Five species in the African lovebird genus Agapornis are the only parrots, other than Monk Parakeets (Myiopsitta monachus), that construct nests. Four species (A. personata, A. fischeri, A. lilianae, and A. nigrigenis) build domed nests within cavities, and a fifth (A. roseicollis) builds a cup-shaped nest within a cavity. The other members of the genus have nesting behavior that is more typical of other parrots: A. cana and A. taranta nest in cavities that are lined with nesting material, and A. pullaria excavates burrows in arboreal ant or termite nests. To reconstruct the evolution of nest-building behavior in Agapornis, I sequenced a 622-bp portion of the cytochrome-b gene (mtDNA) and used the sequence data to build a phylogenetic tree. The phylogeny shows that the divergence between the nest-building species and cana, taranta, and pullaria occurred early in the evolution of the genus. The nest builders form a monophyletic clade, and the small amount of sequence divergence between personata, fischeri, lilianae, and nigrigenis indicates that they probably should be considered subspecies of a single species. A reconstruction of the evolution of nest-building behavior on the phylogeny indicates that the construction of a domed nest is derived from the habit of lining the nest, because the nesting material is used to build progressively more complex nest structures. Within Agapornis, nest building is associated with colonial breeding. The construction of a nest within a cavity may allow breeding pairs to modify and use cavities that otherwise might be unsuitable. This would, in turn, give pairs added flexibility in nest-site choice, thereby facilitating colonial breeding. Received 5 May 1997, accepted 11 November 1997.
Department of Ecology and Evolutionary Biology, Princeton University, Princeton, New Jersey 08544, USA
CAVITY NESTING has evolved multiple times
among birds (Collias and Collias 1984). Be-
cause cavity nests are safe and well protected,
elaborate nest-building behavior is not predict-
ed to evolve in cavity-nesting lineages (Collias
and Collias 1984). Parrots present some excep-
tions to this pattern: tree hollows probably are
the primitive nest type of parrots (Eberhard
1997), yet two genera construct complex nests.
Monk Parakeets (Myiopsitta rnonachus), which
are native to South America, build domed stick
nests, and some members of the African genus
Agapornis construct domed nests within cavi-
ties (Forshaw 1989). A survey of the nesting be-
havior of extant parrots suggests two hypoth-
eses for the evolution of nest-building behavior
in the Psittaciformes: (1) nest building evolved
from the habit of lining the cavity with nest ma-
terial; and (2) nest building evolved via nest
adoption.
The genus Agapornis is an interesting group
for studying the evolution of nest-building be-
Present address: Smithsonian Tropical Research
Institute, Unit 0948, APO AA 34002-0948. E-mail:
eberharj@naos.si.edu
havior in parrots because its nine species in-
clude examples of most types of nesting behav-
ior observed across the parrot family. Members
of the genus Agapornis are small short-tailed
parrots that are native to African forests and
savannas. Two species (A. cana and A. taranta)
nest in tree holes, and one (A. pullaria) uses cav-
ities excavated in arboreal ant or termite nests
(Forshaw 1989). In all three of these species, the
nest cavity is lined with material (e.g. seed
husks, small pieces of bark, grass or leaves)
that the female carries tucked in her body feath-
ers (Forshaw 1989). The nesting habits of a
fourth species, A. swinderniana, are poorly
known, but it may nest in termitaria as well
(Forshaw 1989). Agapornis roseicollis females
carry nesting material (strips of bark, leaves, or
grass) tucked in their rump feathers and build
cup-shaped nests within cavities. Females of
the remaining four species (A. fischeri, A. per-
sonata, A. lilianae, and A. nigrigenis) carry nest-
ing material (long stalks and strips of bark) in
their beaks and build bulky, domed nests with-
in cavities (Forshaw 1989). The nesting material
is woven together, and the resulting structure
retains its shape even if removed from the cav-
ity (Dilger 1960, Vriends 1978).
TABLE 1. Taxonomic characters used by Moreau (1948: table 5) in classifying species in the genus Agapornis.
Characters in italics are shared characters.
Character Group A n A. roseicollis Group B b
Natal down White Red Red
Distinct juvenal plumage Present Present Absent
White skin around eye Absent Absent Present
Sexual dimorphism Present Absent Absent
Black bar on central tail feathers Present Absent Absent
Method of carrying nest material In feathers In feathers In beak
Form of nest Pad Cup Dome
A. cana, A. pullaria, A. taranta.
b A. fischeri, A. personata, A. lilianae, A. nigrigenis.
