Data collected from skin specimens of the 23 Recent species of Alcidae, skeletal material for Recent and fossil alcids, and published data on body mass and wing area were used to describe the morphometric characteristics of flightlessness in the Great Auk (Pinguinus impennis) and the fossil mancalline auks. A regression equation confirmed a body-mass estimate (5 kg) for P. impennis (Bédard 1969). The size and relatively small wings produced wing-loadings of roughly 22 g cm -2, comparable to those of medium-sized penguins. Multivariate analysis of external measurements underscored the uniquely large size, relatively short wings, and moderately deep bill of Pinguinus compared to other Recent alcids. Analysis of skeletal measurements revealed that the genera of flightless Alcidae (Pinguinus, Mancalla, Praemancalla, and Alcodes) were characterized by relatively short distal wing elements and dorsoventral flattening of all major wing elements, in combination with relatively large core and pelvic dimensions. These differences were most pronounced in Mancalla, moderately developed in Praemancalla, and smallest in Pinguinus. Estimated body mass (1-4 kg) for selected fossil mancallines exceeded the largest flighted alcids (Uria) but was less than for Pinguinus. Pinguinus was a comparatively large piscivore sharing many morphological features with the Razorbill (Alca torda) and murres (Uria spp.). Its flightlessness evidently was a consequence of extreme specialization for pursuit diving, convergent with that of the Spheniscidae. Loss of flight imposed significant requirements on breeding sites and foraging habitats of the Great Auk and presumably the mancallines, and rendered Pinguinus exceptionally vulnerable to human exploitation. Received 30 December 1987, accepted 23 May 1988.
Museum of Natural History, University of Kansas, Lawrence, Kansas 66045 USA
THE Great Auk (Pinguinus irnpennis), a flight-
less alcid of the North Atlantic, is remembered
most for its extinction in the 19th century. This
is understandable, for the demise of the Great
Auk remains one of the most dramatic extir-
pations in historical times, one related to hu-
man exploitation for food (Grieve 1885, Nettle-
ship and Evans 1985) and possibly to long-term
climatic trends (Bengtson 1984). Superstition
also took a toll: the last Great Auk taken in Great
Britain reportedly was killed as a tempest-con-
juring witch (Ley 1935, Greenway 1967). The
extermination of the species was complete by
1844 (Greenway 1967), despite the prediction
of this eventuality in the late 18th century (Net-
tleship and Evans 1985).
Flightlessness of the Great Auk, traditionally
less compelling to ornithologists than the de-
mise of the species, is of comparable importance
to evolutionary biology. Although the flightless
condition of Pinguinus was noted frequently by
early naturalists, particularly with respect to its
vulnerability to hunters on land, the anatomical
correlates of flightlessness in the Great Auk have
received relatively little attention. Existing an-
atomical studies consist of basic descriptive os-
teology (Owen 1879, Wiman and Hessland 1942)
and limited mensural comparisons (Lucas 1890,
Blanc 1927, Storer 1945, Miller and Howard 1949,
Verheyen 1958). Even compilations of standard
external measurements for the Great Auk are
not available (cf. Coues 1868, Forbush 1912).
The situation is related to the rarity of skin spec-
imens and the variable distribution of the abun-
dant skeletal material of Pinguinus in museums.
The fossil flightless mancalline alcids of
coastal California are morphologically similar
but less well known. Hundreds of elements of
the group have been recovered, and 8 species
in 3 genera are recognized from the late Mio-
cene through the early Pleistocene: Praeman-
calla lagunensis, P. wetrnorei, Mancalla californiensis,
M. diegensis, M. rnillerL M. cedrosensis, M. ernlongL
and Alcodes ulnulus (Lucas 1901; Miller 1933;
Howard 1947, 1966, 1968, 1970, 1971, 1976, 1978,
1982, 1983; Miller and Howard 1949; Olson 1981;
Howard and Barnes 1987). The Miocene genus
Praemancalla is considered to be a possible
ancestor of the largely Pliocene genus Mancalla
(Howard 1966, 1976.) Neither genus is thought
to be closely related to Pinguinus. The Pacific
genera generally are placed in a separate family
or subfamily (Howard 1966, 1983) and may be
related most closely to the puffins (Fraterculini;
R. M. Chandler unpubl. data). Pinguinus is judged
to be closely related to the Razorbill (Alca torda)
The Auk 105: 681-698. October 1988
and murres (Uria spp.) on behavioral and mor-
phological grounds (Storer 1945, Strauch 1985).
Alcids are wing-propelled diving birds.
Strokes of the partly folded wings provide vir-
tually all of the propulsion and much of the
maneuverability for submarine locomotion
(Townsend 1909, Kelso 1922, Storer 1945).
Structural convergences between the Great Auk
and the similarly flightless, wing-propelled
penguins (Spheniscidae) have received consid-
erable attention (e.g. Owen 1879, Wiglesworth
1900, Storer 1945). Aerial flight and submarine
propulsion clearly impose different selective
pressures on alar structure and the morphology
of Pinguinus reflects the evolutionary substitu-
tion of aerial flight for extreme specialization
for diving (Wiglesworth 1900; Bent 1919; Storer
1960, 1971; Bdard 1969; Bengtson 1984). Man-
calla was probably at least as specialized osteo-
logically for diving as Pinguinus (Wiman and
Hessland 1942, Miller and Howard 1949, How-
ard 1970).
I compared flightless and flighted alcids, em-
phasizing multivariate morphometric analyses.
Data from study skins and skeletons of all 22
extant alcid species, the Great Auk, and the fos-
sil mancalline auks were included. My objec-
tives were: to describe quantitatively the mor-
phological characteristics associated with loss
of flight in the Alcidae; to estimate the body
mass of adequately represented mancalline auks;
and, using available ecological and biogeo-
graphical information, to consider selected as-
pects of the evolution of flightlessness in alcids.
METHODS
Specimens and related data.--I collected data from 1 !
mounted skin specimens of the Great Auk. In addi-
tion, colleagues provided comparable data from an
additional !4 mounted Pinguinus skins (see Acknowl-
edgments). At least 20 study skins (usually !0 of each
sex) of each of the 22 extant species of Alcidae were
sampled for comparisons. I measured total length (ex-
tended specimens only, from bill to tail, feet exclud-
ed), culmen length (exposed, on midline), bill height
(at gonys), wing length (chord of unflattened wing),
tarsus length (cranial surface), digit-III (middle-toe)
length (excluding nail), and tail length (roedial arc)
(Baldwin et al. 193!).
Data on body mass of extant alcids were collected
from specimen labels and published compilations
(Johnson !935, !944; Belopol'skii !96!; Bdard !967,
!969; Kuroda !967; Dement'ev and Gladkov !968; Sea-
ly !976; Threlfall and Mahoney !980; Vermeer and
Cullen !982; Murray et al. !983; Dunning !984). Wing
areas were traced (Raikow !973), from fresh birds or
thawed, fresh-frozen specimens, and the resultant
areas were measured with a compensating polar pla-
nimeter. Additional wing areas were taken from Mag-
nan (!9!2, 1922), Poole (!938), Kuroda (!967), Spring
(!97!), Stempniewicz (!982), and Pennycuick (!987);
several tracings were provided by R. M. Chandler.
Wing-loading was calculated as the ratio of body mass
divided by total wing area (g.cm-2; Clark !97!).
Associated skeletal material of the Great Auk is not
available. One possible exception is an apparently
complete, largely articulated skeleton of an immature
bird at the British Museum. Mounted skeletons of
Pinguinus are composites of unassociated skeletal ele-
ments. Extensive series of disassociated skeletal ele-
ments are held at the U.S. National Museum of Nat-
ural History, American Museum of Natural History,
and Museum of Comparative Zoology (Harvard Uni-
versity). Anatomical nomenclature follows Baumel
(!979).
