Positive correlations of brood size with some parental activities [vigilance (in females), approaching young (in males and females), and attack (in males)] and a negative correlation of female feeding time with brood size were found in a sample of 23 semicaptive Bar-headed Goose (Anser indicus) families. Detailed examination of these correlations suggests that some components of parental care in geese represent "shared parental investment" (Lazarus and Inglis 1978, 1986). The benefits of parental care are divided among the offspring, so that in precocial birds, as in altricial birds, clutch size may be adapted to selection pressures that act after the young hatch. Received 27 October 1986, accepted 4 May 1987.
Max-Planck-Institut far Verhaltensphysiologie, D-8131 Seewiesen, West Germany
CLUTCH size in altricial birds appears to be a
compromise between the number of young that
could be raised to breeding age and the costs
of parental care in terms of the parents' future
reproduction or survival (Perrins 1965, Char-
nov and Krebs 1974, Stearns 1976, Drent and
Daan 1980). Models usually assume an increase
of parental effort with brood size. They seem
inapplicable to the post-hatching period in pre-
cocial birds that do not feed their young and
for which parental care after hatching is gen-
erally assumed to be "unshared" (Lazarus and
Inglis 1978, 1986). In this case the total benefit
of a parental act (vigilance, defense, etc.) is
gained simultaneously by each of the young.
Unshared components of parental care should
thus be independent of brood size. Wittenber-
ger (1979) used. the terms "shareable" (for "un-
shared") and "non-shareable" (for "shared"),
which may give rise to serious semantic con-
fusion. We adhere to the terminology of Lazarus
and Inglis.
In the precocial Semipalmated Sandpiper
(Calidris pusilla) the number of hatchlings the
parents can ra:ise is limited (Safriel 1975), but
there is still no clear evidence that the amount
of parental activities varies with brood size in
precocial birds. Such variation can indicate
shared components of parental care where the
benefit of a parental act is divided among the
offspring so tlat each receives only a portion
of it. Trends of increased parental vigilance and
decreased feed.ing time with brood size were
reported for Greater White-fronted Geese (An-
To whom reprint requests should be sent.
ser albifrons; Madsen 1981) and for the Southern
Lapwing (Vanellus chilensis; Walters 1982), but
no such relationships were found in the Pink-
footed Goose (Anser brachyrhynchus; Lazarus and
Inglis 1978) (for a review see Winkler and Wal-
ters 1983).
We sought correlations between parental ac-
tivities and brood size in Bar-headed Geese (An-
ser indicus) to test the assumption of unshared
post-hatching parental care. Pains were taken
to differentiate between parental ability influ-
encing brood size and parental effort conse-
quent upon brood size.
METHODS
The semicaptive flock of about 100 individually
banded, unpinioned birds lived on the Max Planck
Institute lake (7.2 ha) in southern West Germany. A
fenced area of about 1,000 m 2 of grazing land was
available, and ad libitum pellet food provided in a
trough was located near the lake (further details were
given by Lamprecht 1986).
Summer correlations.--We watched the tame birds
from 10-20 m distance from May to July. Time-budget
data for 14 pairs were collected in 1981 and for 9 pairs,
including 4 from the previous year, in 1982. For each
of the 23 pairs, 3-h observations were made at 4-day
intervals from day 2 to day 30 after the brood hatched,
then at 5-day intervals until day 50, when the young
were close to fledging. Thus, each pair was observed
for 36 h in total. Roughly equal morning and after-
noon observations were assigned for each pair to avoid
any effects of diurnal activity changes.
During the 3-h observations we recorded the fol-
lowing activities for each parent after each 5-min in-
terval: feeding (head low with intermittent pecking at
grass or food pellets), head up (head raised, bill held
horizontal or lower), threatening (all neck positions
from extreme head up with bill raised high to head-
2.0
1.5
1.0
0.5
0
6O
40
2O
40
20
Mean brood size Mean brood size
Fig. 1. Significant relationships of activities of female (left) and of male (right) parents with mean brood
size. Each dot or cross represents the data of one parent. Solid lines connect data points of the three pairs in
different years; crosses refer to a fourth pair with the same brood size in both years. For correlation coefficients
see Table 1.
forward posture directed toward another bird), preen-
ing, sleeping (bird motionless, underside of bill touch-
ing breast or back), brooding (covering young with
wings), swimming, walking, standing, and lying. The last
four categories were not exclusive of the others.