The first comprehensive attempt to under-
stand the evolution of the genus Agapornis was
made by Moreau (1948), who summarized
what was known about the distribution, ecol-
ogy, morphology, and behavior of lovebirds.
Using all of this information, he proposed a
classification of the genus. Moreau's (1948)
grouping of Agapornis is based on seven mor-
phological and behavioral characters (see Table
1). The designation of some as "primitive" and
others as "advanced" results from the selection
of Loriculus as the most closely related genus,
because members of the latter genus also carry
nesting material in their feathers and are sex-
ually dimorphic. A. roseicollis appears to be in-
termediate with respect to the "primitive"
(Group A) and "advanced" (Group B) species,
because it shares three characters with each
group. Placing it as a phylogenetic intermedi-
ate would indicate that nest-construction be-
havior evolved from the habit of lining the nest,
reflecting a gradual elaboration of nest build-
ing. However, Moreau (1948:236) suggests that
A. roseicollis and the Group B species are dif-
ferent lineages: "... it is curious that of all the
Group B birds, A. nigrigenis, the member that is
geographically nearest to A. roseicollis, should
be most unlike it. This suggests that, although
A. roseicollis is intermediate in characters,
Group B evolved independently."
Most of our knowledge of the behavior of
lovebirds is a result of detailed observations of
captive individuals made by Dilger (1960,
1961). His studies included all of the species in
Agapornis except for A. swinderniana, and they
provide descriptions of breeding and social be-
havior. Based on his behavioral observations,
Dilger (1960, 1961) characterized cana, taranta,
and pullaria as "primitive," and fischeri, person-
ata, lilianae, and nigrigenis as the most "highly
evolved." The behavior of the remaining spe-
cies, roseicollis, appeared intermediate, leading
Dilger to conclude that it arose from the "prim-
itive" species and is ancestral to the "highly
evolved" species (Dilger 1960, 1961). Dilger
concurred with Neunzig (1926) and Hampe
(1957) that fischeri, personata, lilianae, and nigri-
genis probably are subspecies of one species.
He also suggested that taranta and pullaria are
more closely related to each other than to other
species in the genus, and that they are the clos-
est relatives of cana, which is endemic to Mad-
agascar. Although he generally agreed with
Moreau's arrangement, Dilger (1960:650) sug-
gested that Group B species are most closely re-
lated to A. roseicollis and probably were "de-
rived from a roseicollis-like ancestor"
In order to determine the relationships
among Agapornis species, and to reconstruct
the evolutionary history of nest building in the
genus to test the nest-lining hypothesis, I used
mtDNA sequence data to infer a phylogeny for
the group. The choice of mtDNA data for phy-
Iogeny reconstruction was made for two main
reasons: (1) morphological data have proven to
be of limited taxonomic value in parrots (Smith
1975, Forshaw 1989); and (2) some of the char-
acters that have been used to define the "prim-
itive" and "advanced" species of Agapornis
(Moreau 1948; Dilger 1960, 1961) are associated
with nest building and would introduce an in-
appropriate bias (de Queiroz 1996) to this test
of the nest-lining hypothesis.
METHODS
Blood feathers were used as sources of DNA for
most polymerase chain reactions (PCR) and sequenc-
ing reactions; DNA from one of the A. personata sam-
ples was extracted from buffered blood. Feather sam-
TABLE 2. Feather samples used as sources of DNA
for PCR and sequencing.
Source Band or ID no.
Agapornis cana
J. Landvater 17L-R-96-53-ALBS
J. Landvater 17L-R-96-54-ALBS
A. taranta
San Diego Zoo 391108-7EWR-3
San Diego Zoo 495050-SDZ15
A. pullaria
San Diego Zoo 393091-1GT-846
San Diego Zoo 393105-817
A. roseicollis
San Francisco Zoo 197-288912
Dickerson Park Zoo --
A. fischeri
Dallas Zoo DZST 053
Dickerson Park Zoo 3608
A. personata
Fort Wayne Zoo --
Dickerson Park Zoo 3507
D. Emlen/K. Bright --
A. nigrigenis
San Diego Zoo 391505-0127
San Diego Zoo 391513-002
A. lilianae
Brookfield Zoo 24152
Brookfield Zoo 25100
Loriculus galgulus
San Diego Zoo CEM 50
San Diego Zoo CEM 51
pies from eight of the nine species of Agapornis and
one species of Loriculus (the Blue-crowned Hanging-
Parrot [Loriculus galgulus]) were taken from captive
birds in zoos in the United States and, in one case,
from an aviculturist's collection. The A. personata
blood sample was taken from a pet bird. A list of
samples used in this study is provided in Table 2.
