Data were collected on annual (1980-1983) and seasonal (spring vs. summer) variation in reproduction by the double-brooded Eastern Phoebe (Sayornis phoebe) to test the proposal that phoebes modify reproductive patterns on a seasonal basis and switch from being brood survivalists in spring to brood reductionists in summer. Clutch size did not differ between spring and summer broods nor among years, but spring nests fledged one more nestling than summer nests. In 1981 breeding began earlier, eggs were larger, and nestlings grew faster than in all other years. Clutch size and egg mass within spring clutches increased seasonally. Egg mass was also larger in summer clutches. These observations suggest that food is usually limited during the initiation of spring clutches. However, because spring broods were more productive than summer broods, I predicted that phoebes should act as brood survivalists in spring, but become brood reductionists in summer. All predictions were supported. During the spring: (a) clutches hatched synchronously; (b) egg mass increased significantly with laying order; (c) hatch order had little impact on nestling growth and; (d) last-hatched young fledged as frequently as their siblings. However, during the summer: (a) clutches hatched asynchronously; (b) egg mass did not consistently vary with laying sequence; (c) hatch order had a significant negative impact on growth; and (d) last-hatched young fledged only about 50% of the time. Thus, phoebes seemed to adaptively shift reproductive patterns seasonally, switching from a brood-survivalist strategy in spring to a brood-reductionist strategy in summer. However, I suggest that proximate responses to food availability provide a more parsimonious explanation for the observed patterns. The increase in egg mass with laying sequence was most likely the result of progressive increases in food availability in spring. Higher food availability and reduced energy demands during summer probably also allowed females to lay uniformly large eggs and start incubation sooner. The latter resulted in greater hatching asynchrony in summer clutches. The poorer growth and higher mortality of last-hatched young in summer resulted from a severe size disadvantage that was the result of the greater asynchrony of summer broods. Thus, brood reduction in summer was probably an incidental and nonadaptive outcome of hatching asynchrony. Received 21 January 1993, accepted 31 May 1993.
Museum of Natural History, University of Kansas, Lawrence, Kansas 66045, USA
FOOD HAS A DIRECT, proximate impact on avian
reproductive processes (Davies and Lundberg
1985, Hussell and Quinney 1987, Martin 1987,
Nilsson 1991) and variation in the availability
of food may have greatly influenced the evo-
lution of reproductive patterns of birds (Lack
1947, Howe 1976, 1978, O'Connor 1978, Martin
1987). For most birds, especially those that feed
their young, future unpredictability of food is
a major constraint, and females may often enter
the breeding season without being able to pre-
dict optimal clutch size (i.e. size that produces
maximum number of fledglings). Lack (1947)
and Ricklefs (1965) argued that the combination
of hatching asynchrony and brood reduction
Present address: Department of Biology, Hartwick
College, Oneonta, New York 13820, USA.
(i.e. starvation of smallest nestling during pe-
riods of food shortage) was an evolved, adaptive
phenomenon that allowed parents to contend
with unpredictability in food supplies. Asyn-
chronously hatched clutches made it possible
for parents to (1) fledge all of their young dur-
ing occasional periods of high food availability,
yet also (2) reduce brood size to a level com-
mensurate with their feeding capacity when
food was in short supply. Experimental evi-
dence exists to support Lack's model (e.g. Ma-
grath 1989, Hebert 1993). However, several oth-
er variables have been suggested as important
factors in the evolution of hatching asynchrony
(for review, see Magrath 1990, Nilsson 1993),
the most widely acknowledged being nest pre-
dation (Clark and Wilson 1981, Hussell 1985;
see below). Although generally presented as
alternatives, it is possible for two or more fac-
tots to act in concert to favor the evolution of
hatching asynchrony (Murphy and Fleischer
1986, D. J. T. Hussell pers. comm.).
Howe's (1976, 1978) observations and exper-
iments on Common Grackles (Quiscalus quisca-
lus) added a new dimension to the basic brood-
reduction model. He described an antagonistic
pattern in which last-hatching, last-laid eggs
were the largest in a clutch. He interpreted this
as a strategy of providing extra resources to last-
hatched young to offset the disadvantage im-
posed upon them by hatching asynchrony. The
relatively larger size of the last-hatched young
presumably allowed them to avoid starvation
at a time (early spring) when food supplies were
uncertain, but potentially able to improve
greatly within a period of just a few days. How-
ever, Clark and Wilson (1981) interpreted
Howe's results differently. A theoretical treat-
ment and literature review led them to con-
clude that hatching asynchrony evolved pri-
marily as a predator avoidance mechanism. They
argued that the high nest-predation rates typ-
ical of small songbirds (Ricklefs 1969, Martin
and Li 1992) favored an early onset of incuba-
tion to minimize the amount of time eggs and
nestlings spent in the nest. The result was
hatching asynchrony, which then gave rise to
nonadaptive nestling starvation. Clark and Wil-
son (1981) viewed the large, last-laid eggs of
Common Grackles, and other species (reviewed
by Slagsvoid et al. 1984), as a possible adapta-
tion to minimize nestling starvation arising from
hatching asynchrony.
The evaluation of intraclutch egg-size vari-
ation by Slagsvoid et al. (1984) led to a proposed
resolution. They suggested that most birds could
be described as either brood reductionists or
brood survivalists, and that the two strategies
could be distinguished by the patterns of in-
traclutch egg-size variation. Specifically, the
percent deviation of the final egg from the mean
egg size of the clutch (i.e. %D) was proposed as
a predictor of breeding strategy. Slagsvoid et
al. (1984) argued that the classical brood reduc-
tionist (sensu Lack 1947) exploits food supplies
with low future predictability, but high tem-
poral stability. Thus, if food supplies at hatch-
ing are low they will remain low, last-laid eggs
should not receive extra provisioning (low %D)
and young will starve quickly. Brood survival-
ists also exploit food supplies with low future
predictability, but stability is lower than for
brood reductionists. If food is scarce at hatch-
ing, it may become relatively abundant in the
near future. Given these circumstances, selec-
tion should favor traits that reduce the fre-
quency of early nestling starvation. Large final
eggs (high %D) were argued to be the primary
defense against unnecessary nestling starva-
tion.
This contrast of birds as either brood reduc-
tionists or brood survivalists has led to a pre-
dicted set of traits that presumably either facil-
itates nestling starvation or minimizes the
unnecessary loss of nestlings (Slagsvoid et al.
1984, Jarvinen and Ylimaunu 1986, Ylimaunu
and Jarvinen 1987). For example, brood reduc-
tionists are predicted to (1) hatch eggs highly
asynchronously, (2) show no increase of egg
mass with laying order (but possibly decline),
and (3) exhibit an inverse relationship between
hatch order and nestling growth. Moreover, (4)
nestling starvation should be relatively com-
mon (but variable over time and space) and (5)
last-hatched nestlings should suffer the brunt
of mortality if food is limiting. Brood survival-
ists are predicted to exhibit (1) low levels of
hatching asynchrony, (2) increases in egg mass
as laying progresses, (3) no relationship be-
tween hatch sequence and growth, (4) relatively
low levels of nestling starvation, and (5) no
tendency for last-hatched young to experience
most mortality.
