Complete mitochondrial cytochrome-b gene sequences (1,143 bp) were determined from the 14 extant species in the Diomedeidae (albatrosses and mollymawks) and in two outgroup species from the Procellariidae (petrels and shearwaters). Phylogenetic analysis using maximum parsimony and maximum likelihood methods identified a single best-supported hypothesis of evolutionary relationships within the Diomedeidae, namely that two lineages arose early in the evolution of the Diomedeidae. A further bifurcation in each of these lineages resulted in four monophyletic groups of albatrosses: (1) southern mollymawks, (2) sooty albatrosses, (3) North Pacific albatrosses, and (4) "great" albatrosses. Monophyly of the southern mollymawks (Diomedea bulleri, D. cauta, D. chlororhynchos, D. chrysostoma, and D. melanophris) and sooty albatrosses (Phoebetria fusca and P. palpebrata) indicates that Diomedea is paraphyletic. Resurrection of two genera, dropped historically in taxonomy of the Diomedeidae, results in a total of four genera. Calibrations based on the fossil record indicate that cytochrome-b evolutionary rates in albatrosses are slow compared with those of most mammals. Received 21 August 1995, accepted 10 May 1996.
XDepartment of Ornithology, American Museum of Natural History,
Central Park West at 79th Street, New York, New York 10024, USA;
2Percy FitzPatrick Institute of African Ornithology, University of Cape Town,
Rondebosch 7700, South Africa;
3Centre National de la Recherche Scientifique, Centre D'Etudes Biologique de Chize,
F79360 Villiers en Bois, France;
4Department of Conservation, Science and Research Division,
Conservation Sciences Centre, Wellington, New Zealand; and
5Australian Antarctic Division, Channel Highway, Kingston, Tasmania, Australia
THE ALBATROSSES AND MOLLYMAWKS (Family
Diomedeidae) are the most familiar and best
studied group of procellariiform (or tube-nosed)
seabirds due largely to their highly philopatric
nature and diurnal attendance at breeding lo-
calities, where their surface nests are easily
monitored (Warham 1990). The 13 traditionally
accepted species of albatrosses are widely dis-
tributed throughout the southern oceans, the
North Pacific Ocean, and, in a single case, the
tropical Pacific Ocean (Harris 1973, Harrison
1983, Marchant and Higgins 1990). Fossil evi-
dence of albatross species present in the North
Atlantic Ocean (Lydekker 1891a,b; Wetmore
1943), which are most similar to the extant Di-
omedea albatrus of the North Pacific Ocean, in-
dicates that the Diomedeidae once were truly
cosmopolitan in oceanic distribution.
E-mail: gnunn@amnh.org
The discovery of a small population of an
undescribed "great" albatross on Amsterdam Is-
land in the Indian Ocean (D. amsterdamensis;
Roux et al. 1983) brought the total number of
species to 14 (Sibley and Monroe 1990). Much
controversy exists regarding the exact taxonom-
ic status of D. amsterdamensis. In particular, its
relationship to subspecific taxa of D. exulans,
which breed on low-latitude islands in the
southern Pacific and Atlantic Oceans, is not well
understood (Bourne 1989, Robertson and War-
ham 1992). An affinity among these taxa seems
likely because, to differing degrees, they share
the retention of dark juvenal or immature plum-
age as reproducing adults (plumage paedomor-
phosis). In contrast, populations of the larger-
sized D. exulans, which occur on subantarctic
islands at higher latitudes, have a white plum-
age as breeding adults. Additional genetic anal-
ysis of individuals from all populations of ex-
ulans will help resolve the much-debated tax-
TABLE 1. The introduction and principal changes to described genera within the Diomedeidae.
785
Authority Genera and changes
Linnaeus (1758)
Reichenbach (1852)
Coues (1866)
Baird et al. (1884)
Mathews (1912)
Murphy (1917)
Mathews (1934)
Mathews and Hallstrom
(1943)
Mathews (1948)
Boetticher (1949) in
Jouanin and Mougin (1979)
Alexander et al. (1965)
Diomedea gert. nov.
Thalassarche gen. nov.; Phoebastria gen. nov.; and Phoebetria gen. nov.
SubBurned Thalassarche and Phoebastffa into Diomedea
Thalassageron gen. nov.
Resurrected Thalassarche; Diomedella gen. nov.; Nealbatrus gen. nov.
Rhothonia subgen. nov.
Resurrected Phoebastria
SubBurned Rhothonia into Diomedea; transferred taxon from Phoebastria to
Julietata gen. nov.
SubBurned all albatrosses into Diomedea
Galapagornis gen. nov.; Laysanornis gert. nov.; Penthirenia gert. nov.
Standardized use of Diomedea and Phoebetria
onomy of the amsterdamensis-exulans complex (G.
Nunn unpubl. data).
Based on elements of biogeographic distri-
bution, a simple allometric relationship of wing
and tail length, and characters of the divided
plates making up the rhamphotheca of the bill,
the 14 albatross species fall into four natural
groups: (1) the southern mollymawks, (2) the
North Pacific albatrosses, (3) the "great" alba-
trosses, and (4) the sooty albatrosses (Warham
1990). On the basis of complete adult fuliginous
plumage coloration, longer wedge-shaped tail,
cuneate body form, and presence of a colored
fleshy sulcus separating the ramicorns of the
lower mandible (a morphological feature found
in other procellariiforms), a traditional hypoth-
esis of relationships within the Diomedeidae
recognizes a simple demarcation of two genera:
the "primitive" sooty albatross genus Phoebetria
and a more comprehensive genus Diomedea that
envelopes the North Pacific albatrosses, the
"great" albatrosses, and the southern molly-
mawks (Coues 1866, Peters 1931, Murphy 1936,
Alexander et al. 1965, Jouanin and Mougin 1979,
Warham 1990). Consideration of other morpho-
logical features historically have led to the split-
ting of current members of Diomedea into ad-
ditional generic groups (see Table 1), although
none has gained common acceptance. Indeed,
Mathews (1948) went on to produce an entirely
lumped albatross genus Diomedea comprised of
all known species, including Phoebetria.
In view of both the traditional hypothesis of
albatross relationships based on a small number
of morphological features in this conservative
group, and the confusing taxonomy within the
comprehensive genus Diomedea, we used mi-
tochondrial DNA sequences to investigate
higher-level phylogenetic relationships among
the 14 extant species of Diomedeidae. The choice
of the mitochondrial cytochrome-b (cyt-b) gene
as an evolutionary marker for our study was
based on several factors. First, the complete gene
sequence, as well as flanking regions, are well
characterized in birds (Desjardins and Morals
1990, Helm-Bychowski and Cracraft 1993, Kor-
negay et al. 1993, Nunn and Cracraft 1996) and
other vertebrate groups (Jermiin et al. 1994),
enabling the design of oligonucleotide primers
that amplify by polymerase chain reaction (PCR)
in a broad phylogenetic range of birds. Second,
the fast evolutionary rate of change in cyt-b has
proven most suitable for studying recently di-
vergent groups (Meyer 1994) and in birds has
successfully resolved relationships from the
species level (Richman and Price 1992, E. Smith
et al. 1992, Blechschmidt et al. 1993) to generic
and familial levels (Krajewski and Fetzner 1994,
Lanyon and Hall 1994, Murray et al. 1994). Third,
cyt-b is one of the larger protein-coding genes
in tle avian mitochondrial genome (Desjardins
and Morals 1990), and, so far, presents no prob-
lem of alignment among birds. Finally, the ex-
panding use of cyt-b gene sequences as a source
of qualitative data for studies of avian system-
atics ensures that in the near future a dense
sampling of diverse taxa will be available, lead-
ing to a common improvement of phylogeny-
building within birds.
