Department of Biology, 167 Castetter Hall, University of New Mexico, Albuquerque, New Mexico 87131, USA
Rooster crows are loud, stereotyped vocalizations
that appear to function as assertions of social dom-
inance over conspecific males in wild Red Junglefowl
(Gallus gallus) and their domestic counterparts (Mil-
ler 1978, Leonard and Horn 1995). Roosters establish
linear dominance hierarchies that reflect individual
fighting ability, and dominant males have preferen-
tial sexual access to females in a flock (Miller 1978,
Leonard and Horn 1995).
Honest signaling theory (Grafen 1990, Zahavi
1991) predicts that assertions of status should entail
costs that reveal phenotypic quality, rendering such
signals accurate, condition-dependent advertise-
ments of resource-holding potential (Maynard Smith
1982). Costly signals are sometimes referred to as
"handicap" signals (Zahavi 1991, Folstad and Karter
1992). Natural selection should favor honest adver-
tisements of resource-holding potential because both
participants in such systems (i.e. signal sender and
signal receiver) reduce their risk of unnecessarily en-
gaging in dangerous fighting behaviors. By an-
nouncing high resource-holding potential, dominant
individuals reduce the incidence of fights and the fit-
ness effects that even victorious animals can face
during combat, whereas receivers avoid challenging
individuals that they are unlikely to overpower,
thereby avoiding injury or death.
Parameters of agonistic acoustic displays pro-
duced among males in species as varied as tarbush
grasshoppers (Ligurotettix planum), toads (Bufo bufo),
and red deer (Cervus elephus) predict which contes-
tants will prevail in combat (Davies and Halliday
1978, Clutton-Brock and Albon 1979, Greenfield and
Minckley 1993; also see Arak 1983). It has long been
suspected that the rooster's crow similarly advertises
fighting ability (Fisher 1930). Rooster crows recently
have been shown to entail no significant metabolic
production costs, raising doubts about this signal's
honesty (Chappell et al. 1995, Horn et al. 1995). How-
ever, other mechanisms may ensure a condition-de-
pendent quality of crows, such as immunological
handicapping by testosterone (Folstad and Karter
1992), social costs (attacks on crowing subordinates;
Leonard and Horn 1995) or neurodevelopmental in-
tegrity (Furlow 1997). Hence, rooster crows may
honestly advertise resource-holding potential to so-
cial competitors despite their low immediate pro-
duction costs (Kodric-Brown and Brown 1984).
To make a preliminary assessment of whether
crows signal resource-holding potential, we ana-
lyzed the crows of 20 adult male Red Junglefowl. We
measured three condition-dependent markers of
phenotypic quality known or presumed to be cor-
related with fighting success: (1) body size, (2) size
and asymmetry of fighting spurs, and (3) length of
fleshy head combs. We then compared the acoustic
parameters of crows with these phenotypic mea-
sures.
Methods.--Twenty sexually mature, 1-year-old
male Red Junglefowl were measured and recordings
were made of their crows. Rearing conditions are de-
scribed in Kimball et al. (1997). The roosters were
free-ranging from about six weeks until seven
months of age, at which time they were individually
penned. At the time of recording, all roosters used in
this study had been individually penned for approx-
imately five months.
Each rooster's comb length and fighting spurs
were measured to the nearest 0.1 mm using dial cal-
ipers. Standardized body size was obtained by sum-
ming the standardized lengths of the humerus, tar-
sus, tibia, and femur. The fluctuating asymmetry
(FA) of spurs, a measure of developmental integrity
and a possible correlate of fighting success in birds
(Moller 1992), was calculated as the difference be-
tween right and left measures divided by mean spur
length (Parsons 1990; see also Kimball et al. 1997).
Spur asymmetry met the statistical definitions of FA
(Palmer 1994, Kimball et al. 1997). Because spur
length and FA were not correlated, we calculated ab-
solute (vs. relative) FA values (Palmer 1994). Doing
this rendered a half-normal distribution for FA val-
ues from our sample (see Palmer 1994).
Crows were recorded at a distance of 1 to 3 m with
a Radio Shack VSC-2002 recorder and an Electret 33-
3007 unidirectional microphone. Recordings were
digitized on an Apple Macintosh computer using
Cornell University's Canary 1.1 bioacoustical analy-
sis software. Sampling rate was 22 kHz and display
range 11 kHz. Sample size for Canary software is set
at 8 bits (see Charif et al. 1993).
The software was used to generate spectrographs
from which the crow's physical features were mea-
sured. Crow duration, mean fundamental frequency,
and dominant frequency (Hz at peak amplitude)
were measured. We did not measure amplitude be-
cause of the variation in recording distances (record-
ing distance is unlikely to affect relative measures
such as which frequency has the highest amplitude,
but comparisons of absolute amplitudes of different
individuals could be affected). Only one crow was
analyzed for each rooster, because junglefowl crow
acoustics exhibit high individual stability (Miller
1978).
Statistical analyses were performed using SAS 6.04
software. Dominant frequency was split into two cat-
egories because the crows of all roosters fell into a
low (782 to 869 Hz) or high (1,740 to 2,170 Hz) dom-
inant-frequency category. We compared phenotypic
differences between the low and high dominant-fre-
quency categories. Fundamental frequency and crow
duration were continuously distributed; therefore,
these data were analyzed with correlation analyses.
We used parametric tests for comb length (t-test),
standardized body size (Pearson correlation), and
spur length (Pearson correlation), and nonparamet-
ric tests for spur asymmetry (Wilcoxon rank sum and
Spearman correlations). Because we tested for pos-
sible relationships among multiple acoustic and
physical variables, all P-values were subsequently
adjusted with sequential Bonferroni corrections
(Rice 1989). Means, ranges, and correlations between
trait sizes, as well as calculations of fluctuating
asymmetry error, are detailed in Kimball et al.