In this paper I test the Slagsvoid et al. (1984)
hypothesis by comparing the reproductive pat-
terns of spring and summer broods of Eastern
Phoebes (Sayornis phoebe). The results will be
presented in two sections. In part 1, I describe
and analyze annual and seasonal variability in
the reproductive biology Of phoebes breeding
in eastern Kansas. After summarizing the find-
ings, I then make specific predictions and test
the brood-survival/brood-reduction dichotomy
in part 2. As I will show, the description of
annual and seasonal variability is essential for
an accurate interpretation of the tests presented
in part 2.
NATURAL HISTORY AND METHODS
Nafural hisfor!/.--Eastern Phoebes are short-dis-
tance migrants that breed from northeastern British
Columbia south through the prairie provinces to
southern Ontario and Quebec, down through the
United States to northeastern New Mexico east to
central Georgia. They overwinter in the southern U.S.
and northern Mexico (AOU 1983). Their early return
to the breeding grounds, placement of adherent, mud
nests in protected niches (for review, see Hill and
Gates 1988), and generalist feeding habits (Via 1979)
allow phoebes to begin breeding well before all other
tyrant flycatchers (except congeners; Murphy 1989).
Phoebes are also usually double brooded (i.e. a second
brood is attempted after a successful first brood). At
any given locality phoebes are among the earliest
breeding songbirds, and second clutches are gener-
ally laid during the main pulse of breeding by Neo-
tropical migrants. Clutch size varies between three
and six eggs, but five is most common (Middleton
and Johnston 1956, Klass 1970, Weeks 1978, 1979,
Faanes 1980, Conrad and Robertson 1992). Earlier work
on a neighboring population showed that (1) phoebes
are monogamous, (2) pairs defend all-purpose terri-
tories, and (3) the incubation and nestlings periods
require 16 and 18 days, respectively (Klass 1970).
Study site and years.--Data were collected from 1980
through 1983 in Douglas County, Kansas. The region
has an abundance of small streams that are crossed
by concrete bridges. All phoebe nests studied were
attached to either the walls or ceilings (when cross
beams were available) of these bridges. The main study
site encompassed the roads and bridges surrounding
Clinton Lake. A second area was located 20 km NE
of the first site near the Natural History Reservation
of the University of Kansas. In both areas the primary
habitats were grazed pastures, shrubby fields, and
forest edge. I followed first clutches of the season
(hereafter called spring broods) in all four years. Sec-
ond and replacement clutches (summer broods) were
studied in 1980 and 1981.
Weather.--Weather records from 1950 through 1983
were obtained from a weather station located in Law-
rence, Kansas. I calculated mean temperature for each
day of the breeding season by averaging the observed
minimum and maximum temperatures. To summarize
annual differences I computed running five-day av-
erage temperature for each year and compared these
values for each season to the long-term average based
on the past 25 years. Rainfall was compared by com-
puting average values for April through July of each
year and comparing these values to the long-term
average (see Murphy 1986).
Field procedures.--I began to check bridges for past
breeding sites and to determine the progress of nest
construction and egg laying at all potential nest sites
by late March. Most nests were checked from the
ground. Higher nests were reached by ladder. Once
nest construction appeared to be complete, I checked
most nests daily in the afternoon to determine (a)
dates of egg laying, (b) sizes of eggs as they were laid,
(c) clutch size, (d) losses of eggs during egg laying,
and (e) instances of cowbird (Molothrus ater) parasit-
ism. A clutch was considered complete when no new
eggs were added for one day following the laying of
the fifth or sixth egg. I checked nests for two days
following the laying of the last egg if four or fewer
eggs were in the nest. Eggs were numbered at the
blunt end with a pencil in the order that they were
laid. On the day of laying, I measured mass to the
nearest 0.05 g using a 10-g Pesola spring scale and
measured maximum length and breadth to the nearest
0.05 mm using dial calipers. Although phoebe eggs
are white, I observed that last-laid eggs were virtually
always covered at the blunt end by a small number
of brown spots. In a few cases more than one egg was
covered by spots, but in all such instances the last-
laid egg had the greatest density of spots. Hence, in
the minority of nests where I did not follow eggs
through laying (but all of 1983), I was able to deter-
mine the last-laid egg by checking the spotting pat-
terns.
I usually visited nests only once or twice between
the end of egg laying and the day before the expected
date of hatch, at which point I recorded nest failures
or losses of individual eggs from clutches. I continued
checking nests daily until the 14th day of the nestling
period to record the (a) failure of eggs to hatch, (b)
hatching order of nestlings, (c) losses of nestlings
during the nestling period, (d) productivity (number
of young fledged), and (e) growth of nestlings. The
latter included mass, tarsometatarsus length (=tarsus)
and ninth-primary length (=primary; for specific
methods, see Murphy 1981). All measurements of
nestling growth were taken between 1200 and 1800
CST and at approximately the same time every day.
Nests were not checked after day 14 to avoid pre-
mature fledging of young. I assumed that all nestlings
present at day 14 fledged.
My pattern of nest visitation (once per day) did not
allow me to associate most hatchlings with particular
eggs, or determine the exact length of time that elapsed
between the hatching of the first and last eggs. None-
theless, I am certain that I was able to identify the
first- and last-hatched nestlings by differences in the
appearance of down and skin color (Murphy 1981).
Thus, in all analyses of growth and survival in rela-
tion to hatching order within a nest, I distinguish
three categories of hatching: first (one nestling), mid-
dle (one to four nestlings) and last (one nestling).
Based on direct observation and comparisons of the
sizes of the first- and last-hatched nestlings, nests
were categorized as requiring the following number
of hours for hatching of all nestlings: < 24; 24-36; 37-
48; >48. If all nestlings appeared between two con-
secutive nest visits I classified the nest as requiring
less than 24 h to hatch. Nests that required four visits
before all young hatched were classified as requiring
more than 48 h to complete hatching. If three nest
visits elapsed between the hatching of all eggs, I re-
sorted to measurements of the sizes of the first- and
last-hatched nestlings on the first day both were pres-
ent in the nest to classify the nest as requiring either
24 to 36, or 37 to 48 h to hatch all young. The latter
method relied on the fact that early nestling growth
is linear (Murphy 1981). Nestling phoebes averaged
1.91 g and 2.77 g at the end of days 1 (=hatch) and
2, respectively (Murphy 1981). Assuming that growth
occurs continuously, I assumed that at an age of 36 h
a nestling phoebe averages 2.34 g. If the ratio of larg-
est to smallest was less than 1.22 (2.34/1.91), I assumed
that all nestlings hatched in 24 to 36 h. Values greater
than 1.22 indicated a hatching spread of 37 to 48 h.
Although my estimates of hatching asynchrony are
only approximate, they are adequate for testing for
seasonal differences in hatching patterns.
I calculated nest success as the percentage of nests
to fledge at least one young. I attempted to classify
the causes of failure for other nests into one of the
following categories: predation, ectoparasitism, floods,
detachment of nest from wall of bridge, or brood
parasitism. Intact but empty nests were assumed to
have been depredated. Nests found on the floor of
the bridge containing feathers and/or egg-shell frag-
ments were assumed to have been depredated. Loss
of a nest to ectoparasitism by the northern fowl mite
(Ornithonyssus sylviarum) was indicated by a gradual
build up of the mite population and then the discov-
ery of dead nestlings. Floods were assumed to have
caused the failure of a nest when the entire nest dis-
appeared immediately after a heavy rainstorm that
left evidence of flooding at the bridge. Nests that
slipped from the wall were found on the floor of the
bridge. Losses to brood parasitism were mostly elim-
inated because I removed cowbirds eggs for another
study. Nests that failed but for which I was uncertain
of the cause were put into an "unknown" category.