Our genetic study explored several basic
questions concerning the patterns and rates of
evolution among extant albatross species: (1) Is
the traditional classification congruent with a
molecular phylogeny, i.e. is Phoebetria a sister-
group to the remaining Diomedeidae, as ten-
uously surmised by a handful of "primitive"
characters (see Murphy 1936) that are shared
with other petrels? (2) Does the molecular ev-
idence offer any support for morphologically
defined groups previously delimited within Di-
omedea (Coues 1866)? (3) What absolute evolu-
tionary rate calibration is suggested for cyt-b in
the Diomedeidae, and how does this compare
with other estimates of the molecular clock for
this gene (Irwin et al. 1991, Martin et al. 1992)?
METHODS
Study organisms.--Samples of fresh blood or liver
tissue were collected from the extant species of al-
batrosses and two species of the Procellariidae. Most
blood samples were collected from chicks or incu-
bating adults at nesting colonies to ensure known
breeding provenance, although samples were taken
from adult birds at sea for three of the species. All
tissue samples were stored in 100% ethanol in the
field and transported without freezing. The binomen,
or current trinomen where appropriate, and collec-
tion locality of each taxon in this study are listed in
the Appendix. Based on simple morphological com-
parisons (Murphy 1936), our two outgroup species
from the Procellariidae (Southern Giant Petrel [Ma-
cronectes giganteus ] and Gray Petrel [Procellaria cinerea ])
represent members of the most likely sister group to
the Diomedeidae.
DNA isolation.--We extracted DNA suitable for en-
zymatic amplification by boiling a minute piece of
tissue (<5 g) or suspended blood (5 L) for 15 min
in 500 L of a 5% w/v Chelex-bead suspension (Sing-
er-Sam et al. 1989, Walsh et al. 1991). After brief vor-
texing to break up the tissue, the beads were pulse-
centrifuged for a few seconds, and 300 L of the su-
pernatant were removed as a source of template DNA.
Mitochondrial cytochrome-b gene isolation and sequenc-
ing.--The cyt-b gene and short flanking regions were
amplified and isolated as a single fragment using the
PCR primers L14863 5'-TTTGCCCTATCTATCCT-
CAT-3' situated at the end of ND5 (numbered follow-
ing the chicken mitochondrial genome [Desjardins
and Morais 1990]) and designed from a consensus of
Procellariidae and Diomedeidae partial ND5 sequenc-
es (unpubl. data), and H15915 in tRNA-threonine (Ed-
wards and Wilson 1990). The human mitochondrial
genome (Anderson et al. 1981) numbered primer
H15915 is equivalent to chicken mitochondrial num-
ber H16065 (Desjardins and Morais 1990). Of several
experimental temperature-cycling parameters tried we
found that a four-step cycle most efficiently and re-
liably amplified this approximately 1.2-kilobase frag-
ment in a Peltier-effect thermocycler (MJ Research):
viz. i rain at 94øC, i rain at 40øC, 1 min at 60øC, and
3 rain at 72øC, for 35 cycles. Amplifications were per-
formed in 50-L reaction volumes containing 67 mM
Tris-HC1 (pH 8.8); 6.7 mM MgC12; 16.6 mM (NH,)2SO4;
i0 mM -mercaptoethanol; ! mM each of dGTP, dATP,
dTTP, and dCTP; ! M of each primer; i0-i,000 ng of
complete genomic DNA; and 2.5 units of Taq poly-
merase (Thermus aquaticus DNA polymerase, Perkin-
Elmer-Cetus). The dsDNA products were visualized
in a 2% NuSieve low-melting point agarose gel (FMC
Bioproducts) containing 2 pg. ml ethidium-bromide
(Maniatis et al. 1982). The dsDNA product was cut
directly from the gel and resuspended in 300 L water
by heating to 73øC for 15 min.
Further primer pairs were used to amplify double-
stranded DNA subfragments from the isolated cyt-b
gene (i.e. Li4863/H15104, Li4863/Hi5298, L14990/
H15298, L15236/H15505, Li5311/H15710, L15656/
H16065); for original primer descriptions see Helm-
Bychowski and Cracraft (1993) and references there-
in. A large degree of fragment overlap, as well as the
sequencing of both DNA strands, ensured accurate
data collection. An air thermocycler (Idaho Technol-
ogies) was used to perform 10-L amplifications of
dsDNA in glass microcapillary tubes using standard
buffers described elsewhere (Wittwer et al. 1989, Wit-
twer 1992). All subfragments were amplified with
conditions: i sec at 94øC, 0 sec at 48øC (i.e. a drop to
48øC without pause before climbing to extension tem-
perature), 10 sec at 72øC, and 35 cycles at slope 9
(machine-specific fastest temperature ramping rate
available). Subfragments were visualized, isolated, and
resuspended as described above. Concurrent negative
and positive controls were performed for each ex-
periment.
Single-stranded DNA for direct sequencing was
generated using i:100 dilutions of one primer in 50-
L amplification reactions together with ! L of the
resuspended subfragment of dsDNA (Gyllensten and
Erlich 1988). Amplification reagents were the same
as described above for initial gene isolation and were
performed in a Peltier-effect thermocycler with con-
ditions: i rain at 94øC, i rain at 52øC, 2 rain at 72øC,
and 35 cycles. Products were concentrated and de-
salted by spin-dialysis (Millipore 30,000 NMWL) be-
fore sequencing by the Sanger termination-dideoxy
method (Sanger et al. 1977) using Sequenase 2.0
(U.S. Biochemical). Sequencing products were sub-
jected to denaturing gel electrophoresis followed by
autoradiography.
Corrected distance computation.-We computed codon
third-position corrected distances for comparison with
previously estimated values (Irwin et al. 1991, Thomas
and Martin !993). Corrected distances were made us-
ing DNADIST from the Phylip 3.5 set of programs
(Felsenstein 1993), set to the ML substitution model
(Felsenstein 1981) with a 10:i explicit transition bias
(a conservative estimate for birds [Kocher et al. 1989])
and empirical nucleotide frequencies of the total an-
alyzed gene sequences used in the distance compu-
tation.
Phylogenetic analysis.--Phylogenetic relationships
were estimated using maximum parsimony and max-
imum likelihood methods with bootstrapping to as-
sess support for internal branches (Felsenstein 1985,
Hillis and Bull 1993). The two methods have "basic
equiprobable" (i.e. symmetrical) assumptions of the
evolutionary process (i.e. cladistic parsimony [Farris
1983]) versus a suite of a priori assumptions implicit
in a model of the evolutionary process at the DNA
level (Felsenstein 1981). Parameterization of a model
of evolution at the DNA level may be considered an
appropriate approach in phylogeny building given
mounting evidence for a high transition bias in the
avian mtDNA mutational spectrum (Kocher et al. 1989,
Edwards and Wilson 1990, E. Smith et aL 1992, Nunn
and Cracraft 1996) and a general appreciation of the
effects of base-compositional bias upon character-state
change, i.e. character-state bias (Collins et al. 1995).