I sought to measure at least 40 unworn specimens
of each major skeletal element of P. impennis. The more
fragile scapula, furcula, and distal phalanges were not
available in such numbers. Comparable data were col-
lected from all available material of Mancalla, Prae-
mancalla, and Alcodes. Limited mensural data also were
collected from a new species of Mancalla (here re-
ferred to as Mancalla lg. sp.; Chandler unpubl. data)
and Australca sp. (Brodkorb !955, Olson !977). Pin-
guinus alfrednewtoni, a poorly represented Pliocene form
similar to P. impennis in its measurements (Olson !977),
was excluded from study. I also sampled !0 complete
skeletons (5 of each sex) of each of the 22 extant
species of alcid, although complete samples were not
available for several species (e.g. Cepphus carbo, Syn-
thliboramphus wumizusume, Aethia pygmaea).
Forty-six skeletal measurements were employed,
most of which were described previously (Livezey
and Humphrey !984, !986) and !! of which were
illustrated by Spring (!97!; measurements 2, 6, 7, 12,
13, !4, !6, 38, 39, 40, 4!). All skeletal measurements
were made with dial calipers to 0.! mm. Sexual di-
morphism was considered to be small in extant species
of alcid (Storer !952), and in this study sexual differ-
ences were found to be negligible. This similarity of
the sexes, and the lack of information on sex for spec-
imens of Pinguinus and the fossil species, prompted
the pooling of the sexes in the morphometric com-
parisons.
Statistical analyses.--Linear measurements and log-
transformed (base e) wing-loadings and skeletal ratios
were compared using analysis of variance (ANOVA)
and analysis of covariance (ANCOVA). Spearman cor-
relation coefficients (r) were used to measure bivariate
associations.
Allometry of body dimensions, i.e. the relative rates
of size change among variables, was quantified using
bivariate allometric equations (Gould !966). I based
these estimates on linear regressions on log-trans-
formed data, using "geometric mean" estimates to
accommodate error in both variables (Livezey and
Humphrey 1986).
Stepwise linear regressions of log-transformed data
were used to estimate the body mass of P. impennis
based on species means of external measurements of
skins. Body mass of fossil Mancalla and Praemancalla
was estimated from stepwise regressions of log-
transformed body mass on significantly correlated (P
< 0.05) principal components of available skeletal
measurements. Components were derived from co-
variance matrices based on log-transformed data.
For external measurements that involved associated
measurements for samples of skins of Great Auks,
canonical analyses of log-transformed data for Recent
species of alcid were used. Canonical analysis (CA) is
a multivariate technique that is robust to moderate
departures from the assumptions of multivariate nor-
mality and homogeneity of covariance matrices of
groups. CA provides multivariate axes that maximally
discriminate predefined groups (Pimentel 1979). CAs
were also used for interspecific comparisons of as-
sociated measurements of humeri, ulnae, and sterna.
Variables included in each CA were backstep-selected
from the complete suites of measurements using
F-statistics (P < 0.05).
I used principal component analyses (PCAs) of mean
measurements for the species of flightless auks (sexes
pooled) to assess multivariate skeletal variation among
taxa. Components were extracted by singular value
decompositions of covariance matrices based on log-
transformed data. Pinguinus and the extant Alcidae
were compared using 46 skeletal measurements, and
a reduced data set of 23 measurements was used to
include fossil species in the comparisons. Because of
poor representation of the similarly sized Mancalla
californiensis, M. cedrosensis, and M. diegensis, the three
species were pooled to derive a single mean vector
representing "medium-sized" Mancalla. My primary
objectives for the PCAs were to determine the multi-
variate axis or axes of changes associated with flight-
lesshess, and to determine the relative positions of
flightless species on the major axes of variation for
alcids generally. The flightless species, because of their
large size and exceptional shape, acted as influential
outliers in the definition of axes in normal PCAs. This
seriously confounded "size" with the shape correlates
of flightlessness on PC-I and adversely affected the
definition of subsequent axes. Therefore, ! excluded
the flightless species for the definition of the first
principal component. The flightless species were pro-
jected onto this PC-I a posteriori, and the residuals for
all species were subjected to another PCA to extract
the subsequent axes. I refer to these modified com-
ponents as PC-I*, PC-II*, and PC-III*. Because the
flightless species were not used in the derivation of
PC-I* but were considered in subsequent compo-
nents, the latter axes were correlated with PC-I* (but
were mutually orthogonal). Despite this sacrifice of
orthogonality, this approach was preferable to a stan-
dard PCA. It produced a virtually isometric "size"
axis for PC-I*, defined a single important "shape" PC-
II* for alcids generally (using complete skeletons),
and isolated the morphometric changes associated with
flightlessness on separate axes (PC-III* and PC-II*,
for complete and reduced data sets, respectively). To-
tal variances incorporated on the standard principal
components and corresponding modified compo-
nents were virtually identical. The standard PCs ex-
ceeded the modified axes by less than 0.05% of the
total variance in the subspaces discussed.
I use the term "size" in its traditionally broad sense,
i.e. in reference to spatial extent or dimension. Var-
ious measures of "size," none perfect for all purposes,
emerged from the morphometric comparisons; and
rationales for considering them as representative of
"size" are given. Correlations between mean body
mass (using log-transformed data) and these emer-
gent "size" measures are probably the most useful
direct measure of overall size (Clark 1979), and are
given to facilitate interpretation. I estimated diver-
gences between multivariate "size" axes and hypo-
thetical axes of isometric size using direction cosines
between vectors (Pimentel 1979).
For CAs of skins and separate skeletal elements,
specimens lacking a minority of measurements were
subjected to missing-data estimation. Missing data
were estimated from stepwise regressions on avail-
able measurements for specimens grouped by genus.
These estimates comprised 0.9% of the skin and 1.5%
of the skeletal data sets.
Statistical procedures used were part of the Biomed-
ical Computing Programs (Dixon 1985) and per-
formed on an IBM computer at the University of Kan-
sas.
RESULTS
EXTERNAL CHARACTERS
Univariate comparisons.--External measure-
ments demonstrate the substantially larger size
of the Great Auk compared with other Recent
alcids (Table 1), including the large extant pi-
scivorous genera Cepphus, Uria, and Alca. Alca
is considered to be the closest extant relative of
Pinguinus (Storer 1945, Strauch 1985). Pinguinus
shared with Alca its deep, laterally compressed
bill and, despite its much larger body size, had
wing lengths comparable to those of Cepphus
(Table 1).
Despite the thousands of Great Auks slaugh-
tered during the eighteenth and nineteenth
centuries, the only putative datum for body mass
was the report by Feilden (1872) of a Pinguinus
killed in 1808 which weighed nine Danish
T^II, Ii 1. External measurements (mm, g) of three flighted alcids and the Great Auk (œ + SD [n]).