Most of these were probably depredated by black rat
snakes (Elaphe obsoleta), which were common and on
several occasions found either hanging from nests or
climbing vertical, concrete walls to reach nests.
Statistical analyses.--I adjusted for annual variation
in the onset of breeding (see below) in some analyses
by subtracting the mean date of breeding from the
date of the first egg in each clutch. This standardized
mean laying date to day zero in all years, but retained
the same absolute level of variation. Likewise, to ex-
amine variation in egg size with respect to laying
order on a population level it was necessary to first
control for differences in egg mass among females.
Therefore, I subtracted the mean egg mass of each
clutch from each egg in that clutch (see Howe 1976,
1978, Murphy 1983). I then used least-squares linear
regression to test for relationships between adjusted
egg mass and laying sequence. I also calculated per-
cent deviation (%D) of the final egg laid from the
mean egg size of the other eggs in the clutch (100
[mass of final egg - mean egg mass]/mean egg mass;
see Magrath 1992).
I tested for differences in nestling growth in rela-
tion to season, year and hatch order for 1980 and 1981
by comparing average size during the linear phase of
growth using analysis of covariance (ANCOVA). The
linear phase of growth for mass, tarsus length, and
primary length correspond to days 3-10, 2-9, and 6-
13 of the nestling period, respectively. I compared
the average heights of the growth curve among nest-
lings using age as the covariate. This and most other
analyses were performed using SAS (SAS Institute
1985). I used the STATISTIX analytical software (Sie-
gel 1992) to conduct multiple-regression analyses. The
details of specific tests are given at the appropriate
sections in the results. I used the 0.05 probability level
to establish statistical significance.
RESULTS
PART I: ANNUAL AND SEASONAL
VARIATION
Timing of breeding.--Spring clutches were be-
gun in April in all four years, but initiation
dates of first clutches differed significantly
among years (Kruskal-Wallis test, H = 55.1, P
< 0.001; Table 1). For example, the final clutch
in the spring of 1981 was begun on the first day
that eggs were laid in spring 1983 and, overall,
there was an 18-day difference in mean breed-
ing date in these two years (Table 1). The ini-
tiation of summer clutches in 1980 (6 June +
SD of 9.50 days, n = 10) and 1981 (21 May +
7.62 days, n = 15) differed significantly (Wil-
coxon two-sample test, Z = 2.49, P = 0.013), but
in both years second clutches were begun six
to seven weeks after spring clutches.
Clutch size and egg mass.--Phoebes showed no
significant variation in clutch size among years
(Table 1; ANOVA F3.75 = 1.09, ns), nor between
spring (4.84 + 0.645 eggs, n = 44) and summer
(4.75 + 0.645 eggs, n = 28) of 1980 and 1981 (t
= 0.58, df = 70, ns). In all years and seasons
modal clutch size was five (77.6%, n = 107).
Clutch size was also not correlated with laying
date in spring broods when all four years were
combined (r = 0.098, df = 76), but positive re-
lationships existed in 1980 (r = 0.468, n = 19, P
= 0.043) and 1983 (r = 0.423, n = 21, P = 0.071;
1981, r = -0.026, n = 25, ns; 1982, r = 0.154, n
= 16, ns). Because of the variation in average
annual breeding date, I also evaluated clutch
size in relation to adjusted breeding date. A
significant relationship existed between clutch
size and laying date in the four-year sample (r
= 0.273, df = 76, P < 0.02). The size of summer
clutches declined towards the end of the breed-
ing season in 1980 (r = -0.638, n = 10, P <
0.05) but not in 1981 (r = -0.055, n = 14, ns).
In the combined 1980 and 1981 samples, clutch
size declined with actual date of laying (r =
-0.399, n = 24, P = 0.054), but not with adjusted
date (r = -0.234). Overall, the largest clutches
TABLE I. Annual variation ( + SD, with n in parentheses) in timing of breeding, clutch size and egg mass
in spring clutches of Eastern Phoebes breeding in eastern Kansas.
Year Breeding date Clutch size Egg mass (g)
1980 18 April + 6.25 days (21) 4.89 + 0.658 (19) 2.02 + 0.135 (18)
1981 9 April + 4.08 days (27) 4.80 + 0.645 (25) 2.14 + 0.128 (27)
1982 17 April + 5.00 days (18) 5.06 + 0.442 (16) 2.06 + 0.175 (18)
1983 27 April + 4.31 days (21) 4.68 + 0.582 (19) 2.11 + 0.125 (20)
tended to be laid near the middle of the breed-
ing season, and a second-order-polynomial re-
gression relating clutch size to adjusted breed-
ing date for spring and summer clutches of 1980
and 1981 was significant (r = 0.344, P = 0.02).
Egg mass varied significantly among spring
seasons (Table 1; F3,79 = 3.25, P < 0.05). Average
egg mass was also lighter in spring (2.09 + 0.141
g, n = 45) than in summer clutches (2.17 + 0.148
g, n = 28 nests; t = 2.28, df = 71, P = 0.032).
The annual difference was the result of the small
and large eggs laid in 1980 and 1981, respec-
tively (sums-of-squares simultaneous test pro-
cedure; Sokal and Rohlf 1981). In all years, av-
erage egg mass of spring clutches tended to
increase seasonally (1980, r = 0.479, P = 0.039;
1981, r = 0.111, ns; 1982, r = 0.412, P = 0.090;
1983, r = 0.333, P = 0.160; sample sizes in Table
1). When the data for 1981 were excluded, egg
mass varied significantly with laying date (Fig.
1). Thus, in most years the smallest eggs of spring
clutches tended to be produced by the females
that laid earliest. Egg mass did not vary with
season in the summer of 1980 (r = -0.344, n =
10) or 1981 (r = 0.336, n = 14), or in the com-
bined sample using adjusted breeding date (r =
0.115, n = 24).
Nest success.--Nest success data were avail-
able for three of four spring and two summer
breeding seasons. The lowest nest success oc-
curred in the spring of 1983 (Table 2). Success
in the other four seasons never dropped below
48% (Table 2). Despite the low success in the
spring of 1983, spring broods averaged 48.6%
success, a value which did not differ from the
average success of summer broods (57.1%; 2 x
2 G-test of independence, G = 1.05, df = 1, ns;
Sokal and Rohlf 1981).
Although overall nest success was similar in
the spring and summer, the causes of nest fail-
ure differed (Table 2). Cowbird parasitism (neg-
ative effects being assumed), floods, and pred-
ators were the main reasons nests failed in the
spring. Only one summer nest was parasitized
by cowbirds (the nest was then depredated),
and only one summer nest was lost to a flood
(Table 2). Known predation accounted for the
failure of over twice as many nests in the sum-
mer as compared to the spring. Ectoparasitic
mites were never a problem for spring broods,
but were present during both summer breeding
seasons, and caused the death of all nestlings
in two nests. In sum, factors causing the sudden
and complete loss of nests (predation, floods,
slipped nest, unknown factors) accounted for
37.9 and 33.3% of all spring and summer broods,
respectively. The causes of nest failures differed
between seasons (X 2 = 10.50, df = 3, P < 0.025)
due to the difference in the forms of parasitism
prevalent in the spring and summer breeding
seasons.