Maximum parsimony analyses and bootstrapping
(100 replicates) were accomplished with PAUP 3.1.1
(Swofford 1993). Ten replicate heuristic searches were
performed with random addition of taxa to minimize
input order bias. Branch-swapping was made by the
tree bisection-reconnection (TBR) algorithm. Con-
temporaneous changes were favored (i.e. parallelisms
over reversals) by using delayed transformation
(DELTRAN) optimization. These analyses included
all characters and substitutions equally weighted.
Maximum likelihood analyses and bootstrapping
(100 replicates) were performed with the program
fastDNAml 1.1.1 (Felsenstein 1981, Olsen et al. 1994).
Heuristic searches were repeated with random ad-
dition of taxa. Overall empirical base frequencies of
the cyt-b gene sequences in this study, relative codon
position evolutionary rates of 5:1:20 (lst:2nd:3rd),
and a 10:1 transition (Ti) to transversion (Tv) substi-
tution bias, were defined a priori as parameters of the
nucleotide substitution model in the likelihood com-
putations.
Following phylogenetic analysis, we performed a
parsimony-based "winning-sites" test (Templeton
1983) to compare possible alternate arrangements
among the major groups established within the Di-
omedeidae. Assuming a data set is potentially unin-
formative, a winning-sites test can be used to compare
character support among any number of opposing
phylogenetic hypotheses (i.e. topologies) with an ex-
pectation of stochastically equal support for each.
When a comparison of character support for any two
particular topologies departs from equality, a bino-
mial test determines if one is significantly better-sup-
ported than the other, and is therefore more likely
to be the correct topological arrangement (Templeton
1983, Prager and Wilson 1988). This test is a conser-
vative indicator of significance levels for tree support
(Felsenstein 1988). Based on the constrained topolog-
ical outcome of the winning-sites test, we explored
the range of rooted hypotheses for the Diomedeidae
by creating the five possible rooted arrangements in-
cluding all 16 taxa. The most-parsimonious topologies
were determined by searching for rearrangements
within constrained groups using MacClade 3.1 (Mad-
dison and Maddison 1993). The resultant topologies
were then compared using parsimony as well as max-
imum likelihood methods (Kishino and Hasegawa
1989).
RESULTS
Alignment of cyt-b sequences (1,143 bp) of
the 14 albatross species and two members of the
Procellariidae shows no nucleotide insertions
or deletions among sequences (data available
from Genbank, inclusive accession numbers
U48940 to U48955). For a variety of reasons we
consider the cyt-b gene sequences reported to
be solely mitochondrial in origin. The entire
cyt-b gene and flanking regions initially were
isolated as a single, contiguous fragment. This
procedure minimizes the potential amplifica-
tion of smaller fragments that are more likely
to be translocated into the nuclear genome
(Quinn 1992, M. Smith et al. 1992, Kornegay et
al. 1993). The gene sequences can be fully trans-
lated using the chicken mitochondrial code
(Desjardins and Morais 1990) without nonsense
or intervening stop codons. Finally, the align-
ment revealed neither a particular overabun-
dance of first and second codon position
changes, nor a shift in the typical avian mtDNA
transition bias, phenomena known to occur in
mtDNA sequences translocated to the nuclear
genome (Arctander 1995).
There are 333 variable nucleotide positions
among the 16 gene sequences (29.1% of the total
cyt-b gene sequence). Variable nucleotides pre-
dominantly were at codon third positions (260
sites, 78.1%), followed by first positions (63 sites,
18.9%), and then second positions (10 sites, 3.0%).
The distribution of variable sites reflects the
majority of substitutions occurring at synony-
mous sites (codon third positions and leucine
codon first positions).
Patterns of pairwise sequence divergence and sat-
uration.--Uncorrected pairwise percentage dif-
ference (Table 2) between albatross species
ranged from 0.87% (D. amsterdamensis vs. D. ex-
ulans ) to 11.20% ( D. irrorata vs. D. chlororhynchos ),
i.e. the largest difference occurs within Diome-
dea. Differences across the deepest node, i.e. from
members of the Diomedeidae to the Procellar-
iidae, ranged from 12.60% (both Phoebetria spe-
cies vs. Macronectes giganteus) to 15.84% (D.
epomophora and D. irrorata vs. Procellaria cinerea),
potentially indicating some rate variability
among the albatross lineages (œ = 14.31 + SD
of 0.81%, n = 28). The two procellariids (Ma-
cronectes vs. Procellaria) differed by 11.37%, which
was comparable to the largest difference found
within the Diomedeidae.
Within the Diomedeidae, corrected codon
third-position distances ranged from 2.85% (D.
exulans vs. D. amsterdamensis) to 47.05% (D. ex-
ulans vs. D. chrysostoma), again emphasizing that
the largest differences are within the traditional
genus Diomedea (Table 2). From Diomedeidae to
the Procellariidae, this computed value in-
creased substantially to a mean value of 117.91%
(n = 28, SD = 11.64) and identified the outgroup
comparisons at codon third positions highly af-
fected by multiple substitutions, i.e. within a
zone of saturation.
Pairwise empirical numbers of substitutions
between the procellariiform cyt-b sequences
partitioned into transitions (Ti) and transver-
sions (Tv) revealed a consistent bias in favor of
Ti changes (Table 3, Fig. 1). However, compu-
tation of the ratio of Ti to Tv substitutions iden-
tified a large range of variation in the relative
contribution of each substitution class to these
comparisons. Ratios of Ti:Tv ranged from a low
of 2.1:1 between distantly related taxa (both
Phoebetria species vs. Macronectes giganteus), to
a difference composed entirely of Ti substitu-
tions (31:0) between closely related taxa (D. chlo-
rorhynchos vs. D. cauta). A comparison of all nu-
cleotide positions showed that the growth of Ti
differences between diverging taxa departs from
linearity at approximately 11% uncorrected to-
tal pairwise difference (Fig. 1A). The cluster of
points greater than 11% comprised all pairwise
comparisons of Procellariidae to Diomedeidae
and indicated deeper comparisons have pro-
gressed into a zone of saturation.
Dependent upon codon position, however,
there is a differing pattern of divergence in the
cyt-b gene sequences. The growth of Ti substi-
tutions at codon first positions increases linear-
ly between all taxa in this study (Fig. lB) with-
out evidence of a drop or plateau in divergence
occurring as more remote comparisons are made.
Codon second positions warrant no special at-
tention because they do not contribute signif-
icantly to overall differences. In contrast to co-
don first positions, the codon third position Ti
divergence increases linearly to a limit of ap-
proximately 25% total difference (Fig. 1C) and
then plateaus into the zone of saturation. The
plateau effect is most pronounced at third po-
TAIIE 3. Pairwise substitutional differences in cytochrome-b genes among Diomedeidae and Procellariidae.
