Olson (1983) questioned the hypothesis that the order Piciformes is monophyletic and suggested instead that each piciform suborder is allied with a nonpiciform group. His attempt to discredit the synapomorphies joining the Galbulae and Pici is refuted by corrections of his interpretations of previous work. The Piciformes share a complex derived hindlimb morphology involving zygodactyly, a tripartite flexor hallucis longus, and Type VI flexor tendons. Olson's argument for polyphyly combines inadequate data with the inappropriate technique of equating general overall similarity with affinity. His hypothesis is therefore rejected. Problems concerning fossil taxa are also discussed. Based on current information, we believe that a monophyletic origin of the Piciformes remains the hypothesis of choice. Received 18 August 1982, accepted 18 October 1982.
Department of Biological Sciences, University of Pittsburgh, Pittsburgh, Pennsylvania 15260 USA and Carnegie
Museum of Natural History, Pittsburgh, Pennsylvania 15213 USA, and
2Department of Anatomy, University of Illinois at the Medical Center, Chicago, Illinois 60680 USA
and Field Museum of Natural History, Chicago, Illinois 60605 USA
SWIERCZEWSKI and Raikow (1981) and Simp-
son and Cracraft (1981) studied the phyloge-
netic relationships of the Piciformes. Both con-
cluded that the order is monophyletic and that
it contains two monophyletic suborders, the
Galbulae (Bucconidae and Galbulidae) and Pici
(Capitonidae, Ramphastidae, Indicatoridae,
and Picidae). Olson (1983) criticizes the hy-
pothesis of monophyly. First, he questions the
arguments supporting this view. He then pre-
sents an alternative hypothesis that the Gal-
bulae are most closely related to the Coracii
and the Pici to the Passeriformes. Finally, he
criticizes Simpson and Cracraft's discussion of
certain fossil birds. After carefully examining
Olson's critique, we believe that monophyly
remains the more strongly supported hypoth-
esis. The possible value of these discussions
goes beyond the question of a single branching
point in a phylogeny, as it provides an oppor-
tunity to compare and contrast two profoundly
different approaches to systematic analysis.
PICIFORM MONOPHYLY
Zygodactyly.--Olson suggests that zygodac-
tyly arose independently in the Pici and Gal-
bulae because Steinbacher (1935) found differ-
ences in their tarsometatarsi. He does not
consider the possibility that the differences
arose after the two groups diverged from a zy-
godactylous common ancestor. Olson consid-
ers that the tarsometatarsus of the Galbulae is
more primitive than that of the Pici, which is
more "specialized," and therefore that mono-
phyly requires the condition in the Pici to have
evolved from that in the Galbulae. Here, he
confuses sister-group relationship with ances-
tor-descendent relationship. We did not pro-
pose that the Pici evolved from the Galbulae
(higher taxa cannot be ancestors). Olson asks
"... why would such a transformation take
place? Once a group of birds has become per-
manently zygodactyl, is it possible to become
more zygodactyl?" This question manifests a
confusion. One group is not "more zygodac-
tyl" than the other; both are described by this
term. It may be expected, however, that dif-
ferences will accumulate in separately evolving
lineages after they have split; it is this process
of evolutionary divergence or character trans-
formation that gives rise to the hierarchical
structure of organic diversity. We suggest that
the zygodactyl conditions of the Galbulae and
Pici are homologous because other characters
(see below) corroborate the unity of the Pici-
formes.
M. flexor hallucis longus.--Swierczewski and
Raikow (1981) reported that the flexor hallucis
longus muscle (FHL) shows a derived condi-
tion in its origin by a certain pattern of three
heads. In most birds there are one or some-
times two fernoral heads, but the Piciformes
have as well an extensive origin from the fib-
ula. Olson dissected one capitonid (Trachy-
phonus; Pici) and one bucconid (Hypnelus; Gai-
FHL MED
INT
LAT
FHL' MED
LAT INT
FEMUR
BUCCO
FHL. INT
LAT
Fig. 1. Lateral views of the region of the knee and
upper crus in three species of piciform birds to show
the mode of origin of M. flexor hallucis longus (FHL).