DNA sequences were obtained from at least two in-
dividuals of each species in order to check for intra-
specific sequence variation. Within-species variation
might be expected in the white eye ring taxa, because
they are known to hybridize in captivity (Moreau
1948, Vriends 1978). In most cases, these individuals
were unrelated, and where possible from different
zoos; the only exception was A. cana, for which the
samples were from full sibs (and therefore expected
to be identical due to the maternal inheritance of
mtDNA). The feather samples from each individual
were stored in separate bags or envelopes at room
temperature. All extractions were done within two
months of sample collection. I was unable to locate
any zoos or aviculturists in the United States, Eu-
rope, or Africa who keep A. swinderniana. Because
the extraction of ancient DNA from museum skins
and the designing of primers necessary for ampli-
fying such DNA were beyond the scope of this study,
A. swinderniana was not included in the analyses.
DNA extraction from blood feathers was done ac-
cording to a modified hair lysis buffer extraction
protocol (P. Wade pers. comm.). A small (<2 mg)
piece of the feather tip was immersed in 400 p,L of a
hair lysis buffer (0.9% Tween 20, 10 mM Tris pH 8.0,
50 p,g/mL Proteinase K, 35 mM DTT) and incubated
overnight at 56C. Following the addition of 500
of 5% Chelex, the samples were incubated at 95 C for
30 min, cooled to room temperature, and then mi-
crofuged for one minute at maximum speed. Finally,
350 p,L of the supernatant were transferred to a new
tube and stored at -20C. The supernatant was used
in amplification reactions without dilution or further
purification. For all sets of extractions (usually three
to six samples each), two negative extraction controls
also were performed. Extraction of DNA from the
single buffered blood sample was done by first in-
cubating the sample with SSC, TNE, and Protease K,
followed by a standard phenol/chloroform extrac-
tion and dialysis.
PCR amplification (Saiki et al. 1988) of a portion of
the cytochrome-b gene (mtDNA) was done using
primers L14841 (Kocher et al. 1989) and CB3-H (Pal-
umbi et al. 1991). Amplifications were done using 1
p,L of extraction supernatant as template in 10 p,L to-
tal-volume PCRs that contained a buffer (10 mM
Tris/HC1, 50 mM KC1, 2.5 mM MgC12, pH 8.3), each
dNTP at 0.2 mM, each primer at 0.2 p,M, and 0.5 units
of Thermus aquaticus polymerase. The first cycle of the
PCR reaction consisted of denaturation for 3 min at
94 C, annealing for 2 min at 50C, and extension for
3 min at 72 C. This was followed by 35 cycles of de-
naturation for 30 s at 94C, annealing for 1 min at
50 C, and extension for 1.5 min at 72C. The reaction
was completed with a single cycle of denaturation for
30 s at 94C, annealing for 1 min at 50 C, and exten-
sion for 4 min at 72C. With each set of PCR reac-
tions, a negative control was included to permit the
detection of any contamination of reagents. Electro-
phoresis of PCR products in a 0.4% agarose mini-gel
(TAE buffer), followed by staining in ethidium bro-
mide (EtBr), was done to check for amplification. The
PCR product was then diluted (up to a 1:10 dilution
depending on the concentration of product as esti-
mated by the EtBr staining) and used as template for
sequencing reactions.
Sequencing of most samples was done using thef-
mol cycle sequencing kit (Promega), using end-la-
beled 32p, according to the manufacturer's instruc-
tions. Both strands of the fragment between L14841
and H15149 were sequenced for an A. personata sam-
ple and found to match without any discrepancies.
For all of the other samples, the 622-bp fragment was
sequenced in two sections: approximately half of the
region was sequenced using primer H15149 (Kocher
et al. 1989), and the other half with primer CB3-H.
The A. cana samples were sequenced by the auto-
matic-sequencing facility at Princeton University. Se-
quences were easily aligned by eye to each other, and
to the Night Parrot (Geopsittacus occidentalis) se-
quence published in Leeton et al. (1994); no inser-
tions or deletions were found.
Maximum-parsimony tree searches were done us-
ing test version 4.0.0d59 of PAUP* (provided by D. L.
Swofford). Maximum-parsimony trees were found
using the exhaustive search option, and bootstrap
and jackknife resampling with random branch ad-
dition were implemented on all trees (2,000 repli-
cates) to assess the resolving power of the data. Trees
were rooted with both the Loriculus galgulus and the
Geopsittacus occidentalis sequences (Leeton et al.