Transitions (Ti) above the diagonal, and transversions (Tv) below the diagonal.
Species 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
1 D. chlororhynchos -- 31 27 27 31 99 96 106 113 102 115 117 83 87 105 116
2 D. bulleri 3 -- 24 28 16 97 94 98 104 98 109 113 79 79 112 115
3 D. chrysostorna 3 6 -- 18 24 98 94 100 103 94 109 11 79 81 109 120
4 D. rnelanophris 5 8 4 -- 27 92 90 98 103 94 108 109 77 81 109 111
5 D. cauta 0 3 3 5 -- 95 92 99 106 98 111 111 82 81 111 116
6 D. exulans 17 20 20 22 17 -- 8 33 66 61 69 64 85 95 111 119
7 D. arnsterdarnensis 19 22 22 24 19 2 -- 36 64 59 68 66 84 94 110 120
8 D. epomophora 14 17 17 19 14 3 5 -- 68 69 69 74 98 100 121 132
9 D. imrnutabilis 12 15 15 17 12 11 13 8 -- 19 49 40 100 103 117 129
10 D. nigripes 11 14 14 16 11 10 12 7 1 -- 46 39 95 97 118 121
11 D. irrorata 13 16 16 18 13 12 14 9 5 4 -- 47 108 112 124 135
12 D. albatrus 10 13 13 15 10 9 11 6 2 1 3 -- 106 108 118 132
13 P. palpebrata 6 9 9 11 6 15 17 12 10 9 11 8 -- 22 97 107
14 P. fusca 6 9 9 11 6 15 17 12 10 9 1! 8 2 -- 97 111
15 M. giganteus 47 48 48 48 47 50 50 49 47 46 48 45 47 47 -- 104
16 Pr. cinerea 47 50 48 50 47 50 50 49 47 46 46 45 47 47 26 --
sitions because of the preponderance of syn-
onymous changes that can occur at these sites.
In view of the overall pattern of divergence
among these sequences, we believe that third-
position comparisons to the outgroup Procel-
lariidae will almost certainly exhibit some effect
of site saturation. Among the Diomedeidae,
however, comparisons should be largely unaf-
fected by saturation at any given site.
Base compositional bias.--The pattern of com-
positional bias (Prager and Wilson 1988) at each
codon position in procellariiform cyt-b (Table
4) is almost identical to that found in mammals
(Irwin et al. 1991) and other birds (Kornegay et
al. 1993, Nunn and Cracraft 1996). First posi-
tions are little-biased (C = 0.088), being G-poor
( = 21.1 ___ 1.15%) and slightly C-rich (œ = 30.5
+ 0.64%). Second positions are more biased than
first (C = 0.219), again G-poor ( = 12.9 + 0.00%)
but T-rich ( = 39.6 + 0.17%). The highest com-
positional bias is found at third positions (C =
0.428), which have very low G ( = 3.8 ___ 0.77%)
and low T ( = 14.1 + 1.41%) content, and are
rich in A ( = 37.4 ___ 1.13%) and C (? = 44.7 +
1.65%). The overall GC content of each sequence
( = 0.468 ___ 0.009, range 0.450 [Procellaria ci-
nerea] to 0.485 [Diomedea irrorata]) falls within
the range of other known bird cyt-b genes and
averages slightly higher than available passer-
ine sequences and lower than the Muscovy Duck
(Cairina moschata) and most phasianids (sum-
marized in Jermiin et al. [1994]).
Cytochrome-b protein sequence variation.--There
was a low number of amino-acid replacements
among the translated cyt-b protein sequences
(following chicken codon usage [Desjardins and
Morais 1990]). In total, 46 (12.1%) of the 380
amino acid sites were variable among the 16
translated sequences. Variable residues largely
were confined to the transmembrane regions of
the molecule. A majority of amino acid replace-
ments involved exchanges between hydropho-
bic residues--a replacement pattern similar to
that found in mammals and other organisms
(Irwin et al. 1991, Degli Esposti et al. 1993).
Phylogenetic analysis.--An identical branch-
ing topology was best supported by both max-
imum parsimony (single most-parsimonious tree
L = 574 steps, CI [excluding uninformative
characters] = 0.591) and maximum likelihood
(LnL = -4103.65) analyses (phylogeny shown
in Fig. 2). Further parsimony analyses including
a greater number of outgroup taxa from the
Procellariidae, Hydrobatidae, and Pelecanoidi-
dae (a total of 85 taxa) resulted in no change in
root location or branching pattern within the
Diomedeidae (data not shown). The "phylo-
genetic tree" indicated an initial bifurcation in
the Diomedeidae. The main lineages each sub-
divided once more, resulting in four phyloge-
netic groups: (1) southern mollymawks, (2) sooty
albatrosses, (3) "great" albatrosses, and (4) North
Pacific albatrosses. The full description for this
tree is: ((((Diomedea chlororhynchos, ((D. bulleri,
D. cauta), (D. chrysostoma, D. melanophris, (Phoe-
betria palpebrata, P. fusca)), ((D. epomophora, (D.
amsterdamensis, D. exulans)), ((D. immutabilis, D.
nigripes), (D. irrorata, D. albatrus) ) ) ), (Macronectes
giganteus, Procellaria cinerea ) ).
Maximum parsimony (MP) and maximum
150
125
lOO
75
50 ÷
25-
o!
A
Transitions
Transversions
2% 4%
6% 8% 10% 12% 14% I % 18%
40
B
l&
lOO ]
75 i ß
o ! g v'
12% 0% 10% 20% 30% 40%
FIG. 1. Empirical numbers of transition (Ti) and transversion (Tv) substitutions (on y axis) plotted against
total uncorrected pairwise percentage difference (on x axis) for (A) all codon positions (i.e. 1,143 sites), (B)
codon first positions (i.e. 381 sites), and (C) codon third positions (i.e. 381 sites).
likelihood (ML) bootstrap analyses identified
broadly concordant levels of support for
branches within the phylogeny. Bootstrap sup-
port for the first lineage, comprised of southern
mollymawks and sooty albatrosses, was rela-
tively low (79% MP, 52% ML) compared with
values for other deep branches. Complete boot-
strap support (i.e. from all replicates) was found
for monophyly of the second lineage, contain-
ing "great" and North Pacific albatrosses (100%
MP, 100% ML). In addition, the four monophy-
letic groups within the Diomedeidae all were
highly supported: southern mollymawks (100%
MP, 100% ML; five taxa), sooty albatrosses (100%
MP, 100% ML; two taxa), great albatrosses (100%
MP, 100% ML; three taxa), and North Pacific
albatrosses (99% MP, 99% ML; four taxa).
Further branching events within the three
groups with more than two members (i.e. ex-
cluding sooty albatrosses) were robustly sup-
ported. Within southern mollymawks, the para-
phyletic branching of D. chlororhynchos was
October 1996] Albatross Molecular Phylogeny 791
6ti9 Diomedea immutabilis
Diomedea nigripes
palpebrata ß
Procellariidae
Great albatrosses
North Pacific albatrosses
(Phoebastria )
Sooty Albatrosses
Southern Mollymawks
(Thalassarche)
FIG. 2. Phylogenetic relationships among the Diomedeidae based on maximum parsimony (MP) and
maximum likelihood (ML) analyses of cytochrome-b gene sequences (rooted to the outgroup Procellariidae).