Total Total Culmen Bill Wing Tail Tarsus Middle-toe
Species length mass' length height length length length length
Cepphus 309 + 18 427 30.6 + 1.4 7.3 + 0.6 159 + 5 46 + 3 32.7 + 1.4 36.4 + 1.6
grylle (20) (155) (20) (20) (19) (20) (20) (20)
Uria aalge 423 + 25 1,030 44.9 + 1.7 13.3 + 0.8 200 + 6 44 + 3 38.7 + 2.1 43.8 + 2.5
(20) (613) (20) (20) (20) (20) (20) (20)
Alca torda 403 + 29 722 34.7 + 1.7 21.9 + 1.7 197 + 10 79 + 7 33.7 + 1.6 41.9 + 2.3
(20) (217) (20) (20) (20) (20) (20) (20)
Pinguinus 786 + 58 [5,000] 84.7 + 4.3 39.3 + 2.4 160 + 9 73 + 13 59.6 + 11.2 70.2 + 5.1
impennis (24) (25) (25) (23) (17) (22) (24)
Means based on published data and specimen labels; standard deviations not available. Mass of Pinguinus estimated (see text).
pounds (4.5 kg). Bdard (1969) estimated the
body mass of Pinguinus to be "c. 5000 [g]" but
provided no details concerning this estimate. I
attempted an independent approximation of the
mass of Pinguinus from a regression equation
that related body mass to six non-alar external
measurements for the 22 extant species of alcids,
using log-transformed means. I excluded wing
length because its relationship to body size is
obviously atypical in Pinguinus. Despite the small
number of data (n necessarily being 22), all six
remaining variables entered significantly (P <
0.10). The resulting regression model was:
M = -7.909 + 2.344(TOTLEN)
+ 0.991(LDIGIT3) - 0.325(LTARSUS)
- 0.508(LTAIL) + 0.172(HTBILL)
- 0.121(LCULMEN).
The variables are listed in order of entry into
the model; adjusted R: for the model was 98.8%.
Substituting log-transformed mean measure-
ments for the Great Auk into this equation (Ta-
ble 1) and taking the antilog provided an esti-
mated body mass of 4,999 g, almost identical to
the value of B&dard (1969).
Relative wing size.--The extremely small rel-
ative wing lengths of Pinguinus was conspicuous
in a bivariate plot of wing lengths on body mass
for 23 species of alcids, using the estimated body
mass of 5,000 g for Pinguinus (Fig. 1). The allo-
metric coefficient for the flighted species, =
0.322 (SE [] = 0.001), was significantly less (P
< 0.001) than the coefficient for isometry be-
tween a linear variate with mass (b = 0.333).
The relatively shorter wings of Pinguinus re-
tained the 10 functional primary remiges typ-
ical of the Alcidae (6 specimens examined), al-
though the remiges were substantially shorter
than in extant species.
Wing areas of 10 flighted species of the AI-
cidae are available, and the resultant estimates
of wing-loading closely mirrored the negative
allometry of wing length with body size. This
relationship produced progressively greater
wing-loadings as body mass increased. Wing-
loadings were, from smallest to largest mean
body mass (n = sample sizes for wing areas):
Aethia pusilla, 0.71 (n = 2); Alle alle, 0.94 (113);
Synthliboramphus antiquus, 1.02 (2); Aethia crista-
tella, 1.32 (1); Cyclorrhynchus psittacula, 1.11 (1);
Cepphus columba, 1.23 (1); Fratercula arctica, 1.34
(21); Alca torda, 1.63 (4); Uria lomvia, !.69 (2); and
U. aalge, 2.06 (20). The allometric coefficient for
wing area on body mass for flighted alcids was
= 0.632 (SE [] = 0.003; regression significant,
P < 0.001; R 2 = 0.99), significantly less (P <
0.00!) than that for isometry of wing area with
body mass (b = 0.667). The estimated wing area
for Pinguinus was 230 cm 2, based on the doubled
area of a tracing of a partially folded wing that
was "corrected" graphically to approximate an
extended wing. Together with the 5-kg estimate
for body mass, this indicates that the wing-load-
ing of Pinguinus was roughly 22 g-cm -2. This
estimate was much higher than one from an
allometric extrapolation of a "flighted" alcid to
a body mass of 5 kg, which yielded a wing-
loading of 3.26 g.cm -2. This projection, and the
empirical estimate of 22 g-cm 2 for Pinguinus,
exceed the threshold of flightlessness of 2.5
g.cm 2 hypothesized by Meunier (!951).
Multivariate patterns.--A CA of the external
measurements from 481 skin specimens defined
three important axes of interspecific variation.
All seven variables entered the model signifi-
cantly (P < 0.001), and provided highly signif-
Fig. 1. Log of the mean body mass and wing length
of the 23 Recent species of alcid. Regression line (Type-
II) was fitted for 22 flighted species, and mass of Pin-
guinus #npennis was estimated. The abscissa was bro-
ken to accommodate Pinguinus.
TABLE 2. Standardized coefficients and associated
statistics for canonical variates of seven external
measurements of 23 alcid species (n = 481).
Canonical variate
Character I II III
Total length -0.26 0.24 -0.31
Culmen length -0.64 0.48 -0.34
Bill height -0.25 -0.99 0.15
Wing length - 0.18 0.39 0.97
Tail length -0.11 -0.17 0.07
Tarsus length -0.03 0.24 -0.18
Middle-toe length -0.27 -0.24 -0.12
Eigenvalue 152.6 26.5 13.2
Variance (%) 73.3 12.7 6.4
Canonical R 1.00 0.98 0.96
icant discrimination of the 23 Recent species of
alcid (Wilks' lambda < 10-7; df = 7, 22, 458; P
0.001) All pairwise interspecific differences
were significant (P < 0.001).
The first canonical variate (CV-I) had coeffi-
cients of like sign for all measurements and
reflects in large part "general size," although
the relatively great contribution of culmen
length and small contributions of tail and tarsus
lengths resulted in an approximate 35 ø diver-
gence from isometry. Mean scores on CV-I were
strongly correlated with mean body mass (r =
-0.91 for flighted species, r = -0.95 including
estimated mass for Pinguinus). CV-I incorporat-
ed almost three-fourths of the total interspecific
variance (Table 2), and scores on the axis dif-
fered significantly among species (ANOVA of
scores; F = 3177.6; df = 22, 458; P < 0.0001).
Small species (e.g. Aethia, Alle, Brachyramphus)
were scored highly on this axis (reflecting the
negative coefficients), whereas species with large
overall size (Uria, Fratercula, and especially Pin-
guinus) had low scores (Fig. 2).
The second most important axis (CV-II) was
in large part a measure of "relative bill height,"
with a lesser, correlated contribution from
lengths of the tail and middle toe (Table 2).
Interspecific differences in scores on CV-II were
highly significant (F = 551.6; df = 22, 458; P <
0.0001). Species with relatively deep bills and,
to a lesser extent, relatively long tails and mid-
dle toes (e.g. Fratercula, Cyclorrhynchus, Aethia)
had low scores on CV-II, and groups with op-
posite proportionalities (e.g. Uria, Cepphus) had
high scores (Fig. 2). The Great Auk was inter-
mediate on CV-II, with a score similar to those
of Alca, Ptychoramphus, and Alle (Fig. 2).
The third variate (CV-III) reflected "relative
wing length" (Table 2), and once again under-
scored the unique body form of Pinguinus com-
pared to other Recent alcids. The highly sig-
nificant interspecific differences in scores on
CV-III (F = 295.1; df = 22, 458; P < 0.0001)
resulted largely from the extremely low mean
score of Pinguinus, and reflected its relatively
short wings (Fig. 2). Of the 22 flighted species,
only the two endomychurine Synthliboramphus
and Aethia pusilla showed any tendency toward
relative shortening of the wing.