1994). Loriculus is thought to be a sister genus to Aga-
pornis (Dilger 1960); Geopsittacus is Australian and a
member of a different tribe (Forshaw 1989) and thus
is more distantly related. I conducted maximum-par-
simony searches with equal weighting of all base po-
sitions, and also with codon weights of 3:10:1 (lst:
2nd:3rd position weights, reflecting the relative
number of variable sites at each position). These
weightings were calculated from the numbers of
base changes occurring at each codon position in the
data set. Tree statistics (treelength, and consistency
and retention indices) for parsimony trees were cal-
culated using MacClade (Maddison and Maddison
1992), with uninformative characters excluded. Be-
cause of the difficulties with calculating treelength
for trees that contain polytomies of uncertain reso-
lution ("soft" polytomies), as did the trees in this
study, it should be noted that the treelengths are not
exact and are likely to be underestimates (Maddison
and Maddison 1992). PAUP* also was used to com-
pare alternative tree topologies by performing Kish-
ino-Hasegawa tests (Kishino and Hasegawa 1989).
Maximum-likelihood trees were reconstructed us-
ing the quartet-puzzling method (Strimmer and von
Haeseler 1996) implemented in the PUZZLE pro-
gram (Strimmer and von Haeseler 1997), with 1,000
puzzling steps. I used the Hasegawa-Kishino-Yano
(1985; HKY) substitution model with the transition/
transversion parameter and nucleotide frequencies
estimated from the data (exact parameter estimation
option). Trees were found assuming uniform substi-
tution rates and Gamma distributed rates. The reli-
ability values generated by PUZZLE reflect the num-
ber of times a given group is reconstructed during
puzzling steps and are highly correlated with boot-
strap values (Strimmer and von Haeseler 1996).
I calculated pairwise distances among sequences
using: (1) the uncorrected percentage sequence di-
vergence, with all positions given equal weight and
no substitution model assumed; and (2) the maxi-
mum-likelihood distance, which was found using
program DNAML in PHYLIP 3.5 (Felsenstein 1993).
The latter distances were calculated to estimate di-
vergence times using the crane calibration of Kra-
jewski and King (1996); a rate calibration is not avail-
able for parrots. To test whether the Agapornis data
were consistent with a molecular clock (i.e. whether
use of the above calibration was valid), a maximum-
likelihood tree search was done using PAUP* (equal-
ly weighted data, HKY substitution model, transi-
tion/transversion ratio = 2), with and without en-
forcing a molecular clock. I then used a likelihood-
ratio test (Felsenstein 1988, 1993) to compare the like-
lihood scores of the two trees; no statistical differ-
ence between the likelihood scores would indicate
that enforcement of a molecular clock is compatible
with the data.
RESULTS
The sequences of the eight Agapornis species
and of Loriculus galgulus are deposited in
GenBank under accession numbers AF001324
to AF001332. Of the 622 bases included in the
cytochrome-b fragment that was sequenced,
169 positions (27%) were variable, and 96 (15%)
were parsimony-informative. Of these variable
sites, 123 (73%) were located at third-codonpo-
sitions; 33 (19%) and 13 (8%) occurred at the
first and second positions, respectively. Be-
cause there was no intraspecific sequence vari-
ation, I used only a single sample per species
for tree building. Uncorrected sequence diver-
gence between Agapornis species ranged from
0.5% (nigrigenis-lilianae and personata-fischeri)
to 12.7% (nigrigenis-cana; see Table 3), and dif-
ferences between Agapornis and L. galgulus
ranged from 13.3% (L. galgulus-A. pullaria) to
15.3% (L. galgulus-A. taranta).
Pairwise numbers of transitions (Ti) and
transversions (Tv) showed a bias in favor of
transitional changes. When all codon positions
were considered, Ti:Tv ratios within the Lori-
culus/Agapornis data set ranged from 6.00 (A.
personata-A. lilianae) down to 1.14 (L. galgulus-
A. roseicollis). If Geopsittacus was included in the
comparisons, ratios were as low as 0.93 (Geop-
sittacus-A. roseicollis). This indicates that the
deeper comparisons among these taxa will be
affected by saturation due to multiple hits.