Identical branching patterns were determined by both analyses (most parsimonious tree L = 574, CI [excluding
uninformative characters] = 0.591; maximum likelihood tree LnL = -4103.65). Percentage bootstrap support
found in phylogenetic analyses are shown to the left of internal branches (MP/ML).
marginally supported (65% MP, 61% ML) as oc-
curring before the origin of the remaining four
species in this group. Among the remaining
four taxa, a sister-taxa relationship of D. bulleri
and D. cauta was highly supported (96% MP,
93% ML), and D. chrysostoma and D. melanophris
also formed sister taxa supported by relatively
high bootstrap values (73% MP, 87% ML). In-
spection of replicates revealed minor support
for the branching of D. chlororhynchos between
the two species-pairs described above, i.e. res-
olution at the base of the three lineages (chlo-
rorhynchos, cauta/bulleri, chrysostoma/melano-
phris) could be considered problematic based on
the current data set. Similarly, among the North
Pacific albatrosses most replicates supported
monophyly of D. irrorata and D. albatrus (60%
MP, 69% ML), although the remaining repli-
cates supported a paraphyletic branching order
for these taxa (D. irrorata basal) before the well-
supported monophyletic apical origin of D. im-
mutabilis and D. nigripes (96% MP, 94% ML).
To further assess the higher-level relation-
ships determined from our phylogenetic tree
we tested character support for an unrooted net-
work of one taxon sampled from each of the
four high bootstrap-supported groups shown in
Figure 2. Assuming monophyly of the four
groups and including all 14 albatross sequences,
120 possible combinations of taxa exist for this
test. We extracted from the data set and tested
separately each possible combination of four
taxa. Character support was assessed for the three
topological arrangements possible among each
four-taxon combination (i.e. we computed 360
separate values; results summarized in Fig. 3A).
For all 120 combinations of taxa, a monophy-
letic origin of sooty albatrosses and southern
mollymawks (i.e. Topology I; Fig. 3A) was best
supported in comparison to the two alternative
arrangements (i.e. Topologies II and III; Fig.
3A). Four combinations of sampled taxa tied
equally highest support with a ratio of 42 char-
acters (38 or 39 transitions and 3 or 4 transver-
sions) supporting the Topology I arrangement
to 7 characters (only transitions) supporting a
best alternative arrangement (three combina-
tions for Topology II and one combination for
Topology III). The character support for these
four identical higher-level topologies when
compared with the nearest scoring alternative
topology (i.e. 42:7) was highly significant (P <
A
Range of total
character support
Topology I Topology II
southern great southern great
sooty North Pacific North Pacific sooty
albatross albatross albatross albatross
32-42 4-11
Character partition
transitions 29-39 4-11
transversions 2-4 0
Topology m
southern sooty
mollymawk albatross
great North Pacific
albatross albatross
4-10
4-10
0
B
Tree 1 Tree 2 Tree 3
Best tree Length=578 steps (+4) Length=579 steps (+5)
Length=574 steps LnL=-4106.65 Ln -L=-4111.48
LnL=-4103.65 (difference=-2.99, sd=8.33) (difference=-7.83, sd=6.98)
Procellariidae j Procellariidae j Procellariidae
great albatross ' great albatross great albatross
North Pacific albatross sooty albatross southern mollymawk
Tree 4
Length=592 steps (+18)
LnL=-4129.61
(difference=-25.96, sd=9.42)
Tree 5
Length=592 steps (+18)
LnL=-4129.61
(difference=-25.96, sd=9.42)
Procellariidae j Procellariidae
great albatross j North Pacific albatross
sooty albatross southern mollyroawk
southern mollymawk "' sooty albatross
North Pacific albatross great albatross
Fig. 3. (A) Four-taxon test of character support for the internal branch of topological arrangements among
sampled taxa of the higher-level groups and (B) the five possible rooted arrangements of Fig. 3A. Topology
I. Most-parsimonious trees include all 16 taxa and were determined based on the higher-level group constraints
shown (i.e. rearrangements were allowed only within these groups). Exact tree descriptions are: Tree 1, best
tree as described in Results; Tree 2, ( ( ( ( ( Diomedea epomophora, ( D. amsterdamcrisis, D. exulans ) ), (fiD. immut abilis,
D. nigripes), D. albatrus), D. irrorata)), (Phoebetria palpebrata, P. fusca)), (D. chlororhynchos, ((D. bulleri, D. cauta),
(D. chrysostoma, D. melanophris)))), (Macronectes giganteus, Procellaria cinerea)); Tree 3, ((((D. chlororhynchos, ((D.
bulleri, D. cauta), (D. chrysostoma, D. melanophris, ((D. epomophora, (D. amsterdamcrisis, D. exulans)), (((D. immutabilis,
D. nigripes), D. albatrus), D. irrorata))), (P. palpebrata, P. fusca)), (Macronectes giganteus, Procellaria cinerea)); Tree
4, (((((P. palpebrata, P. fusca), (D. chlororhynchos, ((D. bulleri, D. cauta), (D. chrysostoma, D. melanophris)))), ((D.
immutabilis, D. nigripes), (D. albatrus, D. irrorata))), (D. epomophora, (D. amsterdamcrisis, D. exulans))), (Macronectes
giganteus, Procellaria cinerea)); and Tree 5, (((((P. palpebrata, P. fusca), (D. chlororhynchos, ((D. bulleri, D. cauta), (D.
chrysostoma, D. melanophris)))), (D. epomophora, (D. amsterdamcrisis, D. exulans))), ((D. immutabilis, D. nigripes), (D.
albatrus, D. irrorata))), (Macronectes giganteus, Procellaria cinerea)).
0.001) based on a binomial test (Templeton 1983).
The four-taxon higher-level topology was con-
gruent in branching pattern with the phylo-
genetic tree derived from analyses of the com-
plete data set.
We estimated the root location to Topology I
by creating complete 16-taxa trees constrained
to this topology. A branch to the Procellariidae
outgroup was attached to the five possible
branch positions of Topology I and parsimony
and likelihood support computed for the dif-
ferent higher-level group arrangements (Fig.
3B). As expected, our phylogenetic tree (Tree 1;
L = 574 steps) is the most parsimonious and
most likely rooted hypothesis of relationships
among these birds (Fig. 3B). Based on a parsi-
mony criterion, the four alternative trees (i.e.
Tree 2 to Tree 5) are rejected as hypotheses of
relationships because they are less parsimoni-
ous (L = 578-592 steps). Of the four rejected
trees, numbers 4 and 5 are 18 steps longer (L =
592 steps) and also are significantly rejected
based on log-likelihood comparisons (i.e. the
log-likelihood difference is outside a 95% con-
fidence interval compared with the maximum
likelihood tree [Kishino and Hasegawa 1989]).
Although rejected by a parsimony criterion, the
two remaining trees (2 and 3), at four steps lon-
ger (L = 578), are not significantly rejected based
on log-likelihood differences. We note, how-
ever, that the inclusion of many invariant sites--
in the case of mtDNA primarily the first and
second codon positions--creates a considerable
inflation of the estimate of likelihood variance.