We determined the percentage of each activity in
all 12 observations for each parent (i.e. 36 h; Table 1,
Fig. 1) or in different intervals of the entire rearing
period (Table 2). This provided a relative measure of
the time attributed to the various activities. Short-
term events like attacks (dash at another bird with
head held forward) and approach young (clearly ori-
ented movement toward own offspring more than 2
m away or distress calling) were recorded as they
occurred, and frequencies per hour determined for
each parent.
Finally, we correlated the duration of long-lasting
behaviors and the frequencies of short-term events
with the mean number of young that accompanied
each pair on all observation days (Table 1) or during
the respective intervals (Table 2). Brood size was not
constant because some goslings died.
One to 4 well-developed eggs (which later hatched
in an incubator) were removed from three nests. In
contrast to this reduction of brood size, one pair did
not hatch young but adopted 4 goslings (3 survived),
another pair adopted 2 young in addition to their
own 3, and a third pair with 3 young adopted 1 gos-
ling. An estimate of a pair's "potential mean brood
size" was obtained by adding the number of surviv-
ing incubated goslings to the actual mean brood size,
and subtracting the number of young adopted. Thus,
TABLE 1. Spearalan rank correlations between mean
brood size and parental behaviors during the rear-
ing period. a Values in parentheses are correlations
with the estimated potential mean brood size.
TABLE 2. Spearman rank correlations between some
parental behaviors in summer and actual brood size
in different intervals of the rearing period. a n = 23
pairs.
Behavior Males Females
Feeding -0.13 -0.57*** (-0.31)
Head up 0.21 0.43* (0.34)
Threatening -0.34 -0.20
Preening 0.24 - 0.08
Sleeping 0.17 0.24
Brooding -- 0.15
Walking - 0.004 -0.04
Standing -0.29 -0.15
Lying 0.30 0.21
Swimming -0.03 -0.002
Attacks 0.49** (0.19) 0.31
Approach
young 0.64*** (0.39) 0.54*** (0.49**)
. * = P < 0.05, ** = P < 0.02, *** = P < 0.01.
actual brood size differed from potential brood size
in 6 pairs, actual to potential mean brood size being
1 to 2, 1 to 3, 1 to 5, 3.36 to 3, 4 to 3.14, and 3.1 to 0.
The durations and frequencies of parental behavior
significantly related to actual mean brood size were
correlated with potential brood size. This was to test
whether these behaviors were predictive of potential
rather than actual brood size, thus indicating parental
ability rather than brood-size-dependent parental ef-
fort.
Spring correlations.--We investigated whether be-
havioral differences between pairs in spring could be
used to predict brood size. We collected time-budget
data for pairs in March 1983, before laying. Three to
5 times daily, with intervals of at least i h, each pair
was located in a pre-set order and the activity (feed-
ing, head up, attack, or threat) of each mate noted
after 1 min. Any threats or attacks were also noted
during the following minute. Each was obserxed for
60-80 min. We expressed head up and feeding as the
percentage of observation minutes starting with this
behavior, and tee frequencies of attacks and threats
as the percentage of observation minutes containing
at least one such event. The behavior durations or
frequencies in the 13 successfully breeding pairs were
correlated with sbsequent brood size measured when
the family left the nest.
All P-values for Spearman rank correlation coeffi-
cients are two-tailed.
RESULTS
Summer correlations.--Brood size correlated
positively and significantly with approach
young and attack rates in male parents and with
time spent head up and rate of approach
young in females, and negatively with female
feeding time (Table 1'). These relationships also
Age of young (days)
Behavior 2-14 18-30 35-50
Female
Feeding time (%) -0.54 .... 0.49** -0.12
Head up time (%) 0.55*** 0.24 0.38
Approach young/h 0.20 0.52** 0.40
Male
Attacks/h 0.41 0.36 0.30
Approach young/h 0.64*** 0.62*** 0.31
ß ** = P < 0.02, *** = P < 0.01.
applied to all three pairs with different brood
sizes in the 2 yr (connected points in Fig. 1).