An analysis of success based on the fates of
individual nestlings suggested that nestlings
were in fact more likely to fledge if hatched in
the spring (G = 7.88, df = 1, P = 0.005; Table
2.4-
Layinõ Date ( = ^riO
Fig. I. Seasonal variation in mean mass of eggs
within spring clutches of Eastern Phoebes in Eastern
Kansas for 1980, 1982, and 1983. Date refers to cal-
endar date on which first egg appeared in nest. Egg
mass = 1.88 + 0.009(Date), r 2 = 0.182, n = 57, P <
0.001.
TABLE 2. Nest success (percent of nests to fledge young) in Eastern Phoebes by season and year. Percentage
of nests to fail due to mortality factors. Mean number of young to fledge from successful nests.
Spring Summer
1980 1981 1983 1980 1981
n 21 26 19 9 12
Percent of nests to fledge young
47.6 (42.8) 61.5 (57.7) 36.8 (26.3) 66.7 (-) 50.0 (-)
Factors Mortality (% of losses) due to
Predation 4.8 11.5 15.8 22.2 25.0
Flood 9.5 11.5 26.3 0.0 8.3
Mites 0.0 0.0 0.0 0.0 16.7
Cowbirds 19.0 11.5 5.3 0.0 0.0
Unknown 19.0 3.8 15.8 1 I.I 0.0
No. fledglings/successful nest (+SD)
4.0 + 1.25 4.1 + 1.24 3.7 + 1.60 3.2 + 0.98 3.0 + 1.00
Value in parentheses assumes that nests receiving cowbird eggs would have failed without my removal of the parasite egg.
Includes two nests that slipped from wall of bridge due to build up of moisture.
3). As for entire nests (Table 2), predation was
more common in summer broods. Moreover,
individual nestlings were almost five times more
likely to disappear from a nest in summer. On
average, successful spring nests fledged one
more nestling thas did successful summer nests
(Table 2). Thus, spring nests that survived to
hatching had high probabilities of fledging
complete broods.
Synopsis of annual and seasonal comparisons.-
Phoebes begin to breed before major increases
in arthropod abundance occur in Kansas (see
Johnston 1967, Robins 1970, Murphy 1986). My
data suggest that phoebe reproduction in the
early spring is food limited, and that breeding
is linked to prevailing weather conditions (as
found by Klass 1970). It is not possible, with
the data available, to distinguish between the
effects of food itself and weather. The major
TABLE 3. Number of nestling Eastern Phoebes (per-
cent in parentheses) lost to different sources or
fledged in both the spring (n = 208) or summer (n
= 73) periods. Cowbird eggs were removed from
spring nests.
Fate Spring Summer
Died at hatching 2 (1.0) 0 (0.0)
Found on ground 7 (3.4) 2 (2.7)
Missing (starved?) 6 (2.9) I0 (13.7)
Depredated 29 (13.9) 16 (21.9)
Lost to mites 0 (0.0) I0 (13.7)
Floods/poor nest 19 (9.1) 0 (0.0)
Lost (unknown factor) 9 (4.3) I (1.4)
Fledged 136 (65.4) 34 (46.6)
point is, however, that phoebes are stressed en-
ergetically during laying in the early spring.
The clearest indication of the importance of
weather was that clutches were begun very ear-
ly in the warm, dry spring of 1981, whereas the
cold, wet conditions of 1983 produced a very
late breeding season (for weather summary see
Murphy 1986:fig. 1).
The favorable conditions of 1981 also resulted
in relatively large eggs (Table 1). Furthermore,
it was the only year in which clutch size showed
no tendency to increase seasonally. The signif-
icant seasonal increase in egg mass within the
combined samples from 1980, 1982, and 1983
(and in some years individually), and the great-
er size of eggs during summer suggest that in
most years Eastern Phoebes are food/energy
limited in the early breeding season. An addi-
tional indication that food is limited to laying
females is the observation by Weeks (1979) that
larger clutches tend to be produced by females
that reuse old nests, or construct statant instead
of adherent nests. New and adherent nests re-
quire considerably more flights to transport mud
during nest construction and the energy ex-
pended presumably acts as a drain on egg pro-
duction (Weeks 1979).
On average, spring and summer nests had
about a 50% chance of producing a fledgling.
Predation was a persistent problem in both sea-
sons, but other factors varied seasonally with
losses to floods and brood parasitism being about
equally important in the spring. In contrast, a
comparison of productivity (i.e. number of
young fledged per successful nest) in spring
and summer indicates that more young fledged
from spring nests (Table 2). Individual nest-
lings were nearly five times more likely to turn
up missing, presumably starved, if hatched in
a summer nest (Table 3). Although conditions
at the start of the breeding season between 1980
and 1983 varied greatly, resulting in wide vari-
ation in a number of reproductive traits, the
level of environmental variability was not un-
usual. My data do not differ in any substantial
way from those collected nearly 20 years earlier
by Klass (1970). The population studied by Klass
occurred in an area close to my study area and
had nearly identical (1) spans in clutch initia-
tion dates (10-24 April vs. 9-27 April), (2) nest
success (52.4 vs. 51.7%), (3) fledglings per suc-
cessful nest (3.8 in both studies), and (4) causes
of nest mortality. Klass found that only 4.2% of
hatched young disappeared from nests before
fledging (spring and summer nests combined).
In my study, 3% and 14% of spring and summer
nestlings, respectively, disappeared and many
of these probably starved or possibly fell from
the nest while begging for food. Kendeigh (1942
in Howe 1978) found that 19% of nestling phoe-
bes starved in an Illinois population. The only
difference between this and Klass' study was in
the size of spring clutches (4.44 + 0.854 eggs
In = 105] vs. 4.86 _+ 0.593 eggs In = 79]; t = 3.73,
P < 0.001). I suspect that at least part of this
difference was a result of a higher frequency of
undetected loss of eggs to cowbirds during Klass'
study.
PART II: SEASONAL SHIFT IN
BREEDING STRATEGY
The preceeding suggests that in most years
food in the early spring may be limited when
eggs for initial clutches are being formed. How-
ever, conditions seem to improve rapidly be-
cause prospects for nestling survival are high,
presumably due to the growth of arthropod
populations (Johnston 1967, Robins 1970, Mur-
phy 1986). A different situation exists in sum-
mer. Food is abundant during the production
of summer clutches, and possibly when young
are being fed, but several factors indicate that
breeding conditions deteriorate towards the lat-
ter half of the breeding season. First, drought-
like conditions (Murphy 1986:fig. 1) often char-
acterize eastern Kansas in midsummer; more
young disappeared in summer than in spring
0.6-
ß Spring (n = 20)
[] Summer (n = 14)
0.1
0.0
< 24 24-36 37-48 > 48
Hatching Spread (h)
Fig. 2. Hatching spreads (approximate time elapsed
between appearance of first- and last-hatched nest-
ling in spring (n = 20) and summer (n = 14) clutches
of Eastern Phoebes. Based on a X 2 contingency-table
analysis of observed versus expected number of
clutches hatching within each category (X 2 = 14.21,
df = 3, P = 0.001).
(Table 3), most likely because they starved or
fell from the nest. Thus, spring nestlings appear
to be of relatively greater value (i.e. at hatching
their prospects of survival and eventual re-
cruitment are higher) than summer nestlings,
and I suggest that breeding patterns should
evolve to minimize the chances of losing a nest-
ling from a spring brood. The lower probability
of nestling survival in summer (due to various
factors) should favor the evolution of traits that
allow parents to fledge at least some young from
each nest. Hence, I predicted that phoebes would
follow a brood-survivalist strategy in spring,
but become brood reductionists in the summer.