In all Piciformes the muscle arises by three separate
heads, medial (MED), intermediate (INT), and lateral
(LAT), all of which lie medial to the tendon of M.
iliofibularis (IL. FIB.). The representative forms il-
lustrated are Colaptes auratus (Picidae; Pici), Bucco
tamiata (Bucconidae; Galbulae), and Galbula dea
(Galbulidae; Galbulae). The drawings were made with
a camera lucida and dissecting microscope and are
not to scale.
bulae). In Trachyphonus he confirmed the report
of Swierczewski and Raikow (1981), but in
Hypnelus he did not. Olson quotes Swier-
czewski (1977: 57) as saying that in the Gal-
bulae the heads are "somewhat difficult to sep-
arate from each other." Swierczewski's full
statement, however, conveys a different mean-
ing: "In the Galbulidae and Bucconidae, the
medial head arises semitendinous from the in-
tercondyloid region of the femur, and the in-
termedlate head arises fleshy from the proxi-
mocaudal surface of the external femoral
condyle; the heads being somewhat difficult to
separate from each other." This statement re-
fers to only two of the three heads; it does not
refer to the fibular head, which is the signifi-
cant structure. Olson dissected one specimen
each of two species. In contrast, Swierczewski
dissected between one and four specimens each
of 45 species, and concluded unequivocally
(1977: 58) that "Three heads of, origin were
found in all species studied herein."
Nevertheless, one of us (R.J.R.) has, in re-
sponse to Olson's comments, dissected the limb
of Colaptes auratus (Picidae), Bucco tamiata
(Bucconidae), and Galbula dea (Galbulidae).
Like Olson, Raikow confirmed in Colaptes the
three heads previously described (Fig. 1). In
Hypnelus, Olson "... could not detect any
separate heads of origin . . ." and questioned
whether "... the nature of the origin of this
muscle is homologous between the Galbulae
and the Pici or even that it can really be said
to have three heads in the Galbulae." The dis-
section of Galbula and Bucco has fully con-
firmed our previous report that the three heads,
including the large fibular head, are present in
the pattern described (Fig. 1). This corrobo-
rates the hypothesis of piciform monophyly and
refutes Olson's claim that the condition is not
found in both piciform suborders.
Type VI flexor tendons.--Did this condition
arise once in the Piciformes or separately in the
Galbulae and Pici? Olson states that it is
"probably a convergent similarity," but offers
no evidence. He suggests that the Galbulae
would be difficult to identify with their feet cut
off, but fortunately all of our specimens pos-
sessed feet. (Actually, the relevant structures
are legs, not feet, as the FHL belly lies in the
crus.) Olson feels that such characters do not
justify ordinal rank, but we do not agree that
taxonomic rank is related to the corporeal lo-
cation of the relevant characters. Here, Olson
confuses phylogeny with taxonomy; the ques-
tion at issue is whether the group is mono-
phyletic, not what rank it should have in a clas-
sification. Perhaps the FHL should rank the
group at the generic level, because its origin
lies at the knee joint (Junctura genus).
ANALYSIS OF OLSON'S HYPOTHESIS
Inadequate data.--Olson compares characters
in only some of the relevant groups, so that
comprehensive comparisons cannot be made.
For example, he notes that "in plumage pat-
tern, the ground roller Brachypteracias lepto-
somus is quite similar to certain of the Buccon-
idae such as Malacoptila." But what are the
patterns in the other Coracii, the other Buc-
conidae, and the Galbulidae? Why are they not
discussed? Convergence in plumage patterns is
common, which is why comprehensive com-
parisons are needed to distinguish between
synapomorphies and spurious resemblances.
Again, in discussing the skull Olson argues
for similarities between the Galbulae and Cor-
acii, but restricts his comparison almost en-
tirely to the Bucconidae and Coracias when list-
ing several features. "In all of these characters,"
he notes, "the Bucconidae are consistently dif-
ferent from the Pici." But what about the Gal-
bulidae and other Coracii?
This pattern of selective, almost casual choice
of data characterizes Olson's entire presenta-
tion. It is also difficult to assess his data, be-
cause they are presented in a narrative form
within the text but are not tabulated in a way
that would allow one to determine the state of
each character in all the relevant taxa. A tab-
ulation of this sort would have revealed that
broad conclusions are often based on little data;
e.g. Olson dissected only one barbet to deter-
mine the form of the postorbital ligament in
the large and diverse suborder Pici.
