitorum longus (EDL), the tendon of
which passes across the intertarsal joint and
down the dorsal surface of the tarsometatarsus
(Fig. 2A). Near the distal end of that bone, the
tendon trifurcates, the branches inserting on
the dorsal surfaces of the three forward toes.
Thus, the EDL provides for simultaneous ex-
tension of these digits. There is also a common
flexor, M. flexor digitorum longus (FDL), the
tendon of which passes down the plantar sur-
face of the tarsometatarsus, trifurcating dis-
tally to insert on the plantar surfaces of the
three forward toes (Fig. 2A). This provides si-
multaneous flexion of these digits. Thus, these
two muscles produce simultaneous extension
and flexion of the forward three toes. The hal-
lux is likewise provided with an extrinsic flexor
muscle, the flexor hallucis longus (FHL), but
it has no extrinsic extensor in birds (Fig. 2A).
In most passerine birds the tendons of the FIlL
and FDL have no interconnection as they pass
down the plantar surface of the tarsus, as noted
above. The absence of this connection (except
in the Eurylaimidae, which have a feeble vin-
culum) presumably allows independent flexion
of the forward toes and of the hallux, which
may aid in the versatility of movement in ad-
justing the foot to perches of varying sizes and
shapes. This functional separation of the flex-
ion of the forward toes from that of the hallux
is probably associated with the enlarged size
of the hallux as part of the passerine perching
specialization. These extrinsic muscles EDL,
FDL, and FIlL are always present.
Each forward toe also has one or two indi-
vidual extrinsic flexor muscles that insert at
one or more points along the plantar surface of
the digit, flexing it around one or another in-
terphalangeal joint. These muscles, together
with the FDL, permit varying patterns of flex-
ion, so that the toes can conform to perches of
different sizes and shapes. These muscles are
the flexor perforatus digiti II (FPD2), flexor per-
forans et perforatus digiti II (FPPD2), flexor
perforatus digiti III (FPD3), flexor perforans et
perforatus digiti III (FPPD3), and flexor perfor-
atus digiti IV (FPD4) (see Table 1 and Fig. 2B).
Again, these muscles are always present in
passerine birds.
Thus, the extrinsic flexor system consists of
one muscle that provides simultaneous flexion
of the forward three toes, plus individual flex-
ors of each forward toe, and an independent
flexor of the hallux. The extrinsic extensor sys-
tem is simpler, as there are no individual ex-
tensors, only the common extensor of the for-
ward three toes. This entire extrinsic muscle
system is always present in passerines, appar-
ently representing a necessary minimum of
complexity.
Intrinsic muscles.--As discussed earlier, non-
passerine birds have intrinsic foot muscles that
arise on the tarsometatarsus and insert at the
bases of the forward three toes, while in pas-
serines this entire set is lost except for one oc-
casional vestige. The order Passeriformes is
therefore characterized by a major simplifica-
tion of the foot mechanism.
The hallux opposes the forward toes and, as
noted above, has a single extrinsic flexor, FIlL.
It also has two intrinsic muscles (Fig. 3). The
intrinsic extensor, M. extensor hallucis longus
(EHL), is the only extensor of the hallux, as
there is no extrinsic extensor in birds, and it
is never lost. The intrinsic flexor, M. flexor hal-
lucis brevis (FHB), is a synergist of the much
larger FHL.
The forward toes have the capacity for si-
multaneous extension and for simultaneous or
individual flexion, including variation in
shaping the flexed digits to fit the perch. The
loss of the intrinsic forward toe muscles, how-
ever, eliminates a repertoire of individual ab-
duction, adduction, and extension move-
ments. Passerines have thus retained a variable
mechanism for grasping but have simplified
the range of movements not associated directly
with the grip. This presumably limits the func-
tional capabilities of the foot where such subtle
movements might be useful, such as in walk-
ing or climbing over irregular surfaces or
grasping variously and irregularly shaped ob-
jects. The passerine condition is in striking
contrast, for example, to the complexity of the
intrinsic foot musculature of mousebirds (Co-
liiformes), which hold food with their feet and
have an astonishing variety of movements and
postures (Berman and Raikow 1981). Clearly,
passerines do not depend upon these capabil-
ities; the bill is the usual manipulative organ,
and passerines are prone to fly even short dis-
tances rather than clamber over difficult ter-
rain.