SKELETAL CHARACTERS
Univariate comparisons of species.--Most skel-
etal measurements also reflected the large size
of Pinguinus (Tables 3, 4). Except for distal wing
elements, Pinguinus exceeded all other Alcidae,
Mancalla and Praemancalla, in its skeletal di-
mensions. Measurements of the trunk and leg
demonstrated the difference most clearly, e.g.
tibiotarsi of Pinguinus averaged 4 cm (45%) lon-
ger than those of Uria aalge (Table 4). Although
the humeri of Pinguinus were the longest in the
Alcidae, they averaged only 22% longer than
those of Uria. That is, the relative length of the
humerus of Pinguinus was less than in Uria, Alca,
and Cepphus, but was approached by those of
Mancalla and Praemancalla (Tables 3, 4). The ten-
dency toward alar shortening in the flightless
auks is more pronounced in the mid-wing ele-
ments, especially lengths of the radius, ulna,
and carpometacarpus, which were absolutely
,o/ / /
Fig. 2. Plot of mean scores of 23 species of alcid on the fit 3 canonical variates based on seven external
measurements. Flighted species are numbered as follows: (1) Alle alle, (2) Alca torda, (3) Uria aalge, (4) U. lornvia,
(5) Cepphus carbo, (6) C. columba, (7) C. grylle, (8) Brachyramphus brevirostris, (9) B. marmoratus, (10) Synthlboramphus
antiquus, (11) S. craveri, (12) S. hypoleucus, (13) S. wumizusume, (14) Ptychoramphus aleuticus, (15) Cyclorrhynchus
psittacula, (16) Aethia cristatella, (17) A. pusilia, (18) A. pygmaea, (19) Cerorhinca monocerata, (20) Fratercula arctica,
(21) F. corniculata, and (22) F. cirrhata.
shorter in Pinguinus than in the much smaller
Uria (Table 3). Reductions in the lengths of the
mid-wing elements were even greater in Prae-
mancalla and Mancalla.
Greater shaft widths also characterized the
wing elements of the three flightless genera
(Table 3), as demonstrated by their compara-
tively large maximal widths (MWMs). An AN-
COVA of "relative flatness" (ratios of maximal
and least shaft widths) confirmed these shape
differences in humeri (F = 84.8; df = 6, 113; P
< 0.001) and ulnae (F = 24.1; df = 6, 120; P <
TABLE 3. Summary statistics (œ _+ SD [n]) for selected measurements of major skeletal wing elements of three
flighted and 6 flightless alcids. MWM = maximal width at midpoint.
Humerus Ulna
Carpometa-
Species Length MWM Length MWM carpus length
Cepphus grylle 59.6 +__ 1.6 4.4 _+ 0.2 51.4 _+ 1.7 4.2 _+ 0.3 34.0 _+ 1.3
(1) (11) (11) (11) (11)
Uria aalge 87.3 _+ 2.4 7.9 _+ 0.5 65.9 _+ 1.6 6.3 _+ 0.3 43.3 -+ 2.8
(12) (12) (12) (12) (12)
Alca torda 75.5 _+ 3.0 6.9 _+ 0.3 60.1 _+ 2.6 5.8 -+ 0.3 40.2 _+ 1.8
(10) (10) (10) (10) (10)
Pinguinus impennis 106.1 _+ 7.3 12.3 _+ 0.7 57.4 _+ 1.8 8.6 _+ 0.4 42.7 _+ 1.4
(69) (69) (59) (59) (59)
Mancalla diegensis 72.9 _+ 6.9 9.7 _+ 1.0 29.3 _+ 1.7 6.0 _+ 0.6 35.7 -+ 2.4
(12) (15) (15) (15) (7)
M. cedrosensis 71.7 _+ 2.3 9.6 _+ 1.3 30.0 _+ 1.0 6.2 _+ 0.3 35.8
(2) (2) (9) (9) (1)
M. milleri 63.0 _+ 2.8 8.3 _+ 0.8 26.4 _+ 1.3 5.5 -+ 0.4 31.6 _+ 1.7
(18) (24) (21) (21) (12)
M. emlongi 87.1 _+ 4.4 11.3 _+ 0.1 -- -- 40.6 -+ 1.1
(2) (2) (2)
Praemancalla spp. 78.0 _+ 5.3 9.8 _+ 1.1 40.6 _+ 5.2 7.3 _+ 0.0 36.3
(4) (5) (2) (2) (1)
TABLE 4. Summary statistics (œ + SD [n]) for lengths of two trunk and three leg elements of three flighted
and six flightless alcids.
Sternal carina Coracold Femur Tibiotarsus Tarsometa-
Species length length length length tarsus length
Cepphus grylle 81.2 + 3.0 30.4 + 0.9 36.2 _+ 1.0 64.5 + 1.9 31.3 _+ 1.2
(11) (11) (11) (11) (11)
Uria aalge 122.5 + 5.8 40.1 + 1.1 47.8 + 1.5 91.1 + 2.9 38.0 + 1.3
(12) (12) (12) (12) (12)
Alca torda 108.7 + 2.8 36.3 + 1.2 41.2 + 1.9 76.1 _+ 1.4 33.2 + 1.0
(10) (10) (10) (10) (10)
Pinguinus impennis 189.7 + 11.3 60.3 + 2.8 73.0 + 2.4 132.8 + 4.6 52.2 + 1.8
(28) (62) (62) (62) (60)
Mancalla diegensis -- 47.8 + 4.6 52.3 + 5.5 89.3 + 8.7 41.4 + 2.7
(6) (3) (7) (5)
M. cedrosensis -- -- 54.8 87.0 41.2
(1) (1) (1)
M. milleri -- 42.8 + 5.1 48.3 + 2.9 78.4 + 4.5 35.2 + 2.3
(6) (8) (S) (10)
M. emlongi -- 58.6 65.7 + 2.3 -- 47.3
(1) (3) (1)
Praemancalla spp. -- -- 68.8 108.0 47.6
(1) (1) (1)
0.001). This "flattening" of the wing bones in
flightless auks also was confirmed by an AN-
COVA of maximal shaft widths (MWMs) for the
species tabulated (excluding the inadequate
samples of M. emlongi and Praemancalla), while
correcting for interspecific differences in lengths
of elements, for both the humerus (F = 194.6;
df = 6, 113; P < 0.001) and ulna (F = 334.2; df
= 6, 120; P < 0.001).
Canonical analyses of single elements.--Separate
CAs of humeri, ulnae, and sterna of flightless
and selected flighted alcids permitted a multi-
variate assessment of morphological differences
among a maximal number of taxa (Fig. 3). The
CA of 125 humeri of 10 species of alcid incor-
porated all four measurements significantly (P
< 0.001), and effectively discriminated the six
adequately sampled species (Wilks' lambda =
0.0009; df = 4, 5, 113; P < 0.001) and five ad-
ditionally plotted taxa (Australca sp., Mancalla
cedrosensis, M. emlongi, M. lg. sp., Praemancalla
spp.). The first axis (CV-I) reflected the lengths,
head widths, and maximal shaft widths of hu-
meri (Table 5), and interspecific differences in
scores were significant (F = 518.6; df = 8, 115;
P < 0.0001). Species with large measurements
had low scores (P. impennis), smaller species in-
curred higher scores (Cepphus grylle), and the
remaining taxa (e.g. Alca, Uria, and Mancalla)
were intermediate (Fig. 3A). CV-II contrasted
lengths and maximal shaft widths of humeri,
i.e. measured "relative shaft width" (Table 5).
Species differed significantly in scores on CV-
II (F = 135.6; df = 8, 115; P < 0.0001). Those
with comparatively narrow humeri (Uria, Alca,
and Cepphus) scored highly; P. impennis was in-
TABLE 5. Standardized coefficients and summary sta-
tistics for canonical variates of humeri, ulnae, and
sterna of selected Recent and fossil alcids.