Plots of transitions and transversions show that
for this dataset, first position Ti and Tv increase
linearly with increasing overall sequence di-
vergence, without showing signs of saturation
(Fig. 1A). However, at the third position, Ti
changes reach saturation for comparisons of
TABLE 3. Pairwise distances between taxa over a 622-bp fragment of the cytochrome-b gene. Above the di-
agonal, uncorrected divergence; below the diagonal, maximum-likelihood distances calculated using the
DNAML program in PHYLIP 3.5 (Felsenstein 1993).
1 2 3 4 5 6 7 8 9 10
1 L. galgulus -- 0.1367 0.1334 0.1527 0.1383 0.1383 0.1447 0.1350 0.1399 0.1672
2 A. personata 0.1864 -- 0.1061 0.1061 0.0096 0.0048 0.1579 0.0113 0.1206 0.1752
3 A. pullaria 0.1796 0.1313 -- 0.0981 0.1109 0.1077 0.1061 0.1093 0.1141 0.1672
4 A. taranta 0.1946 0.1463 0.1070 -- 0.1141 0.1061 0.1109 0.1125 0.1206 0.1704
5 A. nigrigenis 0.1917 0.0098 0.1366 0.1517 -- 0.0113 0.0627 0.0048 0.1270 0.1801
6 A. fischeri 0.1880 0.0048 0.1329 0.1480 0.0115 -- 0.0595 0.0129 0.1238 0.1768
7 A. roseicollis 0.1876 0.0606 0.1324 0.1475 0.0660 0.0623 -- 0.0611 0.1238 0.1736
8 A. lilianae 0.1934 0.0115 0.1383 0.1534 0.0048 0.0131 0.0676 -- 0.1254 0.1768
9 A. cana 0.1739 0.1475 0.1408 0.1558 0.1528 0.1491 0.1486 0.1545 -- 0.1865
10 Geopsittacus 0.1995 0.2367 0.2297 0.2449 0.2420 0.2383 0.2379 0.2437 0.2242 --
taxa whose sequences differ by more than. ap-
proximately 10% (Fig. lB). Therefore, down-
weighting third positions for parsimony anal-
yses (as described in the Methods), or using a
likelihood model that incorporates rate hetero-
geneity, should better reflect the phylogenetic
information content of changes at the different
codon positions. The disproportionately high
number of changes occurring at the third po-
sition indicates that the region amplified and
sequenced probably is in the cytochrome-b cod-
ing region (as intended) and is not a nuclear
pseudogene (Arctander 1995). This is further
supported by the fact that there were no inser-
tions or deletions in the sequences relative to
other known sequences (e.g. Leeton et al. 1994),
and that when translated to an amino-acid se-
quence, no stop or nonsense codons were
found.
An exhaustive parsimony search found four
equally parsimonious trees, and a strict con-
sensus of these was identical to the bootstrap
tree shown in Figure 2A, except that taranta and
pullaria formed a clade. Parsimony analysis of
the weighted data produced a tree of similar to-
pology but of improved resolution and better
bootstrap support (Fig. 2B). Maximum-likeli-
hood trees, reconstructed assuming either uni-
form or Gamma distributed rates, had the same
topologies but differed in their likelihood
scores (uniform rate: In L = -2324.94; Gamma
distributed rate: in L = -2258.31). The trees
differed only slightly from the parsimony tree
in Figure 2A in their grouping of the white eye
ring group: personata andfischeri were paired in
the likelihood tree (66 and 54% reliability val-
ues for uniform and Gamma distributed rates,
respectively) and placed as a sister group to the
nigrigenis-lilianae clade found in the parsimony
tree (98 and 85% reliability values). Support for
the cana-taranta clade was better (87% reli-
ability value) when uniform rates were as-
sumed than when a Gamma distribution was
used (50% reliability value), but support for the
roseicollis and the white eye ring group nodes
was 100% under both likelihood models.
In all of the tree searches that were done, the
best trees grouped the white eye ring forms as
a clade, with roseicollis at its base. Bootstrap
and jackknife analyses, as well as quartet puz-
zling, showed that the white eye ring clade and
the position of roseicollis are well supported us-
ing both parsimony and likelihood algorithms,
with bootstrap/jackknife and reliability values
of 99 to 100%. Also consistent was the close as-
sociation between nigrigenis and lilianae, which
was supported with bootstrap/jackknife and
reliability values of at least 85%. All trees had
cana, taranta, and pullaria at their bases but dif-
fered in their placements relative to each other
Rooting trees with Loriculus and Geopsittacus
produced nearly the same topology within
Agapornis. Using equally weighted data, the use
of Loriculus as an outgroup provided better res-
olution within the Agapornis clade, but the in-
clusion of Geopsittacus improved the resolution
when weighted data were used in the analysis.