Predictions (Slagsvoid et al. 1984, Jarvinen and
Ylimaunu 1986, Ylimaunu and Jarvinen 1987)
are that: (1) broods will hatch more asynchro-
nously in summer; (2) egg mass will increase
with laying order in spring but not summer
clutches; (3) nestling growth will vary with
hatch order in summer but not spring broods;
and (4) final eggs should be relatively unpro-
ductive in summer, but will be of average pro-
ductivity in spring.
Prediction I: Hatching patterns.--I restricted my
analysis to clutches of five eggs from the spring
and summer of 1980 and 1981. In both spring
seasons all clutches hatched in less than 48 h
and almost all hatched within 36 h (4 of 6, and
13 of 14, respectively) and, of these, eight
hatched within 24 h. In neither summer season
0.1-
-0.1:
-0.2
1980
2
r : 0.254, P < 0.001
n: 8 clutches
0.1
0.0
-0.1
-0.2
1981
2
r = 0.082, P = 0.026
n = 12 clutches
0.2'
1982
0.1
0.0
-0.1
-0.2
0.1
t 0.0
2
r = 0,227, P < 0,001
n = 9 clutches
-0,2
Laying Order
3 Year Average
r2: 0.169, P < 0,0001
n = 29 clutches
Laying Order
Fig. 3. Deviation from mean egg mass (egg mass - mean egg mass) with respect to laying order within
five-egg spring clutches of Eastern Phoebes for 1980, 1981, 1982, and combined three-year sample.
did any clutch hatch within 24 h, but instead,
3 of 14 clutches required more than 48 h to hatch
all young. Thus, summer broods on average took
considerably longer to complete hatching (Fig.
2). Prediction I was supported.
Prediction II: Intraclutch egg size variation.--Data
on intraclutch egg-size variation within clutch-
es of five were available for three of four spring
and both summer breeding periods. Egg mass
increased as laying progressed within spring
clutches of five eggs in all three years, individ-
ually and in the combined sample (Fig. 3). There
was no tendency for egg mass to increase with
laying sequence in summer 1980 (r 2 = 0.002, n
= 6 clutches), but egg mass increased signifi-
cantly as laying progressed in clutches of five
in summer 1981 (r 2 = 0.223, n = 6, P < 0.01).
The composite sample from the two summer
periods indicated a significant increase in mass
with laying order (r 2 --- 0.076, n = 12, P = 0.034).
Thus, prediction II was rejected.
A possible alternative explanation for the in-
crease of egg mass with laying order was that
females were able to shunt more energy to-
wards egg production as laying progressed be-
cause of gradual improvements in the thermal
environment during the period of egg forma-
tion. To test this possibility I performed mul-
tiple-regression analyses on adjusted egg mass
in clutches of five, using laying position and
mean temperature over the four-day period pre-
ceding the laying of each egg as the predictor
variables. The results confirmed that in 1980,
and especially 1981, larger eggs tended to be
TABLE 4. Results (t-values) of multiple-regression analyses relating adjusted egg mass in Eastern Phoebes to
position in laying sequence and mean air temperature over four-day period preceding laying of each egg.
Coefficient of determination (R 2) given for two-variable model of order and temperature. Pearson-product
moment correlation coefficient (r) presented for relationship between air temperature and laying order.
Year Laying order Temperature R 2 r
Spring
1980 3.66*** 1.91 0.321'** 0.029
1981 1.47 4.55'** 0.327'** 0.241
1983 3.68 * * * 1.22 0.254 * * - 0.527 * * *
All years 5.88'** 3.72'** 0.243'** -0.071
Summer
1980 0.50 -0.44 0.010 0.837***
1981 1.80 1.27 0.267* 0.516'**
All years 1.12 0.88 0.089 0.634'* *
***, P < 0.001; **, P < 0.01; *, P < 0.05.; other ns, P > 0.05.
associated with warmer temperatures (Table 4;
t-values calculated after controlling for the ef-
fect of the other variable in the model). Tem-
perature also had a significant effect in the com-
posite sample from the three years. However,
after controlling for temperature, 1981 was the
only spring period when laying order did not
contribute significantly to variation in egg mass
(Table 4). Laying order and air temperature were
not correlated in any spring period except 1983
(Table 4), and in that year the correlation was
negative. This is opposite of what would be
expected if the relationship with laying order
was an incidental outcome of gradually increas-
ing temperatures. Thus, the relationship be-
tween egg mass and laying order in spring
was independent of the effects of air tempera-
ture. The same cannot be said of summer clutch-
es. In both years and in the combined sample,
air temperature and laying order were corre-
lated positively (Table 4), and when both vari-
ables were forced into the regression models
neither made significant independent contri-
butions to variation in intraclutch egg mass dur-
ing any period. In 1981, despite over one-quar-
ter of intraclutch variation in egg mass being
accounted for (Table 4), ! cannot isolate the con-
tributions of laying order and air temperature
because egg mass varied with both temperature
during laying (r 2 = 0.178, P = 0.02) and order
(see above). Given these results, the rejection
of prediction II was premature.
Two corollaries of prediction II are that as
clutch size increases, the trend for egg mass to
increase with laying sequence should become
stronger, and last-laid eggs should become in-
creasingly larger (i.e. %D should increase) as
clutch size increases. I tested both predictions
by combining data from all spring seasons. The
predicted patterns were observed (Fig. 4). Egg
mass did not vary significantly with laying se-
quence in clutches of four, but in clutches of
five and six the pattern was significant, and %D
varied directly with clutch size (Fig. 4). Thus,
as clutch size increased the last-laid egg became
increasingly larger compared to the other eggs
in the clutch. Finally, the last egg was 3.1%
larger than the other eggs in the clutch during
spring, but only 1.8% larger in summer.
Prediction III: Nestling growth.--Changes in
mass in larger broods (four to six young) are
shown in relation to hatch order according to
season and year in Figure 5. Seasonal differ-
ences are apparent. Spring broods gained mass
faster and effects of hatch order were less pro-
nounced than in summer broods (Fig. 5, Table
5). Hatch order had significant influences on
changes in mass in three of four season-year
comparisons (ANCOVA; Table 5), the exception
being the spring of 1980. Even though last-
hatched young grew more slowly than first- and
middle-hatched young in the spring of 1981,
the differences were small in comparison to the
effects of hatch order in both summer breeding
seasons (Fig. 5). During the summer in both
years, first-hatched young grew faster than mid-
dle-hatched nestlings, which grew faster than
last-hatched nestlings (Table 5). First-hatched
young gained mass at about the same rate dur-
ing this phase of growth during all four periods
(average height of the growth curve never less
than 10 g; Table 5). However, last-hatched young
grew at substantially different rates between
spring and summer breeding seasons, with the
0.2-
0.1
0.0
-0.1
%D=2.0%
-0.2
0.1'
% D=3.0%
0.2-
% D = 7.5%
0.1
0.0
-0.1
-0.2
2
r = 0.043, ns
n = 5 clutches
2
r = 0.169, P < 0.0001
n = 29 clutches
3 4
2
r = 0.398, P < 0.001
n = 4 clutches
Laying Order
Fig. 4. Deviation in mean egg mass with respect
to laying order for spring clutches of four, five, and
six eggs of Eastern Phoebes. Also, percent deviation
(%D) in mass of final egg in clutch from mean egg
size for each clutch size. Data based on clutches from
1980, 1981, and 1982.
height of the growth curve ranging from only
8.5 g to over 10 g (Table 5). Thus, prediction III
is supported.