Element Variable CV-I CV-II
Humerus Length -0.55 1.01
(n = 125) Head width -0.18 -0.12
LWM 0.06 0.11
MWM -0.50 - 1.08
Eigenvalue 36.7 9.1
Variance (%) 77.4 19.2
Canonical R 0.99 0.95
Ulna Length 1.19 0.15
(n = 13i) LWM 0.02 -0.15
MWM -0.55 -0.98
Eigenvalue 125.8 13.7
Variance (%) 90.0 9.8
Canonical R 1.00 0.97
Sternum Carina length -0.44 1.14
(n = 43) Basin length -0.54 -0.79
Least width -0.34 -0.39
Caudal width 0.15 -0.52
Eigenvalue 86.5 3.4
Variance (%) 94.9 4.8
Canonical R 0.99 0.89
2 (C) Sterna __-,c. .',o
Fiõ. 3. ?lots of first 2 canonical 3/4ariates for fliõht-
less end selected fliõhted alcids of: (A) 4 measure-
merits of humeri, (B) 3 measurements of ulnae, and
(C) 4 sternal measurements. Polyõons connect ex-
treme individuals in each taxon.
termedlate; and the mancallines had the broad-
est humeral shafts and lowest scores (Figs. 3A,
4). The undescribed, large Mancalla ("M. lg. sp.")
closely resembled Pinguinus in its humeral di-
mensions. A third variate (CV-III, not figured)
contributed only 3% of total intergroup vari-
ance, but provided significant interspecific dif-
ferences in scores (F = 30.0; df = 8, 115; P <
0.0001). CV-III primarily separated Alca, Uria,
and M. milleri from Cepphus, Pinguinus, and the
larger mancallines by relative least shaft width
and relative head width.
A CA of ulnae of selected alcids significantly
separated the seven species analyzed (Wilks'
lambda = 0.0004; df = 3, 6, 121; P < 0.001); an
additional three taxa were plotted on the axes
(Australca, Alcodes, Praemancalla) which were
represented by small samples (Fig. 3B). The three
variables entered the model significantly (Table
5; P < 0.001) and contributed to two axes in-
corporating interspecific differences in scores;
(ANOVA of scores; F = 1669.8 and 213.2, re-
spectively; df = 8, 122; P < 0.0001). CV-I con-
trasted lengths and maximal shaft widths of the
ulna (Table 5). Mancalla had short, wide ulnae
and hence low scores, Praemancalla and Pingui-
nus were intermediate, and the three flighted
genera and the fossil Australca had high scores
which reflected their comparatively long, slen-
der ulnae (Figs. 3B, 4). The vertical axis (CV-II)
implied residual robustness of the ulnar shafts,
which was greatest in the stout bones of Pin-
guinus and progressively less so in Mancalla and
the flighted genera (Fig. 3B).
Sterna of the Great Auk, similar in overall
conformation to that of Uria (Pinguinus illus-
trated in Eyton 1875, Wiman and Hessland 1942;
Uria in Kuroda 1954), were contrasted with those
of three flighted species of alcid using a CA of
five measurements, four of which entered the
model significantly (P < 0.01; Table 5). No ster-
num of the fossil species was preserved ade-
quately for analysis. The resultant CA signifi-
cantly differentiated the four species (Wilks'
lambda = 0.003; df = 4, 3, 39; P < 0.001). CV-I
for sterna essentially ordinated the taxa by gen-
eral sternal size, exclusive of caudal width
(Table 5). Taxa differed significantly on this axis
(F = 864.1; df = 3, 39; P < 0.0001), and the low
scores for Pinguinus on this axis reflect their large
sterna (Fig. 3C). CV-II contrasted carina length
with the remaining sternal dimensions (Table
5). Scores differed among taxa (F = 43.7; df =
3, 39; P < 0.0001), and indicated that Alca and
Uria slightly exceeded Pinguinus and Cepphus in
"relative carina length" (Fig. 3C).
PCA of complete skeletons.--A modified PCA
of mean vectors of 46 skeletal measurements
Fig. 4. Illustrations of major wing elements of (A) Alca torda (Univ. S. Florida 4358), (B) Pinguinus impennis
(U.S. Nat. Mus. 1285, Los Angeles County Mus. 90055, 90057), and (C) Mancalla diegensis (San Diego Nat. Hist.
Mus. 24868, 21044, 28603, 25002); dorsal views of left elements in probable positions used in submarine
propulsion with diagrams of mean intra-alar skeletal proportions (H = humerus, U = ulna, C = carpometa-
carpus, M = proximal phalanx of digiti majoris, not illustrated). Note the comparatively great extension of
distal elements (positions inferred from qualitative osteology) and dorsoventral flattening of alar elements
in flightless Pinguinus and Mancalla; Mancalla is further derived in the proximal position of the processus
supracondylaris dorsalis or "ectepicondylar process" (ep), shortening of the frewing, and curvature of the
humerus.
ep
M C I U I H
I 10 I 20 31 39 %1
B
ep
M I C I U I H %1
I 10 19 25 46
c
ep
iM i C I U I H
12 22 19 4
%1
I I
cm
TABLE 6. Correlation coefficients of 46 original skeletal variables with first (modified) principal component
(PC-I*, see text), and the first and second principal components of the residual variance from PC-I* for 23
Recent alcids (PC-U*, PC-III*). Signs to right of coefficients for PC-III* indicate variables so correlated with
residuals from PC-I* (Irl >- 0.20).
PC- PC- PC- PC- PC- PC-
Variable I* II* III* Variable I* II* III*
Bill length 0.95 0.30 -0.48 Tibiotarsus length 0.98 -0.03 -0.52 -
Cranium length 0.99 0.18 -0.48 LWM 0.97 -0.08 -0.54 -
Height 0.95 0.07 -0.59 - Tarsometatarsus length 0.89 -0.11 -0.42
Width 0.96 0.0! -0.50 APW 0.96 -0.07 -0.54 -
Humerus length 0.99 0.!5 -0.39 + LMW 0.94 -0.!! -0.6! -
Head width 0.99 0.10 -0.39 + Digit III, Ph. ! length 0.96 -0.!3 -0.5! -
LWM 0.98 0.08 -0.37 + Ph. 2 length 0.98 -0.08 -0.50
MWM 0.96 0.35 -0.51 - Ph. 3 length 0.95 -0.15 -0.55 -
Radius length 0.92 -0.02 -0.15 + Scapula length 0.98 0.24 -0.44
LWM 0.98 0.!1 -0.33 + Blade width 0.9! 0.29 -0.61 -
MWM 0.99 0.21 -0.52 - Coracold length 0.99 0.02 -0.50
Ulna length 0.92 -0.02 -0.!4 + Basal width 0.95 0.36 -0.41
LWM 0.99 0.!3 -0.37 + Sternal carina length 0.93 0.44 -0.44
MWM 0.99 0.!8 -0.46 + Basin length 0.98 0.20 -0.51 -
Carpometacarpus Least width 0.98 0.2! -0.39 +
length 0.95 0.06 -0.2! + Caudal width 0.95 0.05 -0.38 +
APW 0.98 0.13 -0.35 + Carina depth 0.97 0.!4 -0.53 -
DVW 0.98 0.!6 -0.33 + Furcula height 0.97 -0.06 -0.55 -
Digit II, Ph. ! length 0.97 0.07 -0.29 + LWM 0.96 0.29 -0.46
Ph. ! MWM 0.97 -0.0! -0.33 + MWM 0.93 0.40 -0.47
Ph. 2length 0.95 -0.0! -0.26 + Synsacrum length 0.98 0.2! -0.50 -
Femur length 0.96 -0.15 -0.54 - Interacetabular width 0.89 0.07 -0.40
Head width 0.97 -0.11 -0.57 -
Eigenvalue a 3.90 0.!2 0.06
LWM 0.98 -0.04 -0.55 -
Percentage of variance 9!.9 2.8 !.9
MWM 0.99 0.!2 -0.53 -
a Eigenvalues and percentages of variance include contributions from all 23 species; variance shared between PC-I* and PC-II* attributed to
PC-I*.