The values of one pair that had the same num-
ber of young in both years tended to be re-
markably similar. Except for approach young
in females, Spearman correlations for the five
parental behaviors above with potential brood
size were not significant (P > 0.05; Table 1) and
were lower than the correlation between actual
and potential brood size (r = 0.56, n = 23, P <
0.01).
For these five parental behaviors, correlations
with mean actual brood size were calculated
separately for three parts of the rearing period
(Table 2). Except for female approach young,
correlations were higher when goslings were
young.
Spring correlations.--Only female head up and
threats correlated significantly with subsequent
brood size (Table 3). All other correlations were
not significant.
DISCUSSION
Parental age was not related to actual or po-
tential brood size (maximum Spearman corre-
lation coefficient r = 0.16, P > 0.2) and cannot
account for our results. Correlations with brood
size do not indicate directly that behavior du-
rations or frequencies are consequences of brood
size. This interpretation is suspect if a spring
behavior correlated significantly with future
brood size just as it did in summer, and if the
behavior in summer correlated higher (or
equally high) with potential than with actual
brood size. We found that only three parental
behaviors, female feeding time, male attack rate,
and mal rate of approaching young, met these
criteria. They are more likely to be conse-
quences than determinants of actual brood size,
and their dependence on brood size is indica-
tive of shared components of parental effort (see
introductory paragraphs). Only these three be-
haviors will be discussed further.
Relationships between parental effort and
brood size will affect clutch size only if the
parents incur costs in terms of survival, future
reproductive success, or both. Male approaches
toward young and attacks were infrequent (Fig.
1). Although these activities expend energy, and
attacks may also induce injury, male parental
costs may be too small to affect the evolution
of clutch size. In females, however, brood-size-
dependent costs of parental care may be linked
with substantially reduced feeding time (see Fig.
1) and thus induce a slower or incomplete re-
placement of nutrients lost during incubation.
In some goose species, female feeding rates and
nutrient reserves are important for subsequent
reproductive success (Ryder 1970, Harvey 1971,
Ankney and Macinnes 1978, Aldrich and Rav-
eling 1983, Prop et al. 1984, Teunissen et al.
1985). Reduced feeding time in large families
does not mean necessarily that females eat less.
At least three alternatives exist.
(1) Females feeding more efficiently may build
up more reserves, and consequently lay larger
clutches (Ankney and Macinnes 1978), breed
more effectively (Aldrich and Raveling 1983),
or both. Such birds would have more young
while needing less time to feed. We found that
clutch size did not correlate with brood size
(rs = 0.04, n = 23; see also Lamprecht 1986).
Further, the body mass of paired females mea-
sured in January (1982 and 1983) or March (1983)
did not correlate with the number of young
leaving the nest in early summer (January 1982:
rs = 0.03, n = 24; January 1983: rs = -0.08, n =
29; March 1983: rs = 0.19, n = 27). We believe
this lack of correlation was due to a supera-
bundance of food.
(2) If females with large families selected the
more nourishing pellet food over grass, they
could reduce feeding time. The correlation be-
tween the number of young and the proportion
of time females fed on pellet food (measured
only in 1982) was not significant (rs = -0.10,
n = 9) and contrary to expectation.
(3) If large families tended to feed in less
exploited areas, the females might need less time
to become satiated. Time spent in less frequent-
ed areas with higher grass was not correlated
with brood size (r = 0.05, n = 23), however.
TABLE 3. Spearman rank correlations between pa-
rental behaviors in March and subsequent brood
size.
Behavior Males Females
Feeding 0.20 - 0.03
Head up -0.21 0.65**
Threats - 0.18 0.57'
Attacks - 0.09 - 0.27
a * - p < 0.05, ** = P < 0.02.