This inflation in turn affects the potential re-
jection of alternative hypotheses by unrealist-
ically widening the confidence interval based
on the computed standard error (e.g. see the
discussion of codon first and second position
characters grouped together as "class-2 sites"
by Hasegawa and Kishino [1989]). Interestingly,
however, Tree 2, which postulates southern
mollymawks as the sister-group to remaining
albatrosses, is more likely (LnL = -4105.15)
than Tree 3, which postulates the sooty alba-
trosses as the sister-group (LnL = -4111.48).
Further tree-searching determined the exis-
tence of an additional 10 trees (not including
Tree 1, the most parsimonious tree) that were
more parsimonious than Tree 2 and Tree 3 (i.e.
in the range L = 575,577 steps; LnL = -4104.81,
-4116.65). These 10 trees were congruent with
the phylogenetic tree in terms of their higher-
level branching pattern (i.e. a topology of Tree
. 1 but with trivial apical rearrangements occur-
ring within the higher-level groups).
DISCUSSION
Genera of albatrosses.--The status and number
of genera in the Diomedeidae (Table 1) have
varied widely since the formal description of
the first known taxon Diomedea exulans (Lin-
naeus 1758). Nearly a century elapsed before
Reichenbach (1852) introduced three additional
genera (i.e. Phoebetria, Phoebastria, and Thalas-
sarche), assigning a member of Diomedea into
each of the four. In a taxonomic synopsis of the
petrels that followed Reichenbach's work, Coues
(1866) presented unique morphological char-
acters that established monophyly of known
species of Diomedeidae among the procellari-
iforms. Further, he (1866:187-188) developed a
hierarchically defined classification based on the
presence or absence of well-described morpho-
logical characters among albatrosses. Although
Coues presented evidence for "morphological-
groups" within Diomedea, he did not name them
formally at that time. In fact, Coues arbitrarily
rejected two of Reichenbach's genera (Phoe-
bastria and Thalassarche) and adopted a more
conservative arrangement, admitting only Dio-
medea (southern mollymawks, North Pacific al-
batrosses, and "great" albatrosses) and Phoe-
betria (for the single sooty albatross known at
that time; see Table 1).
The discovery of new albatross taxa, partic-
ularly from the southern oceans and the Aus-
tralia/New Zealand region, led to an increased
interest in the taxonomy of the group, and sev-
eral genera either were reintroduced or created
(see Table 1). Generic-level revisions finally cul-
minated in Mathews' (1934) treatment of the
family Diomedeidae, which admitted all eight
genera that had been described previously (Ta-
ble 1). Subsequently, however, Mathews and
Hallstrom (1943) subsumed the monotypic ge-
nus Rhothonia back into Diomedea, reuniting the
morphologically similar "great" albatrosses. In
addition, Mathews and Hallstrom elected a new
monotypic genus Julietata for the unique equa-
torial species Phoebastria irrorata based on mor-
phological differences from other North Pacific
albatrosses (albatrus, immutabilis, nigripes), which
again resulted in a total of eight genera for the
18 known taxa. Shortly thereafter, in a wave of
lumping by avian taxonomists (including G. M.
Mathews), the "generically oversplit" taxono-
mies of Diomedeidae (Mathews 1934, Mathews
and Hallstrom 1943) were abandoned in favor
of a single, all-encompassing genus Diomedea
(Mathews 1948).
In response to the chaotic and in many cases
confusing changes that Mathews' introduced
into the ornithological literature (e.g. see Mur-
phy 1945, Serventy 1950), a standardization of
procellariiform taxonomy arose (Alexander et
al. 1965). The taxonomic revision of Alexander
et al. (1965) essentially was an "agreed state-
ment" among a committee of leading seabird
taxonomists to reject the plethora of superfluous
naming in the "Mathews" classifications in fa-
vor of prior taxonomic treatments of the order
Procellariiformes (e.g. Alexander 1928, Peters
1931, Murphy 1936). Although Mathews' work
certainly suffered from nomenclatural zealous-
ness, numerous higher-level procellariiform
groups were returned to less-sophisticated tax-
onomic treatments despite being founded on
well-defined morphological features. In the
process of circumventing Mathews' "inconsis-
tent new classifications," Alexander et al. (1965)
returned the genera of albatrosses to the earlier
classification that essentially had been devised
by Coues (1866) and in which Reichenbach's
genera Thalassarche and Phoebastria had been
subsumed into Diomedea. Since the revision by
Alexander et al. (1965), little research has oc-
curred on albatross evolutionary relationships,
and the generic designations advocated have
persisted in the literature (e.g. Jouanin and
Mougin 1979, Sibley and Monroe 1990). Sug-
gestions for defining "subgeneric" groups
within the comprehensive genus Diomedea have
resurfaced, however (e.g. Wolters 1975, War-
ham 1990).
A phylogenetic classification of the Diomedei-
dae.--Our results from phylogenetic analysis of
cyt-b gene sequences revealed very clear evi-
dence of four higher-level species-groups in the
Diomedeidae (see Fig. 2). These phylogenetic
species-groups are congruent with some tradi-
tional morphologically defined groups of al-
batrosses (i.e. current or discarded genera, or
unnamed morphological groups). However, the
traditional taxonomic framework for albatross
relationships, i.e. sooty albatrosses Phoebetria
versus all other Diomedea (e.g. Coues 1866, Mur-
phy 1936, Alexander et al. 1965) is not sup-
ported based on most-parsimonious rooting of
the arrangement among the well supported
higher-level groups (see Fig. 2). Our cyt-b phy-
logenetic hypothesis supports the notion of an
early basal dichotomy among members of the
Diomedeidae. This initial dichotomy led to a
lineage limited in distribution to the southern
oceans comprised of two groups, southern mol-
lymawks and sooty albatrosses, versus a more
geographically widespread lineage also with two
groups, the North Pacific albatrosses and the
"great" albatrosses from the southern oceans.
The molecular phylogeny provides for the first
time evidence of monophyly of sooty albatross-
es and southern mollymawks and indicates that
the traditional genus Diomedea is paraphyletic.
The current taxonomy of albatrosses, traceable
to Coues (1866), provides an illustrative avian
example of an "either-or" type of classification.
Historically, the genus Diomedea received all al-
batross taxa that were not Phoebetria, regardless
of the clear morphological affinities that united
groups within Diomedea. Indeed, Coues pre-
sented the morphological evidence for these
groups but refrained from providing formal
names. Unfortunately, the later and more so-
phisticated taxonomies of albatrosses that rec-
ognized these affinities and provided named
groups (e.g. Mathews 1934, Mathews and Hall-
strom 1943) were rejected during the taxonomic
"cleansing" of the Procellariiformes (Alexander
et al. 1965).
It is interesting to note that the molecular
phylogeny is concordant with monophyly of
Coues' morphologically defined groups within
the paraphyletic traditional genus Diomedea.
Based on discrete characters of the bill and sim-
ple diagnostic allometric measurements, Coues
proposed two natural groups within the Di-
omedea (i.e. with the prior exclusion of Phoebe-
tria). Coues' "Genus I. Diomedea: Group A" (i.e.