This is not surprising, because sequence differ-
ences between Geopsittacus and the other spe-
cies used in this analysis range from 16.7 to
18.7% (Table 3), and so third-codon position
changes are likely to be affected by saturation
(see Fig. 1).
The basal position of cana, which is endemic
to Madagascar, suggests that it diverged from
its congeners early in the history of the genus.
A molecular "clock" calibration for cranes
(Krajewski and King 1996), which is based on
a
20
15
10
5
0
0
[]
[]
[]
[]
0.05
[]
[]
[]
0.1 0.15
[]
[]
0.2
b
10-
0 ,
0 0.05 0.1 0.15 0.2
Sequence divergence
Fc. 1. Numbers of transition (Ti) and transver-
sion (Tv) substitutions plotted against total sequence
divergence for all species pairs included in Table 3.
Shown are plots of Ti and Tv occurring at codon first
positions (A) and third positions (B).
taranta and cana-pullaria distances is 0.1483, so
their distance from a common ancestor is esti-
mated to be 0.0742. According to the crane cal-
ibration, this indicates that cana began diverg-
ing from its mainland relatives approximately
4.4 to 10.6 million years ago (MYA).
All of the trees generated from the sequence
data are consistent with Dilger's (1960, 1961)
grouping and with the characters used by Mo-
reau (1948) to divide the genus into two
groups. The phylogenies lend some support to
Moreau's suggestion that roseicollis belongs to a
lineage that is separate from the Group B spe-
cies, but they also show that roseicollis is most
closely related to the white eye ring forms, and
that they all shared a relatively recent common
ancestor. All trees place roseicollis and the white
eye ring forms in a monophyletic clade, with ro-
seicollis ancestral to the others. This segment of
the tree also is the most robust, as indicated by
the consistently high bootstrap values.
When nest types are mapped onto the tree,
the construction of a cup nest appears on the
tree with roseicollis, immediately preceding the
origin of domed nest building (Fig. 2). Use of
nest lining is ancestral in the group, and bur-
rowing in arboreal termite nests is derived
from nesting in a lined cavity. Alternative
branching patterns, in which roseicollis was
moved to different sections of a maximum-like-
lihood tree, were compared to the optimal tree
using Kishino-Hasegawa tests. Forcing roseicol-
lis to fall within the white eye ring clade re-
suited in a log-likelihood score that was signif-
icantly worse than that of the optimal tree
(Kishino-Hasegawa test, P = 0.0043). Placing
roseicollis in the taranta/pullaria clade also was
a significantly unlikely arrangement given the
data (Kishino-Hasegawa test, P = 0.0001).
maximum-likelihood distances, was used to es-
timate the date of cana's divergence from its
closest relatives, taranta and pullaria. The com-
parison of likelihood scores for trees built with
and without a molecular clock (In L = -2328.65
and In L = -2324.98, respectively) shows that
they did not differ significantly (likelihood-ra-
tio test, 0.5 < P < 0.9), indicating that a molec-
ular clock holds for these data. According to the
crane calibration, the maximum rate of cyto-
chrome-b sequence divergence (using maxi-
mum-likelihood distances; Table 3) is 0.7 to
1.7% per million years. The mean of the cana-
DISCUSSION
The phylogenetic hypothesis presented here
is consistent with the arrangement proposed
by Dilger (1960). The white eye ring forms (per-
sonata, fischeri, lilianae, and nigrigenis) and ro-
seicollis clearly compose a monophyletic clade.
Agapornis roseicollis is at the base of the clade,
and thus shared a common ancestor with the
other four species. The percentage of sequence
divergence between personata, fischeri, lilianae,
and nigrigenis is much lower (range 0.5 to 1.1%)
than the divergence between other species in
100/100 85/86rA. nigrigenis 100/99 nigrigenis D
93/67 A.
[.A. lilianae A. li#anae D
lOO/lOO lOO/lOO
A. fisched A. fischori D
A. roseicollis s$/6 A. roseicolls C
A. taranta 69/66 r A. taranta LH
A. pullaria t-----A. pullada AT
A. cana A. cana LH
Lorulus Lodculus LH
Geopsittacus Geopsittacus
FIG. 2. Maximum-parsimony bootstrap trees found using PAUP* (test version 4.0.0d59, provided by D. L.