Identical analyses of changes in tarsus length
and primary length are also summarized in Ta-
ble 5. Among summer broods, hatch order had
the same general influences on changes in tar-
sus and primary lengths. Last-hatched young
always grew the slowest. Among spring broods,
hatch order had a less predictable influence on
changes in tarsus and primary length. Primary
growth did not differ with respect to hatch or-
der in 1980, but middle-hatched young tended
to exhibit the slowest tarsus growth during the
same period (Table 5). However, tarsus growth
was fastest in middle-hatched young during the
spring of 1981, and primary growth varied in-
versely with hatch order.
Conceivably, small, last-hatched young may
fledge at the same size as other nestlings if they
grow for a longer period than nestlings that
were hatched earlier. To test this possibility, !
compared the sizes of young at day 13 (the last
day for which measurements were available for
most last-hatched young) with respect to hatch
order, season, and year (three-way ANOVA).
All three ANOVAs were highly significant (Ta-
ble 6). Season had the most consistent influence
in that summer nestlings were always smaller
than spring nestlings for all three morpholog-
ical traits (P for primary length = 0.059). Hatch
order, however, was not a significant contrib-
utor to differences in mass or tarsus length at
day 13 (Table 6). Within seasons, nestlings were
heavier in 1981 than in 1980. Although tarsi
were longer in spring than in summer, differ-
ences between years were not significant. Pri-
mary length was the only structure that was
significantly affected by hatch order. The sig-
nificant interaction terms in the analyses of tar-
sus and primary lengths (Table 6) complicate
the interpretation of these results, but agree with
my previous conclusion that hatch order had
less consistent influences on the growth of these
structures.
Prediction IV: Nestling mortality.--The growth
analyses yielded conflicting results. Although
the ANCOVAs supported the prediction that
hatch order would differentially affect growth
in the summer and spring, the three-way AN-
OVAs of size on day 13 indicated that only pri-
mary length was influenced significantly by
hatch order. A possible explanation is that more
20'
15
10'
Spring 1980
ß First Hatchling
O Middle Hatchlings
El Last Hatchlings
o
20-
Spring 1981
15
lO-
o
5 10
0 5
15
ß First Hatchling
O Middle Hatchlings
O Last Hatchling
10 15
Nestling Age (days)
20
15
10
0
20
15
10
Summer 1980
Summer 1981
%
%o
El
ß
ß o
o
ß o
o []
% []
[]
ß
[] [] []
o
ß First Hatchling
O Middle Hatchlings
[] Last Hatchling
10 15
ß
O
ß []
o
ß []
o
o
o 5
o
ß
o []
% []
ß []
o
[]
o
ß First Hatchling
0 Middle Hatchlings
[] Last Hatchling
10 15
Nestling Age (days)
Fig. 5. Changes in body mass of nestling Eastern Phoebes during first 14 days after hatching for spring
and summer broods of 1980 and 1981 which held four, five, or six young. Within each plot, data separated
by hatch order. See Table 5 for statistical analysis of growth.
low-mass, last-hatched nestlings died before day
13 than did either first- or middle-hatched
young. An alternative explanation is that by day
13, growth in mass and tarsus length are nearly
complete, and last-hatched nestlings have
caught up to their older siblings. Primaries are
still growing rapidly, however, and provide ev-
idence of depressed growth in younger nest-
lings.
To examine the former possibility, and test
prediction IV, I checked for a relationship be-
tween hatch order and the probability of dying
during the measurement period. For 37 nests
with complete information on fledging success,
3 of 37 (8.1%) first-hatched, 10 of 99 (10.1%)
middle-hatched, and 9 of 37 (24.3%) last-hatched
nestlings died. The trend towards greater mor-
tality in last-hatched nestlings was not signif-
icant (G-test for independence, G = 5.13, df =
2, P = 0.081). However, because mortality with-
in nests was lower in the spring than the sum-
mer (8.4 vs. 19.0%, X 2 = 4.435, df = 1, P = 0.037),
I reanalyzed spring and summer data separate-
ly. In spring, 1 of 24 (4.2%) first-hatched, 6 of
66 (9.1%) middle-hatched, and 3 of 24 (12.5%)
last-hatched nestlings died (X 2 = 0.106, df = 1,
ns; first- and middle-hatched nestlings com-
bined to increase sample size and Yate's cor-
rection for continuity applied), but in summer
2 of 13 (15.4%) first-hatched, 4 of 33 (12.1%)
middle-hatched, and 6 of 13 (46.2%) last-hatched
nestlings died (X 2 = 5.168, df = 1, P < 0.01;
same procedure as for spring broods). Thus, the
higher mortality of small, last-hatched nest-
lings prior to measurement on day 13 suggests
that the failure of mass and tarsus length to vary
TABLE 5. Results of analysis of nestling growth in Eastern Phoebes in relation to hatch order by season
and year using ANCOVA (covariate was age). Values are average heights + SE of growth curve attained
during linear phase of growth (see methods).
Hatch order
Season First Middle Last F
Nestling mass
Spring 1980 10.2 _+ 0.17 a 9.7 + 0.10 9.9 + 0.17' 2.62
Summer 1980 10.0 _+ 0.11 a 9.5 _+ 0.07 b 8.5 _+ 0.12 c 46.30***
Spring 1981 10.6 _+ 0.09 a 10.6 + 0.05 a 10.1 + 0.09 b 14.91'**
Summer 1981 10.3 _+ 0.19 a 9.6 _+ 0.11 b 8.6 _+ 0.18 c 20.10'**
Tarsus length
Spring 1980 10.6 + 0.10 a 10.3 + 0.06 b 10.5 _+ 0.10 ,b 5.03**
Summer 1980 10.9 _+ 0.08 a 10.6 + 0.05 b 9.9 + 0.09 c 35.95***
Spring 1981 10.8 + 0.06' 11.0 + 0.04 b 10.6 + 0.06 c 14.69'**
Summer 1981 10.8 + 0.09 10.2 + 0.06 b 10.0 + 0.09' 22.30***
Primary length
Spring 1980 16.0 _+ 0.24 15.5 _+ 0.15 15.6 + 0.25 a 1.42
Summer 1980 17.3 _+ 0.13' 16.2 _+ 0.08 b 15.1 + 0.15 59.30***
Spring 1981 17.5 + 0.15 17.0 + 0.09 b 16.2 _+ 0.15 c 18.70'**
Summer 1981 16.1 + 0.38 14.4 + 0.22 b 14.3 _+ 0.38 8.19'**
***, P < 0.001; **, P < 0.01; all others ns, P > 0.05.
" ß Within-season differences in "size" among first-, middle- and last-hatched nestlings indicated by different superscripts.
with hatch order on day 13 (Table 6) was the
result of the loss of slow growing, last-hatched
nestlings. These findings are in agreement with
prediction IV.
A final question concerned the relative im-
portance of season, hatching pattern, and brood
size as factors influencing the number of young
dying in a nest. For this analysis I performed a
multiple regression on the number of young
fledged using brood size, degree of hatching
asynchrony and season as independent vari-
ables. The degree of hatching asynchrony
TABLE 6. Results (F-values) of three-way ANOVA of
mass, tarsus length, and ninth-primary length on
day 13 of nestling period in phoebes.