D. exulans, D. albatrus, D. irrorata [the first de-
scription of a partial cranium of this species and
correctly assigned to the group], and D. nigripes)
is concordant with a primary lineage in our
phylogeny. This group, some of which were
later transferred to the resurrected genus Phoe-
bastria (albatrus, immutabilis, nigripes, and irrorata;
Mathews 1934), contains the largest albatrosses
and can be characterized by features including
a relatively short tail, laterally broadened bill
(particularly a wide boss-like broadening of the
culminicorn posterior of the nostrils), as well
as large, wide nostrils. The later division of taxa
to Phoebastria also is congruent with the cyt-b
phylogeny. Coues' second major group "Genus
Diomedea: Group B" (i.e.D. melanophris, D. cauta,
TABLE 5. A phylogenetic classification of the Dio-
medeidae.
Family Diomedeidae
Genus Thalassarche
Species
Genus Phoebetria
Species
Genus Diomedea
Species
Genus Phoebastria
Species
T. chlororhynchos
T. bulleri
T. cauta
T. chrysostoma
T. melanophris
P. palpebrata
I. fusca
D. exulans
D. amsterdamensis
D. epomophora
P. immutabil
P. nigripes
P. &rorata
P. albatrus
D. chlororhynchos, and D. chrysostoma) is the sec-
ond clade within the other primary cyt-b lin-
eage. This group is now more commonly known
as the southern mollymawks (including D. bul-
leri, discovered after this date) and can be char-
acterized in comparison with Group A by a lat-
erally compressed and much weaker bill with
narrow culminicorn, and a relatively longer and
slightly rounded tail. Interestingly, Phoebetria
shares some of these morphological features
with the southern mollymawks (Thalassarche),
providing useful corroborative evidence for
their monophyly. For example, even Coues
(1866) remarked on the unclear distinction in
bill morphology between Thalassarche and Phoe-
betria, pointing out similar general features such
as extreme overall lateral compression and the
acute narrowing of the culminicorn posterior
to the nostrils. Indeed, Coues considered the
bill of Phoebetria "hardly separable" from that
of some members of Diomedea (i.e. Thalassarche)
but eventually relied upon additional "features
radically distinct from...those presented by
Diomedea proper" to distinguish at a generic
level the single known species of sooty alba-
tross (Phoebetria fuliginosa [palpebrata]) estab-
lished at that time. It seems clear that the sup-
posedly primitive morphological features that
Coues used to define Reichenbach's genus Phoe-
betria (i.e. complete fuliginous plumage, pres-
ence of a sulcus in the lower mandible, and
acuminate elongation of the rectrices) are in fact
plesiomorphic in origin, as they can be found
in various combinations in several other petrel
lineages.
The evolutionary relationships among alba-
trosses inferred from their traditional taxonomy
presents a subjective hypothesis of groupings.
We therefore recommend a formal revision of
the taxonomy of Diomedeidae to achieve a clas-
sification congruent with the new phylogenetic
hypothesis of relationships. Our revision con-
stitutes four genera of coordinate phylogenetic
rank, each equivalent to one of the higher-level
phylogenetic groups, and eliminates paraphyly
of the traditional genus Diomedea. We resurrect
two previously described genera: (1) Thalas-
sarche Reichenbach 1852 (type species melano-
phris Temminck 1828), by original designation,
to include the southern mollymawks; and (2)
Phoebastria Reichenbach 1852 (type species
brachyura Temminck 1829 [synonym albatrus
Pallas 1769]), by original designation, to include
the North Pacific albatrosses. These genera have
historical precedence over later synonyms (see
Table 1). Thus, a total of seven traditional spe-
cies-level taxa are transferred from the genus
Diomedea to the resurrected genera. This clas-
sification leaves the "great" albatrosses as the
sole members of the genus Diomedea Linnaeus
1758 and retains the genus Phoebetria Reichen-
bach 1852 for the sooty albatrosses. The adop-
tion of phylogenetically defined higher-level
species-groups refines the nomenclature of the
Diomedeidae and establishes four comparable
biological units within the family. The recom-
mended traditional species-level taxa within the
genera are given in Table 5.
Albatross nest building.--The evolution of be-
havioral and life-history (BLH) characters in
birds has been shown to map closely to phy-
logenetic relationships (Prum 1990, Winkler and
Sheldon 1993, Paterson et al. 1995). Members
of Diomedeidae possess a diversity of stereo-
typed courtship and specialized nest-building
behaviors that are well described (e.g. Marchant
and Higgins 1990). The inspection of a complex
nest-building character among the albatrosses
in our study provides a valuable example of the
benefits gained from a comparative phyloge-
netic approach to analysis of BLH characters
(Brooks and McLennan 1991). Within the Di-
omedeidae, only sooty albatrosses and southern
mollymawks build a tall pedestal-shaped nest
made primarily from earth but with occasional
rock and plant material included. Birds return
each breeding season to the previous year's ped-
estal-nest, which is both repaired and increased
in size, and from which both members of the
pair perform elaborate courtship and territorial
displays. This contrasts with the low nest
mounds of gathered vegetation of the "great"
albatrosses and the scantily lined nest scrapes
of North Pacific albatrosses, which in both cases
are rebuilt each breeding season (Warham 1990).
Given that no other petrel builds a nest ped-
estal, the traditional taxonomic arrangement of
albatrosses would lead us to expect either that
an ancestor of all albatrosses built a pedestal
nest and subsequently was lost from a lineage
within the genus Diomedea, or that both Phoe-
betria and a lineage within Diomedea indepen-
dently gained the pedestal nest-building be-
havior from an ancestor that did not build a
pedestal nest. However, it seems more likely
that the complex and stereotyped nest-building
behavior arose only once. Our cyt-b phylogeny
resolves a single, i.e. monophyletic, origin of
this behavioral character in an ancestor of Phoe-
betria and Thalassarche that has persisted
throughout this major albatross lineage. Similar
to some BLH characters analyzed by Paterson
et al. (1995), it appears that building a pedestal
nest has remained stable over a considerable
evolutionary period. It is likely that the evo-
lution of a laterally compressed bill morphol-
ogy also arose in the ancestor of Thalassarche
and Phoebetria. The bill morphology is of par-
ticular importance because nest building is ac-
complished by a lateral plastering action of the
bill while the bird rotates on top of the pedestal
nest (G. Nunn pets. obs.). Further comparative
analyses of other such characters among alba-
trosses may provide valuable insight into the
patterns of evolution of complex BLH charac-
ters in seabirds (e.g. see Paterson et al. 1995).
Calibration of evolutionary rate.--Considerable
evidence suggests that molecular evolutionary
rates vary among taxonomic lineages (Britten
1986, Li et al. 1987). In particular, the assump-
tion of a molecular clock is unlikely to extend
throughout a phylogeny whose members ex-
hibit diverse reproductive or metabolic rates,
the latter being inversely correlated with body
size (Martin et al. 1992, Martin and Palumbi
1993). Within the Diomedeidae, however, both
basal metabolic rate (Adams and Brown 1984)
and age at first breeding (Jouventin and Wei-
merskirch 1988) vary by much less than an or-
der of magnitude, and evolutionary-rate cali-
brations among the now well-established phy-
logenetic lineages are possible.