(see methods) concisely summarized the multi-
variate differences among Recent species (Table
6, Fig. 5). The first three components together
incorporated 96.7% of the total interspecific
skeletal variation. Loadings of variables on the
first component (PC-I*) were all positive and
of high magnitude (r -> 0.89, 38 r, -> 0.95), and
identified PC-I* as a measure of "general skel-
etal size" (Table 6). Scores on this component
were highly correlated with mean body mass
(r = 0.99 for extant species, r = 0.98 including
estimate for Pinguinus), and the axis deviated
from strict isometric size by only 8 ø . Small species
(e.g. Aethia, Alle, Synthliboramphus) had low scores
in PC-I*, whereas the largest taxa (Uria, Pin-
guinus) had the highest scores (Fig. 5).
The second axis (PC-II*) for complete skele-
tons was a shape variable, characterized by
loadings of varying magnitude and sign (Table
6). Bill length, maximal humeral shaft width,
sternal carina length, and widths of the cora-
coid and furcula had relatively large loadings,
whereas dimensions of leg elements, especially
lengths, had negative correlations with PC-II*.
PC-II* contrasted bill length and the size of the
pectoral girdle with the pelvic limb. Genera
characterized by long bills and robust pectoral
girdles relative to their leg measurements (e.g.
Brachyramphus, subgenus Endomychura of Synthl-
iboramphus) had high scores on this axis, and
genera with opposite proportions (e.g. Aethia,
Cyclorrhynchus) had low scores (Fig. 5). Pinguinus
was moderately high in this dimension, as were
Uria and Alca.
The third modified component (PC-III*) sum-
marized the unique morphometric character-
istics of Pinguinus impennis relative to other Re-
cent alcids, notably the skeletal correlates of
flightlessness (Fig. 5). This axis contrasted least
shaft widths and lengths (to a lesser extent) of
wing elements, and widths of the sternum with
cranial height, maximal shaft widths of the hu-
merus and radius, scapular blade width, basin
length and carina depth of the sternum, most
dimensions of the pelvic limb, and synsacrum
length (Table 6). The large negative score for
Pinguinus revealed that, compared with flighted
alcids, the Great Auk had flattened humeri and
Fig. 5. Trivariate plot of mean scores of Recent species of alcid on first 3 (modified) principai components
of 46 skeletal measurements; PC-III*, the axis which separates Pinguinus from flighted alcids, is explained in
text. Flighted species are numbered as in Fig. 2.
radii, was (slightly) shortened in the mid-wing
and manus, and had comparatively large leg
elements (except tarsometatarsus length), broad
scapulae, long and narrow pelvises, and sterna
that were long and narrow with relatively deep
carina. Although none approached the extreme
position of Pinguinus on PC-III*, the Dovekie
(A. alle) and puffins (Cerorhinca, Fratercula) had
the lowest scores on this axis of the flighted
Alcidae (Fig. 5).
PCA of reduced skeletal vectors.--A PCA of
mean vectors for the reduced data sets for "me-
dium-sized" Mancalla, M. milleri, Praemancalla
spp., and 23 Recent species identified two major
axes of skeletal variation. Together, these ac-
counted for 96.1% of the interspecific dispersion
in the reduced morphometric space (Table 7).
As in the PCA of complete skeletal vectors, PC-
I* of the reduced data set largely reflected "gen-
eral skeletal size" (Table 7). Mean body mass
was strongly correlated with scores on this com-
ponent (r = 0.99 for flighted species, r = 0.98
including the estimate for Pinguinus), and the
axis deviated from strict isometric size by only
5 ø. PC-I* indicated M. milleri was comparable in
"general skeletal size" to Alca; the medium-sized
Mancalla spp. were similar to Uria; and Prae-
mancalla and Pinguinus were progressively larg-
er (on this axis) than any flighted alcid (Fig. 6).
The second component (PC-II*) contrasted
lengths and least shaft widths of wing elements
(especially humeri and radii) with maximal
widths of wing elements, lengths and widths
of leg elements, and synsacrum length (Table
7). This axis corresponded closely with PC-III*
for complete skeletons (Table 6). The 4 flightless
species or species-groups had extremely low
scores on PC-II*, whereas the flighted alcids
varied little in this dimension. The low scores
of the flightless species reflect their relatively
short, flattened wing elements, and their rela-
tively long leg elements and long synsacra.
Scores on PC-II* indicate that, of the flightless
genera, Mancalla was most extreme in these pro-
portions, Praemancalla was next most distinc-
tive, and Pinguinus was the least modified in this
dimension (Fig. 6).
Estimated body masses of mancalline auks.-
Regressions of total body mass on principal
components of mean skeletal measurements for
Recent alcids (including the estimated body mass
of 5 kg for Pinguinus impennis) provided esti-
mates of body masses for selected fossil man-
calline species. For each taxon, principal com-
TABLE 7. Correlation coefficients of 23 skeletal vari-
ables with first (modified) principal component (PC-
I*, see text) and the first principal component of
the residual variance from PC-I* for Recent and
fossil alcids (PC-II*). Signs to right of coefficients
of PC-II* indicate variables so correlated with re-
siduals from PC-I* (Irl > 0.20).
Variable PC-I* PC-II*
Humerus length 0.99 - 0.42 +
Head width 0.99 -0.41 +
LWM 0.98 -0.39 +
MWM 0.94 -0.55 -
Radius length 0.94 -0.14 +
LWM 0.98 - 0.35 +
MWM 0.98 - 0.55 -
Ulna length 0.93 -0.14 +
LWM 0.99 - 0.40 +
MWM 0.99 - 0.48
Carpometacarpus length 0.96 -0.23 +
APW 0.97 -0.35
DVW 0.98 -0.35 +
Femur length 0.97 -0.51 -
Head width 0.98 -0.56 -
LWM 0.99 -0.57 -
MWM 0.99 -0.57 -
Tibiotarsus length 0.99 -0.54 -
LWM 0.98 -0.56 -
Tarsometatarsus length 0.91 -0.50 -
APW 0.97 -0.56 -
LMW 0.94 - 0.54 -
Synsacrum length 0.97 -0.55 -
Eigenvalue" 2.23 0.22
Percentage of variance 87.6 8.5
"Eigenvalues and percentages of variances include contributions from
all 26 species. Variance shared between PC-I* and PC-II* attributed to
PC-I*; r (PC-I*, PC-II*) = 0.48.
ponents of available skeletal measurements
which were significantly correlated (P < 0.05)
with body masses were used as estimator vari-
ables. However, unlike the rough "size" com-
parisons permitted by PC-I* for the reduced
skeletal data set (Fig. 6), these regression esti-
mates also incorporated "shape" variables that
distinguished the larger flightless alcids from
flighted confamilials (Table 8). My estimates in-
dicate that the mancalline auks were more mas-
sive than the flighted alcids and less than P.
impennis, varying between ! and 4 kg in total
mass. An estimate was not attempted for the
very large, as yet undescribed species of Man-
calla (Fig. 3A). Furthermore, the estimates con-
firmed that M. milleri was the smallest of the
group, followed by the "medium-sized" Man-
calla and Praemancalla, and the largest was the
relatively poorly represented M. emlongi (Table
8).