Source of Tarsus Primary
variation Mass length length
Hatch order 0.61 1.81 4.13'
Season b 36.17'** 11.25'** 3.66
Year 4.15' 3.10 1.10
Hatch x season 1.87 2.59 0.68
Season x year 0.00 0.75 20.71'**
Hatch x year 2.25 4.32* 0.69
Hatch x season
x year 0.30 3.73* 1.65
Full model 4.41'** 3.64*** 3.61'**
R 2 0.364 0.320 0.319
***, P < 0.001; *, P < 0.05; all others ns, P > 0.05.
"First, middle, and last.
Spring and summer.
ß 1980 and 1981.
emerged as the most important factor affecting
the number of young dying (r = 0.478, df = 40,
P = 0.001). A multiple-regression analysis in
which all three variables were forced to enter
(R 2 = 0.243, F = 4.05, P = 0.01) indicated that
the degree of hatching asynchrony remained
the most important correlate of within-nest
mortality. After accounting for the effects of the
other two variables, the F-values for season,
brood size, and degree of hatching asynchrony
were 0.40 (P = 0.53), 0.47 (P = 0.50), and 4.84
(P = 0.03), respectively. Thus, increased nest-
ling mortality was associated with greater
hatching asynchrony.
DISCUSSION
Eastern Phoebes exhibit little variation in
clutch size despite wide variation in breeding
conditions across their geographic range and
among years within a single location (Middle-
ton and Johnston 1956, Klass 1970, Weeks 1979,
Faanes 1980, Conrad and Robertson 1992, this
study). Clearly, phoebes do not adjust clutch
size to prevailing conditions for breeding. Rath-
er, they contend with the unpredictability of
their environment through behavioral plastic-
ity and a flexible mix of alternative tactics.
My test of the brood-survivalist/brood-re-
ductionist contrast was based on an initial as-
sumption that the spring breeding period was
the more favorable period for raising offspring.
The argument for this is that food supplies im-
prove steadily throughout the spring and early
summer as first-brood young are raised to in-
dependence. Food in the general environment
is more abundant during summer (Johnston
1967, Robins 1970, Murphy 1986), but very
droughtlike conditions occur frequently in mid-
to late summer in Kansas (see Murphy 1986).
Given that phoebes prefer moister microenvi-
ronments and usually nest near streams (Hill
and Gates 1988), Kansas summers may be a pe-
riod of either food shortage and/or heat stress.
Furthermore, in many species of birds recruit-
ment is inversely related to fledging date (re-
view in Murphy 1986, Drilling and Thompson
1988, Nilsson 1989, Krementz et al. 1989), and
since spring fledglings have about two more
months to grow and develop before migration,
I would expect spring broods to yield more re-
cruits.
My data support the belief that the summer
period is the more difficult one for fledging
young. During the summer the growth of nest-
lings was poorer, starvation was more frequent,
and mite infestations often debilitated or killed
nestlings. On average, one less nestling fledged
from successful summer nests than spring nests,
despite no difference in clutch size. These same
effects might be produced, however, if parents
provided less care to summer broods. Reduced
parental care for summer broods would be fa-
vored if (1) summer broods produced few re-
cruits, and (2) reproductive effort and parental
survivorship were inversely related (D. J. T.
Hussell pers. comm.). I have no data to test ei-
ther condition, but Conrad and Robertson (1993)
found no difference in per capita nestling feed-
ing rates between spring and summer broods
of phoebes in Ontario, suggesting that the in-
tensity of parental care does not vary season-
ally. The poorer prospects for the success of
summer nestlings seems likely to be due to
changes in the physical environment. Conse-
quently, my expectation of a switch in repro-
ductive behavior seems justified.
A cursory examination of the results of the
four tests also leads to the conclusion that phoe-
bes followed the predicted patterns. In the
spring, most nests hatched in less than 36 h and
many within 24 h. Last-laid eggs tended to be
the largest in every year. In both spring periods,
hatching order had little effect on either growth
or survival. Finally, the relative size of the final
egg (%D) increased directly with clutch size in
the spring. Conversely, hatching was more
asynchronous in summer broods, egg mass did
not vary consistently with laying order (air tem-
perature contributed to intraclutch egg mass
variation in 1981), and middle- and especially
last-hatched nestlings grew poorly compared to
the oldest nestling. However, note that first-
hatched nestlings grew at about the same rate
in all measurement periods. Finally, nearly 50%
of last-hatched nestlings died in summer. I can-
not reject any of the predictions.
However, before final conclusions are drawn,
it is essential that alternative explanations are
examined. As Howe (1978) noted in reference
to his own work, "Adaptation is invoked only
where alternative explanation fails, in keeping
with the premise that observed attributes of or-
ganisms may be effects of unseen attributes or
consequences of population structure rather
than traits evolved by natural selection on in-
dividual phenotypes."
Hatching asynchrony.--The expectation of
adaptive, seasonal shifts in hatching pattern
perforce assumes that females have control over
incubation behavior. Evidence suggests that the
initiation of incubation is associated with an
increase in the secretion of prolactin (reviewed
by Mead and Morton 1985) that occurs when
the last ovum of the clutch is released. Indeed,
Mead and Morton (1985) suggested that hatch-
ing asynchrony was an epiphenomenon re-
suiting from the prolactin surge, causing fe-
males to begin full incubation with the laying
of the penultimate egg. The latter hypothesis
assumes that females have little control over the
start of incubation. However, data from a num-
ber of studies have shown that hatching pat-
terns vary with clutch size (Smith 1988, Stouffer
and Power 1990, Hebert and Sealy 1992, Ma-
grath 1992, Slagsvoid and Amundsen 1992) and
season (Mead and Morton 1985, Murphy and
Fleischer 1986, Arnold 1991, Slagsvoid and
Amundsen, this study). Hebert and Sealy (1992)
also demonstrated that the initiation of incu-
bation by Yellow Warblers (Dendroica petechia)
was independent of the ovulation of the last
ovum and the hormonal changes (see also Ma-
grath 1992). Thus, there is considerable evi-
dence that incubation behavior is flexible and
potentially an important element in the indi-
vidual female's response to the environment.
All evidence suggests that female phoebes
must have begun incubation sooner in the sum-
mer than in the spring (Fig. 2). Given that con-
ditions for rearing offspring deteriorated dur-
ing summer, the resulting pattern of greater
asynchrony in summer broods conformed nice-
ly to Lack's (1947) original view that hatching
asynchrony allows parents to starve one or more
young when food is in short supply. Unfortu-
nately, ! lack the necessary data to test the main
alternative model for the evolution of hatching
asynchrony, the nest-failure hypothesis (Clark
and Wilson 1981, Hussell 1985). The latter hy-
pothesis predicts greater asynchrony when egg
mortality during laying is high compared to the
morality of young at the late nestling stage.
Given that ! ended my nest visits at day 14, four
days before normal fledging, I do not have the
information on the frequency of nest predation
just prior to fledging that is needed to test the
nest-failure hypothesis.