Swofford). Numbers above branches are bootstrap values (2,000 replicates), followed by jackknife values
(2,000 replicates). For each tree, the treelength (see text), consistency index (CI), and retention index (RI) are
given. All tree statistics were calculated with uninformative characters excluded. (A) Maximum-parsimony
tree found using equally weighted data. Treelength = 173, CI = 0.72, and RI = 0.75. (B) Maximum-parsimony
tree found using weighted data (see text). Treelength = 328, CI = 0.67, and RI = 0.70. Letters next to species
names indicate the type of nest used or built by that taxon: LH (lined hole), C (cup nest), D (domed nest),
or AT (burrow in arboreal termitarium).
the genus (range 6.0 to 12.7%), indicating that
these four species should be considered sub-
species of A. personata. This supports the
grouping advocated by Dilger (1960). Moreau
(1948) also recognized the close relationship
among the white eye ring forms, but he did not
recommend combining them into one species.
The slightly closer relationship between ni-
grigenis and lilianae was first noted by Moreau
(1948), and this relationship is supported by
the mtDNA data presented here. As Moreau
(1948) pointed out, the separation between the
nigrigenis / lilianae and personata / fischeri clades
probably was caused by mountain building at
the head of Lake Nyasa. The northern end of
the personata/fischeri division coincides with
the location of the Rift Valley, which may be re-
sponsible for their separation; however, at the
southern end of the division, no major geo-
graphic barriers separate the members within
the two species pairs (Moreau 1948). Moreau
(1948) suggested that the separation is main-
tained by regions of "miyombo" woodland,
and, in the case of nigrigenis and lilianae, by a
region of high elevation. The mtDNA phylog-
enies also show a close relationship between
taranta and pullaria, which was noted by both
Moreau (1948) and Dilger (1960).
The basal position of cana indicates that it
probably became isolated on Madagascar rel-
atively early in the course of diversification of
the genus Agapornis. However, the amount of
sequence divergence between cana and its clos-
est mainland relatives (taranta and pullaria)
suggests that colonization of Madagascar oc-
curred after the island's separation from main-
land Africa. According to a molecular clock cal-
ibration for cranes (Krajewski and King 1996),
cana is estimated to have been diverging from
other members of its genus for about 5 to 10
million years. Madagascar completed its sepa-
ration from Africa some 121 MYA (Rabinowitz
et al. 1983), long before cana began to diverge
from other members of its genus. This indicates
that this species did not diverge due to vicari-
ance, but colonized an already insular Mada-
gascar and thereafter was isolated from its con-
geners.
When the nest-type character is mapped
onto the phylogeny (Fig. 2B), a reconstruction
of the evolution of nest building in Agapornis
supports the nest-lining hypothesis (see Intro-
duction). In the genus, the habit of lining the
nest cavity is ancestral to the use of nesting ma-
terial for construction of a nest. Also, the four
species that build domed nests are the most re-
cently derived in the group and shared a com-
mon ancestor with roseicollis, which builds a
simpler cup nest. This is consistent with the
nest-lining hypothesis, which proposes that the
construction of a domed nest evolved as the
nest material initially used to line the nest cav-
ity was used to construct progressively more
complex nests. Another possibility that is
equally parsimonious given these data is that
cup nests and domed nests evolved separately.
Alternative topologies that would lend less
support to the nest-lining hypothesis are not
likely given the sequence data. For example,
placing roseicollis within the white eye ring
group, which would not reflect the gradual
elaboration of nest building predicted by the
nest-lining hypothesis, is significantly unlike-
ly. If this arrangement were correct, it would
suggest that the cup nest built by roseicollis is
derived from the domed nest. Putting roseicollis
in the cana / taranta / pullaria clade, which would
imply two clearly independent origins of nest
building and again would fail to reflect the
gradual elaboration of nest building, also is in-
consistent with the sequence data.
It should be noted that within Agapornis,
there is a correlation between nest adoption
and nest construction: both roseicollis and lili-
anae frequently use the nests of colonial weaver
birds (Forshaw 1989), and fischeri and personata
appear to use other birds' nests (Moreau 1948).
This is consistent with the nest-adoption hy-
pothesis, but the data more strongly support
the nest-lining hypothesis by indicating a pro-
gression from nest-lining behavior toward
more elaborate building behavior. The ob-
served correlation between nest construction
and nest adoption in some Agapornis could oc-
cur if a bird that constructs a nest might be
more likely to recognize and accept the nest of
other species as a breeding site.