small. "general skeletal size"--
-20
25
Fig. 6. Plot of mean scores of Recent and selected
fossil alcids on first 2 (modified) principal compo-
nents of 23 skeletal measurements. Flighted species
are numbered as in Fig. 2; "medium" Mancalla rep-
resents mean vector for pooled data of similarly sized
M. californiensis, M. cedrosensis, and M. diegensis.
DISCUSSION
Locomotor compromise and convergence.--The
Alcidae are morphologically committed to a
largely aquatic existence. The compromise in
wing shape necessary for wing-propelled div-
ing is substantial (Storer 1960, 1971; Pennycuick
1975, 1987), and in flighted alcids is associated
with their comparatively heavy wing-loadings
(Greenewalt 1962; this study) and high wing-
beat frequencies (Meinertzhagen 1955). Wing-
loadings of tourres (Uria) are moderately high,
but do not approach closely the threshold of
flightlessness of 2.5 g.cm (Meunier 1951). Us-
ing available wing areas, allometric extrapola-
tions of wing-loadings of flighted alcids to
greater body masses yielded estimates of 2.10
TABLE 8. Estimated body masses for fossil alcids, based
on regressions of body masses of 23 Recent species
on principal components of (p) skeletal measure-
ments available for each fossil taxon.
R 2 nents
Species Mas1/2 p (%) entered
Mancalla (inter-
mediate) 2,400 38 99.1 I, III, IV
M. milleri 1,650 29 99.2 I, III, IV
M. emlongi 3,800 24 98.9 I, IV, V
Praemancalla spp. 3,050 23 98.8 I, III, IV
Included estimated mass for Pinguinus impennis (5,000 g, see text).
Estimates rounded to nearest 50 g.
Pooled for similarly sized M. californiensis, M. diegensis, and M. ced-
rosensts.
at 1,500 g, 2.33 at 2,000 g, and 2.53 at 2,500 g.
Allometric enlargement probably would result
in impaired flight, and might compromise the
wing-body proportions optimal for submarine
propulsion (Bdard 1969). The mean area of two
half-folded wings (the position used for diving;
Spring 1971) of Pinguinus was 77 cm 2. Doubled
and divided into the estimated 5-kg body mass,
this yields a "flipper-loading" of 32 g.cm 2, a
value comparable to those of the spheniscid
genera Megadyptes, Pygoscelis, and some Sphenis-
cus (Stonehouse 1967). This reduction in wing
area, and other morphological characteristics of
the flightless alcids, are aptly termed "special-
izations." They are of obvious adaptive signif-
icance for one function (diving), limiting with
respect to another (aerial flight), and uniquely
associated with flightlessness, unquestionably
a derived condition in carinate birds.
Parallels have been drawn between the div-
ing petrels (Pelecanoididae) and flighted alcids
(Verheyen 1958, Kuroda 1967, Harrison 1977),
and between the flightless alcids and the pen-
guins (Storer 1960, 1971; Pennycuick 1975; Fed-
uccia 1980; Sparks and Soper 1987) and the fossil
Plotopteridae (Olson and Hasegawa 1979, Ol-
son 1980). Despite these notable convergences
in pectoral anatomy, obvious differences in lo-
comotor adaptations and diagnostic osteologi-
cal synapomorphies demonstrate their homo-
plasious nature (e.g. Harrison 1977), the
predictions by Olson (1980) concerning the fal-
libility of a cladistic analysis of such groups
notwithstanding. Particularly manifest are the
numerous and extreme morphological novel-
ties of the penguins, which include signifi-
cantly reduced mobility of the wing articula-
tions and radical modifications of the remiges
(Coues 1872, Owen 1879, Sparks and Soper 1987,
Raikow et al. 1988).
Alcine vs. mancalline fiightlessness.--Members
of different suprageneric groups within the A1-
cidae, Pinguinus (Tribe Alcini) and the subfamily
Mancallinae share several morphological cor-
relates of flightlessness. Those include large size
(Tables 1, 2, 8), relatively short wings (Figs. 1,
2), and dorsoventrally flattened skeletal wing
elements (Figs. 3-6). These characteristics were
among the first to be recognized, largely be-
cause of similarities to the anatomy of penguins
(Newton 1861, Owen 1879, Lucas 1901). Raikow
et al. (1988) concluded that in flighted, wing-
propelled diving birds the functional demands
of aerial flight preclude the skeletal and myo-
logical modifications observed in flightless al-
cids and penguins. There also is osteological
evidence that the remiges of Mancalla were at
least as reduced as those of Pinguinus (Miller and
Howard 1949). Other unusual characters of Pin-
guinus--sequential molt of the primary remiges
(Storer 1960), comparatively extensive fusion
and short transverse processes of vertebrae
(Storer 1945), and a large number of caudal ver-
tebrae (Owen 1879)--may also have been con-
vergent with the mancallines, but currently
available material does not permit such infer-
ences. Contrary to the reference to "... degen-
eration of the wing and keel ..." in Pinguinus
by Greenway (1967), the flightless auks had ro-
bust wing elements and deep sternal carinae.
Pinguinus was unique among the Alcidae for
its large size, exceeding the described mancal-
lines in skeletal dimensions (Tables 2, 3; Fig. 6)
and in estimated body mass (Table 8). The man-
callines were more specialized than Pinguinus
in morphometric shape characters (Figs. 3, 4, 6),
and had wing elements that more closely ap-
proached those of the penguins in relative
length, flatness, curvature, and articulative ri-
gidity (Lucas 1901, Miller 1933, Wiman and
Hessland 1942, Miller and Howard 1949). The
exceptional modification of the wing for sub-
marine propulsion in Mancalla is indicated by
the degree of shaft compression of major ele-
ments, well developed sulcus musculus scapu-
lotrioipitis, the proximal position of the hu-
meral processus supracondylaris dorsalis, and
by the obsolete processus pisiformis, distally
extended processus extensorius, and dorsoven-
tral compression of the trochlea carpalls of the
carpometacarpus (Fig. 4; Howard 1966). There
is also significant qualitative variation in skel-
etons within Mancalla (Howard 1970). The geo-
logically older Praemancalla, as confirmed by its
morphometric intermediacy (Figs. 3, 6), was not
as specialized as Mancalla osteologically (How-
ard 1966, 1976, 1978; Howard and Barnes 1987).
The poorly known mancalline genus Alcodes,
described by Howard (1968: 19) as "progressing
towards flightlessness," appears on the basis of
its ulnar proportions to have been completely
flightless (Fig. 3B).
Ontogenetic considerations.--The likely impor-
tance of heterochrony, specifically neoteny, in
the evolution of avian flightlessness has been
suggested (Lowe 1928, Olson 1973, James and
Olson 1983) largely on the basis of morpholog-
ical similarities between the wing and pectoral
girdle of adults of flightless species and juve-
niles of flighted relatives. However, the ob-
vious locomotor specializations of Pinguinus and
the Spheniscidae led Olson (1973: 31) to rec-
ommend that these groups "... not be included
in discussions of flightlessness." Olson (1977:
690) also stated: "The great modifications seen
in the wing of Pinguinis [sic] are not the result
of neoteny, as seen in many other flightless
birds .... Instead, these modifications repre-
sent highly derived specializations for wing-
propelled diving."
Implicit in this conclusion are the assump-
tions that "neotenic" flightlessness is necessarily
"degenerate," pervasive in its impact on the
pectoral girdle, and not associated with loco-
motor specialization. Although the compres-
sion and curvature of wing elements cannot be
attributed to neoteny because neither charac-
terizes developing alcids, the relatively short
distal wing elements of flightless auks resemble
the intra-alar proportions of embryonic alcids
and other nonpasserines (B6ker 1927, Marpies
1930). Hence, they are by definition paedo-
morphic (Gould 1977). Definitive support for
heterochrony in the extinct auks is probably
unattainable, but Livezey and Humphrey (1986)
presented evidence of a heterochronic basis for
flightlessness in the pectorally "nondegener-
ate" steamer-ducks (Anatidae: Tachyeres).