Fossil remains of seabirds, mostly from the
Northern Hemisphere (Warheit 1992), indicate
the existence of a diverse albatross fauna during
the late Tertiary period. A stratigraphically dated
fossil from California suggests the presence of
an albatross that shared affinities with D. alba-
trus (= Phoebastria) in the North Pacific Ocean
as early as the mid-Miocene, approximately 15
million years before present (MYBP; Miller
1962). Relatively few procellariiforms have been
discovered from Tertiary deposits bordering the
southern oceans (Olson 1985a,b), in contrast to
the abundance of Northern Hemisphere fossils.
However, the discovery of a cranial fragment
of a southern mollymawk of surprisingly mod-
ern appearance in Australia indicates the pres-
ence of a member of the genus Thalassarche at
the Miocene-Pliocene boundary about 10 MYBP
(Wilkinson 1969).
Previous assessment of corrected mitochon-
drial cyt-b codon third-position divergence in
homeotherms suggested an evolutionary rate of
approximately 10% per million years in a num-
ber of mammalian lineages (Irwin et al. 1991);
this value has been corroborated by further
studies of ground squirrels (Thomas and Martin
1993). On the basis of the fossil evidence out-
lined above, we were able to calibrate cyt-b third-
position rate estimates for the phylogenetically
defined higher-level groups Phoebastria and
Thalassarche, given well-supported relation-
ships to their respective sister groups, i.e. Di-
omedea and Phoebetria. The corrected third-po-
sition pairwise divergence between members
of (1) Phoebastria and Diomedea (œ = 23.62 +
1.21%, n = 12) and (2) Thalassarche and Phoebetria
(œ = 28.58 + 0.88%, n = 10) leads to rate cali-
brations of 1.58% and 2.86% per million years,
respectively. These independently derived es-
timates are not perfectly concordant with one
another but are lower than estimates derived in
mammals (Irwin et al. 1991). The inclusion of
a wider array of mammalian lineages suggests
that rates may be substantially slower in those
of larger body size (i.e. lower basal metabolic
rate) such as the baleen whales (Martin and
Palumbi 1993). Low metabolic and reproductive
rates of albatrosses may be causal factors ex-
plaining the low cyt-b rate calibrations, but these
observations are not idiosyncratic. Rates of
mtDNA evolution established from the split be-
tween the anseriform genera Anser and Branta
(Shields and Wilson 1987) suggest that, in com-
parison with their body size, geese have a slower
mtDNA substitution rate than other homeo-
therms (Martin and Palumbi 1993). Similarly,
comparative restriction fragment analyses of
mtDNA evolutionary rates among a selection
of passefine and nonpasserine groups also sup-
port a rate slow-down in comparison with non-
avian vertebrate groups (Kessler and Avise
1985). The surprisingly low cyt-b calibrations
obtained here support the hypothesis that avian
mitochondrial genomic evolutionary rates are
considerably slower in birds than in mammals.
ACKNOWLEDGMENTS
Financial support for this research came from a Frank
M. Chapman Postdoctoral Fellowship to G. B. Nunn.
Principal tissue collections were made under the aus-
pices of the South African Department of Environ-
mental Affairs and Tourism, New Zealand Depart-
ment of Conservation, Australian Department of En-
vironment (Antarctic Division), and the Galapagos
National Park; we thank each of these agencies for
granting permission to conduct collecting and for
providing logistical support. We thank P. Arctander
(University of Copenhagen, Denmark) for providing
tissue-collecting equipment, and the staff of the Ga-
lapagos Research Station for providing expert logis-
tical support in the Galapagos Islands. In addition,
we thank H. Hasegawa, N. Brothers, the Burke Mu-
seum, and the Louisiana State University Museum of
Natural Science for the generous donations and loans
of tissue samples for this study. G. Olsen provided
valuable assistance on implementation of the com-
puter program fastDNAml. We gratefully acknowl-
edge G. Barrowdough, J. Bates, W. R. P. Bourne, R.
Brooke, J. Cracraft, C. Griffiths, J. Groth, S. Hackett,
N. Klein, S. Stanley, and W. L. N. Tickell for their
comments and suggestions on this manuscript and
for discussion of saturation rates in mtDNA. A. Baker,
C. Krajewski, and an anonymous reviewer also pro-
vided thoughtful comments on the manuscript. The
research reported in this paper is a contribution from
the Lewis B. and Dorothy Cullman Research Facility
at the American Museum of Natural History and has
received generous support from the Lewis B. and Do-
rothy Cullman Program for Molecular Systematics
Studies, a joint initiative of The New York Botanical
Garden and The American Museum of Natural His-
tory.
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APPENDIX. Individual taxa sequenced (with binomen or current trinomen for traditional polytypic species)
and their collection localities and dates. Taxonomic scheme of genera follows our suggested phylogenetic
classification of higher-level groups in Diomedeidae.
Taxon Collection locality and date
Diomedeidae
Thalassarche (southern mollymawks)
Thalassarche chlororhynchos chlororhynchos
(Yellow-nosed Mollymawk)
Thalassarche bulleri bulleri (Buller's Molly-
mawk)
Thalassarche chrysostoma (Gray-headed Mol-
lymawk)
Thalassarche melanophris melanophris (Black-
browed Mollymawk)
Thalassarche cauta cauta (Shy Mollymawk)
Phoebetria (sooty albatrosses)
Phoebetria palpebrata (Light-mantled Sooty
Albatross)
Phoebetria fusca (Dark-mantled Sooty Alba-
tross)
Diomedea "great" albatrosses)
Diomedea exulans dabbenena (Wandering Al-
batross)
Diomedea amsterdamensis (Amsterdam Alba-
tross)
Diomedea epomophora sanfordi (Royal Alba-
tross)
Phoebastria (North Pacific albatrosses)
Phoebastria immutabilis (Laysan Albatross)
Phoebastria nigripes (Black-footed Albatross)
Phoebastria irrorata (Waved Albatross)
Phoebastria albatrus (Short-tailed Albatross)
Procellariidae
Macronectes giganteus (Southern Giant Pe-
trel)
Procellaria cinerea (Gray Petrel)
Gough Island, Atlantic Ocean; October 1990.
Snares Islands, New Zealand; March 1993.
Marion Island, Indian Ocean; April 1993.
Near Cape Town, South Africa; April 1992.
Pedra Branca, Tasmania; August 1992.
Marion Island, Indian Ocean; April 1993.
Marion Island, Indian Ocean; April 1993.
Gough Island, Atlantic Ocean; October 1990.
Ile Amsterdam, Indian Ocean; July 1993.
Forty-fours, Chatham Islands, New Zealand; March 1992.
North Pacific Ocean (40ø06'N, 161ø30'E); August 1991.
North Pacific Ocean (Washington State, USA); 1988.
Isla Espafiola, Galapagos Islands; October 1993.
Torishima, Japan; April 1993.
Marion Island, Indian Ocean; October 1990.
Gough Island, Atlantic Ocean; October 1990.