The loss or major reduction of foot muscles
in passerine birds tends to occur in certain pat-
terns not unlike those described by Stegmann
(1978) in the avian forelimb: muscles that are
reduced or lost tend to be those that (1) are
initially small in size; (2) are complementary
to others in their actions, so that their loss may
reduce the subtlety or variety of some move-
ments but will not eliminate an action entirely;
and (3) are usually smaller in size and simpler
in structure (e.g. crossing fewer joints) than
their synergists that are retained.
Adaptive potential.--Nevertheless, although
passerines have a limb muscle system greatly
simplified in many respects, it does retain the
capability of some adaptive variation. There is
much variety in the two intrinsic muscles of
the hallux. The EHL is never lost, presumably
because it has no synergist and its loss would
eliminate the necessary ability to extend the
hallux. In the Ocellated Tapaculo (Acropternis
orthonyx: Rhinocryptidae), however, it is re-
duced to a vestige, probably in association
with the terrestrial habits of this species. The
intrinsic flexor, FHB, is lost entirely in this
species and is often reduced to a vestige in
passerines. Presumably this muscle is dispens-
able, because it is a small synergist of the much
Fig. 3. Diagrammatic representation of the two
intrinsic foot muscles generally found in passerine
birds, M. extensor hallucis longus (EHL) and M. flex-
or hallucis brevis (FHB).
larger FHL. On the other hand, passerines with
a strong grip may have considerable enlarge-
ment of the intrinsic hallux muscles along with
other modifications, such as were discussed
previously in the shrikes (Laniidae) (Raikow
et al. 1980).
CONCLUSIONS
Some readers of an earlier version of this
paper suggested that this analysis is hardly
necessary, because the order Passeriformes is
almost universally recognized as being mono-
phyletic. One found my arguments quite un-
convincing but agreed with my conclusions.
To this I have two responses. First, the concept
of monophyly often employed is vague and
imprecise. Second, previous studies have am-
ply demonstrated that many traditionally rec-
ognized taxa are not monophyletic in the strict
and meaningful sense, and therefore I urge that
such assumptions should not be made. I men-
tion these points because they illustrate a com-
mon tendency for biologists to assume that tra-
ditional taxa are monophyletic, perhaps because
that which is familiar tends to appear "natural"
in some sense.
The task of systematic biology is to produce
hypotheses of phylogenetic relationships
among organisms, and the key to doing this is
the ability to recognize monophyletic groups.
The chief virtue of the dadistic school in con-
trast to others is not that it accomplishes this
goal more satisfactorily, although it does, but
that its methodology permits the full exposure
of every facet of an analysis for maximum ease
of criticism. As a result, a hypothesis, like the
one of passerine monophyly discussed herein,
may be seen to rest on individual arguments
that vary in their strength, weakness, and de-
gree of ambiguity.
On the basis of the arguments presented in
this paper I conclude that the order Passeri-
formes, originally defined as a phenetic cluster,
is a clade or monophyletic group in the specific
contemporary sense.
ACKNOWLEDGMENTS
For the loan of specimens I wish to thank Mary H.
Clench and Kenneth C. Parkes (Carnegie Museum
of Natural History) and Charles G. Sibley (Peabody
Museum of Natural History, Yale University). Mary
H. Clench, Joel Cracraft, Storrs L. Olson, Kenneth C.
Parkes, and an anonymous reviewer provided ex-
tremely helpful criticisms of the manuscript. This
does not mean that they all agree with everything
written here or, for that matter, with each other. This
work was supported by National Science Foundation
grants DEB-7810715 and DEB-8010898.
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