There are, however, at least two nonadaptive
explanations for the observed pattern that
should be considered. The first is that greater
asynchrony in second clutches may be an epi-
phenomenon resulting from higher air tem-
peratures during summer and the incidental
warming of eggs in the nest (Murphy 1983, He-
bert and Sealy 1992). I view this as unlikely in
phoebes because their nests are located in cool
microenvironments that are unlikely to result
in much, if any, warming of eggs (for House
Sparrows, [Passer domesticus], see Veiga and Vin-
uela 1993). However, thermal factors may op-
erate in another manner. Differences in the start
of incubation between seasons may be an in-
cidental outcome of low food availability and
high maintenance costs (because air tempera-
ture is much lower) in the spring. Data pre-
sented earlier suggested that the start of breed-
ing and possibly clutch size were limited by
food availability in early April. If food is in fact
limiting, females may not be able to initiate
incubation earlier in the spring because they
have to either spend more time foraging to meet
daily energy needs, or they may have to replace
depleted body reserves after clutch formation.
Similar arguments have been made to account
for variation in hatching asynchrony in Pied
Flycatchers (Ficedula hypoleuca; Slagsvoid and
Lifjeld 1989), European Blackbirds (Turdus mer-
ula; Magrath 1992) and Great Tits (Parus major;
Slagsvoid and Amundsen 1992). Furthermore,
food provisioned Marsh Tits (P. palustris) began
incubation sooner and hatched their clutches
more asynchronously than unfed controls
(Nilsson 1993).
Intraclutch egg-size variation.--One possible al-
ternative to the view that large, last-laid eggs
in the spring serve to offset disadvantages im-
posed upon last-hatched nestlings has already
been excluded. Differences in energy availabil-
ity due to variation in air temperature over the
four-day period of egg formation did not ex-
plain the trend for egg mass to increase with
laying sequence. The spring of 1981 was the
only period when air temperature was posi-
tively related to egg mass within clutches, and
this was the warmest year and also the year
when egg mass was independent of laying or-
der. In both 1980 and 1983, when egg mass and
laying order were significantly associated, tem-
perature had at best (1980) a secondary influ-
ence on egg mass. Hence, energetic stresses im-
posed on females by the thermal environment
were not the cause of intraclutch egg-size vari-
ation. However, I cannot exclude temperature
as a possible factor contributing to the signifi-
cant increase in egg mass with laying sequence
in the summer of 1981 (Table 4). It is clear that
laying order had a stronger and more consistent
influence on egg mass within spring clutches.
Food supplies no doubt have a more direct
impact on egg production than temperature. As
evidenced by the early breeding and lack of any
suggestion of a seasonal increase in either clutch
size (r = -0.026) or egg mass (r = 0.111), food
was probably abundant from the start of laying
in 1981, and this is the only spring season in
which egg mass did not increase with laying
sequence. The most parsimonious explanation
for the increase in egg mass with laying order
in the springs of 1980 and 1983 is that, unlike
1981, food supplies were lower and gradually
increased over the laying period. The lower %D
values and weaker tendency for egg mass to
vary with laying sequence in summer is prob-
ably also related to higher food availability. Al-
though my implication of food supplies is based
on circumstantial evidence, and in need of di-
rect testing, the conclusion seems justified giv-
en the uniformity of the data. Finally, I find it
difficult to imagine that a 2 to 4% larger last-
laid egg will to any degree offset disadvantages
imposed by a 24-h difference in the time of
hatching (both conditions are typical of spring
broods). Stokland and Amundsen (1988) and
Magrath (1992) both showed that hatching in-
terval explained virtually all the variation in
nestling size on the first day that all young were
present in the nest. Thus, unless last-laid eggs
are much larger than all others, even moderate
levels of hatching asynchrony will swamp the
effects of differential investment in eggs. Hence,
the results of my study suggest that intraclutch
egg-size variation is not adaptive.
Position-dependent nestling growth and surviv-
al.--I examined the results of the last two pre-
dictions together because evidence shows that
they are linked. First, the prediction that last-
hatched young in spring would grow and sur-
vive as well as their earlier hatching siblings
was verified, as was the prediction that hatch
order would have a significant negative impact
on both growth and survival of the youngest
nestlings in summer. In short, mortality during
the summer claimed mainly the smallest and
youngest nestlings. In addition, first-hatched
young grew equally well in all morphological
traits in all seasons and years (Table 5). Both
observations support a basic premise of the
brood reduction-model, namely that hatching
asynchrony and brood reduction allow parents
to produce at least some high quality young
under all circumstances (Lack 1947, Ricklefs
1965, Howe 1976, 1978).
However, was the poorer performance of lat-
er hatched nestlings in summer inevitable, or
was it the unavoidable outcome of greater
hatching asynchrony? My attempt to account
for intrabrood mortality using brood size, sea-
son of hatch, and degree of hatching asyn-
chrony points to hatching asynchrony as the
principal cause of intrabrood mortality. Asyn-
chronously hatched broods, whether found in
the summer or spring, were most likely to lose
offspring. Although last-hatched young were
more than twice as likely to die before fledging
in the summer, after controlling for the degree
of asynchrony I found that season had no re-
lationship to nestling mortality. The alternative
explanation is that individual females fine-tuned
their incubation behavior to produce a pattern
of hatching that matched food supplies in their
immediate environment. I find this very un-
likely. Rather, it seems more plausible to as-
sume that the imposition of a severe size dis-
advantage at hatching led to a high probability
of death (see also Slagsvoid 1982, Amundsen
and Stokland 1988, Stouffer and Power 1990).
Thus, hatching asynchrony and brood reduc-
tion did not appear to be part of an adaptive
strategy to scale brood size down to a level that
matched food availability.
Overall, patterns of hatching asynchrony, in-
traclutch egg-size variation and nestling growth
and survival in spring and summer clutches of
Eastern Phoebes conformed remarkably well
with predictions derived from the brood-sur-
vival/brood-reduction hypothesis (Slagsvoid et
al. 1984). However, I believe that the apparent
match between empirical data and theoretical
predictions was coincidental and came about
because the proximate responses to variation in
food availability were identical to the predicted
adaptations. Proximate physiological con-
straints on egg production and female behavior
appear to play the more important role in es-
tablishing the observed patterns. Although fi-
nal conclusions must await empirical testing us-
ing food-supplementation experiments (e.g.
Horsfall 1984, Arnold 1991, Nilsson 1993), at
present there is no evidence that hatching pat-
terns, intraclutch egg-size variation, or posi-
tion-dependent growth and survival in Eastern
Phoebes has an evolved, adaptive basis. My re-
suits and conclusions highlight the pitfalls that
can occur if data are collected and interpreted
without careful attention to natural-history and
population-level responses to environmental
variation.
ACKNOWLEDGMENTS
I am thankful for all of the contributions that peo-
ple in the Bird Range at the University Kansas made
to my development as a graduate student. Marion
Jenkinson, Richard Johnston, and Robert Mengel all
promoted my growth and development as a graduate
student. I also acknowledge the help of my wife and
fellow graduate students, and the comments that Har-
mon Weeks and Stephanie Richardson made on an
earlier version of the manuscript. Excellent reviews
were also provided by Percy N. Hebert, David J. T.
Hussell, and Tore Slagsvoid. Finally, my exposure to
Erwin Klass' work was fundamental to raising my
awareness of phoebes, and I am grateful for the ex-
cellent study that he performed while a student at
the University of Kansas. My work would not have
been possible without his. I dedicate this paper to the
memory of Robert M. Mengel, a wonderful man and
a subtle teacher.
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