Ecological implications.--The Great Auk is
probably related most closely to Alca and Uria
(Strauch 1985), and all three genera are consid-
ered to be comparatively specialized for pisciv-
ory (Storer 1945, Bdard 1969, Hudson et al.
1969). Although Pinguinus is morphologically
specialized (Figs. 2, 3, 5), the genus and its close
relatives are characterized by only moderate
proportions on several major axes of skeletal
variation in the Alcidae (Figs. 2, 5). Pinguinus
had only moderate scores on PC-II* for com-
plete skeletons (Fig. 5), an axis with profound
locomotory and ecological implications and
which reflects, in part, the patterns in pelvic
proportions (Storer 1945). Hudson et al. (1969)
concluded that the close relatives of Pinguinus
(Alca and Uria) were myologically "special-
ized," whereas the puffins were "primitive."
The myological details of Pinguinus will in all
probability never be known; although it seems
likely that the genus was at least as specialized
in its pectoral musculature as its close relatives
(Miller and Howard 1949).
Probably the most conspicuous characteristic
shared by Pinguinus, Alca, and Uria is compar-
atively large size (Figs. 1, 2, 5). Large body mass
is an advantage for diving birds, especially ma-
rine pursuit-divers, because it reduces buoy-
ancy and makes available a greater range of
water depths for foraging (Sparks and Soper
1987). A direct relationship between body mass
and maximal diving depth was documented in
alcids (Piatt and Nettleship 1985), and the div-
ing ability of Uria appears to be comparable to
that of medium-sized penguins (Burger and
Simpson 1986).
Avian flightlessness generally is associated
with large, often absolute, increases in body
size (Pennycuick 1975), and it is probable that
the exceptionally large size of flightless alcids
represents an adaptive body form for subma-
rine foraging (Storer 1960, Bdard 1969). Al-
though Olson et al. (1979) presented evidence
that breeding Great Auks at Funk Island, New-
foundland, may have fished primarily in water
less than 18 m deep, it is agreed generally that
Pinguinus typically foraged in deeper waters
(Bradstreet and Brown 1985, Brown 1985). A
related advantage of large body size is the abil-
ity to capture and swallow larger prey, also in-
ferred for Pinguinus (Bradstreet and Brown 1985).
The relatively large contribution of culmen
length to the size-related first canonical variate
(Table 2, Fig. 2) underscores the important re-
lationship between body size and the size of
the feeding apparatus in alcids (Bdard 1969).
Although sexual differences in skeletal mea-
surements were negligible in extant species of
alcid, samples of Pinguinus from Funk Island
indicated bimodality in sample distributions of
several measurements, especially bill length.
The larger samples (n = 200) of Pinguinus mea-
sured by Lucas (1890) suggest that sexual dif-
ferences in length of the femur were present,
although Lucas (1890: 523) concluded other-
wise. The likelihood of sexual dimorphism of
bill length in Pinguinus is enhanced by the im-
portance of bill size in the feeding niches of
alcids (Bdard 1969), wherein sexual differences
in bill size may reflect intersexual niche differ-
ences. Increased sexual dimorphism in flight-
less species characterizes at least one other fam-
ily of diving birds, the grebes (Podicipedidae;
Livezey in press).
Another benefit of large body size is a ther-
modynamically efficient surface: volume ratio
(Calder 1974, Sparks and Soper 1987). This ad-
vantage would be greater in colder waters at
high latitudes, and probably contributed to the
extreme size of Pinguinus compared with the
mancallines. Furthermore, the larger body size
of Pinguinus may have compensated, in part, for
its only moderate skeletal specializations, ren-
dering it comparable in diving ability to the
osteologically more extreme Mancalla.
In spite of these advantages of large size and
specialized wing morphology, the resultant
flightlessness imposed significant ecological
constraints on the Great Auk. Inability to fly
undoubtedly limited the foraging radius of
adults during nesting and its large size proba-
bly increased incubation and developmental
periods, thus making the species more vulner-
able to climatic variations in the lengths of
breeding seasons (Bengtson 1984). Even more
important was the requirement for nesting sites
that were free from terrestrial predators, suffi-
ciently near rich food supplies, and accessible
to flightless birds (Bengtson 1984, Harris and
Birkhead 1985). Similar nesting habitats were
inferred for the mancallines (Miller and How-
ard 1949). In addition to rendering Pinguinus
more vulnerable to human exploitation, these
requirements, in combination with other breed-
ing constraints and long-term fluctuations in
climate in the North Atlantic, may have pre-
disposed the Great Auk to a natural decline
(Bengtson 1984).
ACKNOWLEDGMENTS
This research was supported by National Science
Foundation grant BSR-8516623, and by collection study
grants from the American Museum of Natural History
and the U.S. National Museum of Natural History. I
thank H. Levenson and G. Mack for their hospitality,
and I appreciate the assistance and insights offered
by R. W. Storer and R. M. Chandler. I am grateful to
the curatorial personnel of the following institutions
for permitting access to collections in their care:
American Museum of Natural History, New York;
U.S. National Museum of Natural History, Washing-
ton, D.C.; Museum of Zoology, University of Michi-
gan, Ann Arbor; Field Museum of Natural History,
Chicago; Museum of Vertebrate Zoology and Mu-
seum of Vertebrate Paleontology, University of Cal-
ifornia, Berkeley; San Diego Natural History Mu-
seum; Los Angeles County Museum of Natural History;
British Museum (Natural History), Tring, U.K.; Zoo-
logical Museum, University of Wisconsin, Madison;
Royal Ontario Museum, Toronto; Museum of Com-
parative Zoology, Harvard University, Cambridge; and
Peabody Museum of Natural History, Yale Univer-
sity, New Haven. Loans of specimens were arranged
by: Department of Biology, University of South Flor-
ida, Tampa; Museum of Natural History, University
of Connecticut, Storrs; and the Department of Biol-
ogy, University of California, Los Angeles. Data on
specimens of the Great Auk were provided by col-
leagues from the following institutions: Staatliches
Museum fir Naturkunde, Stuttgart, B. R. D.; Zoolo-
gisk Museum, Copenhagen, Denmark; Muses de
Metz, Metz, France; Museum d'Histoire Naturelie,
Autun, France; Instituto di Zoologia, Universit& di
Bologna, Italy; Zoologiska Museet, Lund, Sweden;
Muse d'Histoire Naturelie, Neuch&tel, Switzerland;
Museum National d'Histoire Naturelie, N&ntes,
France; Staatliche Museen fiir Tierkunde und Volk-
erkunde, Dresden, East Germany; Naturhistoriska
Rijksmuseet, Stockholm, Sweden; Zoologisches Mu-
seum der Universitat, Oslo, Norway; Rijksmuseum
van Natuurlijke Historie, Leiden, The Netherlands;
Muse Zoologique, Strasbourg, France; Landesmu-
seum Joanneum, Graz, Austria. P.S. Humphrey, R.
M. Chandler, R. J. Raikow, D. S. Wood, J. Vanden
Berge, A. H. Bledsoe, and R. W. Storer made com-
ments on the manuscript. M. Jenkinson and R. M.
Mengel provided work space and access to specimens
at the University of Kansas, and K. Corbin and M.
Schmalz typed the manuscript.
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