Incorrect determination of polarity.--Although
generally eschewing cladistic methods, Olson
does make one attempt to show the derived
nature of a condition, the complex of the post-
orbital process, postorbital ligament, and ad-
ductor mandibulae. He considers this derived
because it "... does not occur in Archaeopter-
yx, in presumably primitive land birds such as
Opisthocomus and the Cuculiformes, or else-
where in the higher groups of land birds."
Several problems invalidate this conclusion.
First, there is no reason to assume that a char-
acter is primitive because it occurs in "primi-
tive" taxa. All taxa, including fossil forms, are
mosaics of primitive and derived characters.
Second, while we concede the general primi-
tiveness of Archaeopteryx, we question the ex-
tent to which the ligament and muscle can be
reconstructed in it. Furthermore, on what basis
are the Cuculiformes and Opisthocomus "pre-
sumably primitive"? What are "higher groups"
of land birds? Why is the comparison limited
to the nonmonophyletic nontaxon of land birds?
Olson's analysis fails to show that the condi-
tion is derived, or even that it is generally char-
acteristic of the groups involved.
Use of phenetic similarity.--The basic prob-
lem with Olson's study is that he tries to de-
termine phylogenetic relationships by phenet-
ic similarity. He claims that we accept the idea
that "... differences between taxa [are] evi-
dence of nonrelationship .... "but this is in-
correct. We mean only that the absence of sim-
ilarities fails to corroborate a hypothesis of
monophyly, not that the presence of differ-
ences refutes such a hypothesis. "Nonrelation-
ship" has no intrinsic meaning; we are search-
ing for patterns of common ancestry identified
by synapomorphy.
The problem with phenetic comparisons is
that characters are not analyzed so as to iden-
tify the level within the phylogenetic hierarchy
at which they define taxa. To illustrate this
point, we will consider one example from a
recent study of the relationships of Pedionomus
torquatus. This species is placed in the mono-
typic family Pedionomidae, and the problem
is to find its closest relatives. Olson and Stead-
man (1981) rejected the previous hypotheses
that it is related to the Turnicidae (Gruiformes)
or the Galliformes and concluded that it be-
longs in the Charadriiformes. Olson and
Steadman (1981: 3) note that a hallux is present
in Pedionomus and most Charadriiformes but
is absent in the Turnicidae. They consider (p.
21) that this supports the removal of Pediono-
mus "from the vicinity of the Turnicidae and
its placement in the Charadriiformes." Actual-
ly, it does nothing of the kind. The hallux
evolved in vertebrates as part of the transfor-
mation of the pelvic fin into a limb. As such,
it is a derived character at the level of the Te-
trapoda. Inasmuch as birds form a tetrapod
subgroup, the presence of a hallux is a primi-
tive state and reveals nothing about the rela-
tionships of any avian species to any other. It
tells us one thing only about Pedionomus, name-
ly that it is a member of the Tetrapoda. It def-
initely refutes any hypothesis that Pedionomus
is afish, but that is all it does.
This example illustrates the principle that
character comparisons convey maximum infor-
mation about phylogenetic relationships only
when one determines the specific points at
which they are relevant within the nested sys-
tem of clades forming a phylogeny. Simplistic
phenetic comparisons fail to provide this in-
formation. Olson's assessments of "similarity"
cannot be interpreted, because we do not know
which of them represent shared primitive
characters and which derived for any group of
species. The necessity for such analysis may be
emphasized by pointing out the distinction
between similarity and phylogenetic relation-
ship, namely that they do not necessarily co-
incide. When an evolving lineage splits, one
daughter lineage may evolve faster than the
other, so that a form may be less similar to a
genealogically closer relative than to a more
distant one. Lungfishes are more similar to
goldfishes than they are to goldfinches, but they
are more closely related to goldfinches than to
goldfishes. Crocodiles are more similar to tur-
tles than to turtle doves, but they are more
closely related to turtle doves than to turtles.