(1997).
Results and Discussion.--Roosters that produced
low dominant-frequency crows had longer combs (œ
= 82.7 ñ SD of 5.1 mm) than those that produced
high dominant-frequency crows (œ = 75.3 _+ 3.8 mm;
t = 3.6, P < 0.05 after Bonferroni adjustment). No
other variables (i.e. body size, spur length, and spur
asymmetry) varied significantly with acoustic pa-
rameters of rooster crows.
Comb length is a condition-dependent signal of
plasma testosterone levels and immunological health
(Zuk et al. 1990, 1995, Folstad and Karter 1992) and
has been shown to correlate with fighting ability in
the population of Red Junglefowl used in this study
(Ligon et al. 1990). Junglefowl comb turgidity is
maintained by connective tissue fibroblasts that pro-
duce viscous, capillary-dilating mucoid in response
to testosterone (see Ligon et al. 1998). Males with
larger combs have relatively high levels of circulat-
ing testosterone and relatively low levels of circulat-
ing lymphocyte (Zuk et al. 1995), as predicted by the
immunological handicap hypothesis (Folstad and
Karter 1992).
Another galliform species, the Gray Partridge (Per-
dix perdix), has a syringeal structure very similar to
that of Gallus (Gaunt and Gaunt 1985). Testosterone
administration in this species thickens tracheal and
bronchial lumina membranes during development
(Beani et al. 1995) and lowers the dominant frequen-
cy of vocalizations (Fusani et al. 1994, Beani et al.
1995). A similar mechanism may be responsible for
the correlation between testosterone-dependent
comb length and the dominant frequency of jungle-
fowl crows. If so, then crows offer a "snapshot" of
androgen levels during syringeal development,
whereas comb quality conveys information about a
rooster's current immunological and hormonal sta-
tus (see Zuk et al. 1995). Hence, crow quality may re-
flect an ontogenetic, Zahavian "pay now, display lat-
er" strategy. Junglefowl crows may be crudely indic-
ative of phenotypic quality, whereas comb quality is
a more precise indicator of current condition.
Why multiple signals evolve has been the subject
of considerable interest (e.g. Moller and Pomian-
kowski 1993, Omland 1996, Ligon et al. 1998). In ag-
onistic signaling contexts, sequential assessment
theory (e.g. Enquist et al. 1990) may help explain the
evolution of multiple signals. Sequential assessment
theory posits that contestants should escalate ago-
nistic encounters from cheap, general signals to more
costly and more accurate (i.e. difficult to falsify) sig-
nals of resource-holding potential. Well-matched
contestants continue to escalate until the interaction
becomes violent, whereas power asymmetries are
detected during earlier assessment steps such that
the individual less likely to win retreats from the en-
counter Hence, multiple signals with overlapping
information domains in some cases may be ex-
plained as components of sequential agonistic-as-
sessment displays.
The evolved audience of crows in the wild may
have included conspecific territory intruders. If dis-
tant males were of roughly equivalent quality as that
indicated by a territorial male's crow, closer inspec-
tion of a more accurate signal--comb size--may
have been the next step in assessing the territorial
male's resource-holding potential. It is also possible
that crowing attracts unaffiliated hens in the wild.
In a previous study, Leonard and Horn (1995)
found no significant relationship between comb
length and fundamental frequency of crows among
healthy domestic roosters, but they did identify a
significant correlation between status and funda-
mental frequency (dominants had higher-pitched
crows than subordinates.) The authors did not ana-
lyze dominant frequency. Their roosters were inter-
acting and had established dominance hierarchies
enforced by subordinate-directed attacks. Roosters
in our study had been individually penned for five
months prior to recording (roosters were not in vi-
sual contact but could hear one another's crows, ren-
dering their social isolation incomplete). It is possi-
ble that aspects of an individual rooster's crow
acoustic structure (such as fundamental frequency)
vary with social conditions and motivational states,
as Leonard and Horn (1995) found to be the case with
crow rate, whereas other acoustic characteristics con-
stitute a relatively "fixed" marker of hormone levels
and other aspects of phenotypic quality during de-
velopment. A longitudinal study of crow acoustic
quality of roosters whose social status is experimen-
tally manipulated is needed. Unfortunately, we were
unable to perform social manipulations. Future stud-
ies should compare the crows of socially isolated
roosters (and phenotypic measures) with those of
roosters in dominance hierarchies to differentiate be-
tween the effects of social dominance (status) per se
versus intrinsic phenotypic quality.
The quality of rooster crows is related to comb
length--a trait previously shown to be a testoster-
one-dependent signal of immunocompetence and a
correlate of fighting success in the population of Red
Junglefowl that we studied (Ligon et al. 1990, Zuk et
al. 1990). Both immunological health and aggres-
siveness (another possible correlate of testosterone
levels) are probable correlates of fighting success
among roosters. The preliminary results that we re-
port suggest that resource-holding potential is ac-
curately indicated by the dominant frequency of
rooster crow vocalizations, despite the low metabolic
expense of crowing.
Acknowledgments.--We thank J. David Ligon for ac-
cess to his junglefowl flock and helpful comments
about our hypothesis and interpretations. Matthew
Marshall and Rachel Campbell are thanked for lo-
gistical support, and Tara Armijo-Prewitt is thanked
for her assistance with acoustical data collection.
Paul Watson, Randy Thornhill, Astrid Kodric-Brown,
Marty Leonard, Andy Horn, Ivan Folstad, Mike Fur-
low, and anonymous reviewers are thanked for their
critical reviews of this paper. This research was made
possible by a previous NSF grant.
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Received 25 April 1997, accepted 3 November 1997.
Associate Editor: E. Greene