None of the alternative explanations hold,
and we believe females with more young have
higher nutritional costs that may limit brood
size to a level below the maximum possible.
It would be inappropriate to generalize re-
suits from one field population to another when
environmental conditions are different. We thus
cannot be confident that our results, obtained
under conditions of semicaptivity and super-
abundance of food, also apply to geese in the
wild. In fact, the superabundance of food in our
flock apparently obscured the positive relation-
ship between female feeding time in spring and
subsequent reproductive success, which was
demonstrated for Barnacle Geese (Branta leucop-
sis) in the field (Prop et al. 1984). We also found
no relationship between male attack rate in
spring and future brood size (Table 3), but it is
difficult to imagine how, under the same con-
ditions, the dependence of brood size on female
feeding time and male attack rate could arise as
an artifact in summer. Some justification for a
more general validity of our results comes from
the few field studies available.
The correlations of parental vigilance and
feeding with brood size reported for Greater
White-fronted Geese and Southern Lapwings
agree with our findings, in spite of the low
numbers of individuals and possible influence
of parental ability. In addition, the "sitting time"
of parents decreased with brood size in Snow
Geese (Chen caerulescens caerulescens) (Lessells in
press). Lazarus and Inglis (1978) found no such
correlations in a field study of Pink-footed Geese,
probably because observations began at a gos-
ling age of about 4 weeks. We found that cor-
relations of female feeding time and head up
and of male attacks and approach young with
brood size tended to be higher early in the rear-
ing period and decreased over time (Table 2).
Brood sizes observed in the two years of our
study (see Fig. 1) were within the normal range
of the flock, for which brood size upon leaving
the nest averaged 2.58 young (range 1-6, n =
130 broods in ] 975-1986). Mean gosling mor-
tality until fledging was 22.3%. Field records of
brood sizes in Ear-headed Geese are rare: Schi-
fer (1938) counted 3-8 well-developed eggs per
clutch and observed that only 1-3 young (more
rarely 4-5) fledged. Clutch sizes of 4-8 eggs
(mostly 4-6) were reported by Dementiev and
Gladkov (1967) and of 2-10 eggs (mostly 4-5)
by Kydyraliew (1967), but no information on
brood size or hatching rate was given.
Lessells (1986) found in Canada Geese (Branta
canadensis) that from one molt to the next, fe-
males with larger broods had lost more mass
(or gained less) than those with smaller broods.
She was unable to show, however, that brood
size affected parental survival or future fecun-
dity in the stat:[onary population studied.
In the migratory Tundra Swan (Cygnus colum-
bianus bewickii) both males and females accom-
panied by cygnets had a lower return rate to
the wintering grounds than adults with no off-
spring (Scott 1980: table 2). Although these dif-
ferences were not quite significant, they sug-
gest some survival costs of parental care. Proof
is still wanting, but in migrating populations
brood-size-dependent energy costs and food
deficits may lower the parents' survival, future
reproductive success, or both. Clutch size in
such nidifugous birds may be adapted to selec-
tion pressures acting after hatching, as is ap-
parently true in altricial birds.
In geese, selection pressures that limit clutch
size might be counteracted by the effect that
larger families tend to be more dominant in
wild flocks (Bc.yd 1953, Hanson 1953, Raveling
1970). In competitive situations females of dom-
inant pairs feed more and will breed more suc-
cessfully in the following season (Teunissen et
al. 1985, Lami?recht 1986). Successful adults,
however, do not adopt stray goslings to increase
family size. Orphans older than a few days are
always rejected. by other families, indicating that
the optimum brood size is smaller than maxi-
mum (Black and Owen 1984). As no effect of
sibling competition was found (Black and Owen
1984, Lessells 1986), reluctance to adopt gos-
lings may be clue to the costs involved in rear-
ing additional young.
ACKNOWLEDGMENTS
We thank A. Wosegien for help with the collection
of the spring data. J. M. Black, H.-U. Reyer, U. Safriel,
F. Trillmich, P. Watson, W. Wickler, and an anony-
mous referee provided constructive remarks and P.
Rechten corrected the English.
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