The construction of a nest within a cavity
may be advantageous because it allows birds to
modify cavities that might otherwise be un-
suitable for breeding (Eberhard 1997). Obser-
vations of captive A. personata indicate that
nest-construction behavior is flexible, and that
a function of nest building is the modification
of cavities (Vriends 1978). Alternatively, love-
birds would be expected to build a nest that
was essentially the same, regardless of the size
or shape of the cavity. Vriends (1978) found
that if the nest-box opening is too large, birds
sometimes pile nesting material up against it to
make the entrance smaller. He also noted that
the extent of nest construction depends on the
size of the cavity--if space is limited, the dome
may be omitted. Vriends also observed that fe-
males will add extra material to their nests if
light leaks into the nest chamber, or if there are
any sharp projections in the nest interior.
An important difference between the Agapor-
nis species that construct nests and those that
do not is breeding density. Those that build
nests (i.e. the white eye ring forms and rosei-
collis) are colonial whereas the others are sol-
itary breeders. In captivity, breeding pairs of
cana and taranta are extremely territorial and
must be kept in separate cages (Vriends 1978,
Erhart 1983). Gregarious breeding may have
been facilitated by the evolution of nest build-
ing, because the ability to construct a nest
could give breeding pairs flexibility in their
choice of nesting sites (Eberhard 1997). An as-
sociation between increasingly complex nest
construction and gregarious nesting also has
been shown in a phylogenetic analysis of the
evolution of nest construction in swallows
(Winkler and Sheldon 1993). In the case of
swallows, Winkler and Sheldon suggest that
the transition from cup nests to domed nests
permitted higher breeding densities by reduc-
ing forced extrapair copulation attempts. In
Agapornis, the shift from sexual dimorphism (in
the "primitive" species) to sexual monomor-
phism (in roseicollis and the white eye ring
forms) may be a result of the shift to colonial
breeding (Dilger 1960), perhaps because of
nonsexual social selection on plumage involved
in signaling (which is likely to occur more fre-
quently in a colony) by both sexes (West-Eber-
hard 1983).
A complete assessment of the adaptive value
of nest building and colonial breeding clearly
is an ecological question that involves knowl-
edge about the habitat in which these species
live (and have evolved), the availability of nest
cavities, and quantification of the costs and
benefits associated with gregarious breeding.
Field studies of Agapornis are lacking and are
necessary to evaluate the hypotheses proposed
here regarding the adaptive value and evolu-
tion of nest-building behavior in the genus. In
particular, data on the availability and distri-
bution of nest cavities, and the lovebirds' pat-
tern of occupation of available cavities, could
be used to test the hypothesis that the construc-
tion of nests within cavities facilitates gregari-
ous breeding.
The phylogenetic data presented here sup-
port a historical reconstruction of the evolution
of nest-building behavior in which the con-
struction of a nest within a cavity is derived
from the habit of lining the nest. Several of the
differences traditionally used to distinguish
the nest-building species from the "primitive"
species probably are linked with the change in
nesting behavior. One of these is the method of
carrying nesting material--the change from
carrying material in the feathers to carrying it
in the beak permitted transport of larger and/or
heavier items. Plumage changes may have fol-
lowed changes in nest-building behavior, be-
cause the switch from dimorphism to mono-
morphism probably is linked to the shift from
solitary to gregarious breeding. It is likely that
gregarious breeding itself was facilitated by the
ability to construct nest structures within cav-
ities, because the ability to modify unsuitable
cavities would give breeding pairs increased
flexibility in nest placement.
ACKNOWLEDGMENTS
I thank H. Hollocher for providing me with a lab
in which to work; she and D. Kutzler patiently taught
me PCR and sequencing techniques. P. Wade provid-
ed an easy and reliable feather-extraction protocol; J.
Rowden and K. Petren kindly gave me the primers
that were used for PCR and sequencing. Feather sam-
ples were provided by a number of people: C. Fal-
zone (Brookfield Zoo), M. Mitchell (Dickerson Park
Zoo), J. Landvater and K. Raby (San Francisco Zoo),
D. Rimlinger (San Diego Zoo), C. Siegel (Dallas Zoo),
M. Weldon (Fort Wayne Zoo), and D. Emlen and K.
Bright; A. Lyles helped me to locate zoos with Aga-
pornis and Loriculus in their collections. While work-
ing on this project, I was supported by Princeton
University; funding for the laboratory work was pro-
vided by the Association for Women in Science
Educational Foundation and Princeton University.
The manuscript benefitted from the comments of P.
Grant, H. Hollocher, A. Dobson, H. Horn, M.
Bjvrklund, and R. Gray.
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Associate Editor: A. J. Baker