Such statements are based on the idea that re-
lationship is defined by recency of common
ancestry and are correct within the context of
specific phylogenetic hypotheses, in this case
those of Wiley (1979). Genealogical relation-
ships are postulated by the recognition of pat-
terns of monophyly, which are defined by syn-
apomorphy. For extended discussions of this
principle, see Eldredge and Cracraft (1980),
Wiley (1981), and Raikow (1982).
DISCUSSION Or Fossil TAXA
The section of Olson's critique "Comments
on Fossil Taxa" adds nothing new about the
systematics of the taxa placed in the Primo-
bucconidae and Zygodactylidae but does illus-
trate the limitations of his systematic meth-
odology. Simpson and Cracraft (1981) pointed
out that no evidence exists to support the mon-
ophyly of the Primobucconidae; Olson in con-
trast, believes that this observation is "irrele-
vant." But inasmuch as the "primobucconids"
have played a pivotal role in the speculations
of Olson and his colleagues about the history
of the North American bird fauna, it does not
seem "irrelevant" to us to ask whether the Pri-
mobucconidae have any objective reality as a
natural group. Indeed, if the primobucconids
are not monophyletic, then Olson and his col-
leagues are constructing evolutionary scenarios
based upon an imaginary taxon. As a conse-
quence, one might expect that Olson would
want to demonstrate that monophyly. His cri-
tique, however, is a weak attempt to defend
the conclusions of Feduccia and Martin (1976)
and lacks any relevant empirical evidence.
Olson's attempt to shift the burden of proof
onto Simpson and Cracraft is altogether spu-
rious. We suggest that the burden of proof lies
with workers who erect a taxon without posi-
tive evidence for its existence as a geneaolog-
ical unit. Present morphological evidence sug-
gests that the Primobucconidae are a grade, not
a clade. If so, then the family has no ontological
status, and Olson should instead be defending
the usefulness of discussing the evolution of a
fictitious taxon.
Simpson and Cracraft (1981: 491) were very
specific in their criticism; none of the taxa of
the Primobucconidae is known to have an en-
larged sehnenhalter. For that reason, they con-
cluded that there is no justification for saying
that the primobucconids are piciforms as cur-
rently accepted, let alone closely related to the
Bucconidae. That conclusion, if true, also fal-
sifies Olson's unsupported speculations about
the independent origin of zygodactyly in the
Galbulae. From our standpoint, the latter group
was already zygodactylous when it arose, be-
cause the origin of zygodactyly took place at a
higher hierarchical level. This is why Simpson
and Cracraft (1981: 491) suggested that one or
more taxa currently included in the Primo-
bucconidae might be the sister group of the
Piciformes.
Olson's comments about the Zygodactylidae
contain further inaccuracies. Simpson and Cra~
craft (1981: 492) did provide evidence for in-
cluding this fossil taxon in the Pici, namely an
advanced form of the sehnenhalter, but they
also stressed the very tentative nature of this
placement. Furthermore, Simpson and Cracraft
did not voice any major disagreement with
Ballman's (1969a, b) interpretations, as implied
by Olson. Their disagreement was with the
placement of the Zygodactylidae in the Gal-
bulae (Brodkorb 1971). Simpson and Cracraft
specifically stated that Ballman may be correct
in believing that Zygodactylus is not a pici-
form.
CONCLUSIONS
Rather than reply to every individual point
raised by Olson, we have instead addressed
the basic differences in systematic philosophy
that exemplify current controversy in biology.
Olson's attempt to question the synapomor-
phies linking the Galbulae and Pici stands re-
futed; the Piciformes are characterized by a
complex derived morphology of the hind limb
involving zygodactyly, tripartite flexor hallucis
longus, and Type VI tendons. Olson supports
his hypothesis with a potpourri of casual phe-
netic similarities analyzed by inappropriate
methods, and his argument is little more than
an opinion. On the basis of present under-
standing, we conclude that piciform monophy-
ly remains the preferred hypothesis.
ACKNOWLEDGMENTS
We thank Kenneth C. Parkes and D. Scott Wood,
Carnegie Museum of Natural History, for providing
specimens used in dissection. Parkes, Wood, and
Mary C. McKitrick provided helpful criticisms of the
manuscript. Our research is supported by N.S.F.
grants DEB-8010898 (R.J.R.) and DEB-7921492 (J.C.).
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